By Kyle Brasseur2022-10-18T19:39:00
An audit partner at accounting firm Spielman Koenigsberg & Parker (SKP) agreed to pay a record $150,000 fine handed down by the Public Company Accounting Oversight Board (PCAOB) for misleading its investigators over the course of multiple inspections.
The alleged actions of Jonathan Taylor also earned SKP a fine of $150,000 and led to the PCAOB revoking the firm’s registration for at least five years. SKP was further censured for failing to establish and implement adequate quality control policies and procedures, according to the regulator.
Taylor agreed to be censured and permanently barred from association with a registered public accounting firm as part of his settlement. His financial penalty total is the highest the regulator has assessed against an individual.
2023-03-22T17:50:00Z By CW Staff
The Public Company Accounting Oversight Board announced Robert Rice would succeed Mark Adler as head of enforcement and investigations.
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The Public Company Accounting Oversight Board announced several notable enforcement actions last week, including sanctions against six firms for allegedly violating agency reporting requirements.
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The Public Company Accounting Oversight Board penalized four audit firms for failing to disclose who led specific audits for their firms and whether any other firms were involved in those audits.
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Tractor Supply Company has agreed to get into compliance with California’s consumer privacy law and to pay a $1.35 million fine—the largest yet by California—to settle allegations it violated the privacy rights of customers and job applicants.
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A single $33,000 shipment to Iran triggered a six-figure penalty and years of compliance oversight for biotechnology company LuminUltra Technologies, Inc.
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