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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Kyle Brasseur2022-10-07T20:48:00
The Securities and Exchange Commission (SEC) will reopen comment periods on 11 rulemaking releases put forward over the past year because of a glitch in its online comment system.
Comments on several of the agencies most controversial rule proposals, including climate-related disclosures and reporting cybersecurity breaches within four business days, might have been lost as the result of a “technical error,” the agency revealed in a press release Friday. The SEC said most of the comments affected were submitted in August, but the error is “known to have occurred as early as June 2021.”
“To ensure that interested persons, including any affected commenters, have the opportunity to comment on the affected releases or to resubmit comments, the commission is reopening the comment periods for the affected releases until 14 days following publication of the reopening release in the Federal Register,” the agency stated.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2022-03-23T22:07:00Z By Aaron Nicodemus
The Securities and Exchange Commission’s proposed climate-related disclosure rule would force companies that have been reluctant to initiate a self-examination of their environmental impact to do so, posthaste. Experts weigh in on where to start.
2022-03-21T21:09:00Z By Aaron Nicodemus
After months of anticipation, the Securities and Exchange Commission issued its proposed climate-related disclosure rule, a sweeping potential mandate that would force all public companies to quantify, measure, and disclose their effect on the environment.
2022-03-09T23:04:00Z By Aaron Nicodemus
Public companies would have to report material cybersecurity incidents no later than four business days after they occur if a rule proposed by the Securities and Exchange Commission takes effect.
2024-11-25T19:18:00Z By Aaron Nicodemus
The Department of Justice has added antitrust compliance guidance in an update to its Evaluation of Corporate Compliance Programs.
2024-11-25T18:30:00Z By Aaron Nicodemus
Change is likely coming to the Securities and Exchange Commission’s enforcement priorities with the pending handover of the White House to Republican President-elect Donald Trump. Adjust your compliance priorities accordingly.
2024-11-22T14:17:00Z By Adrianne Appel
Dr. Mehmet Oz, President-elect Donald Trump’s pick to lead the Centers for Medicare and Medicaid Services, has a mandate from Trump to “take on the illness industrial complex” and to cut costs.
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