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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Kyle Brasseur2022-10-07T20:48:00
The Securities and Exchange Commission (SEC) will reopen comment periods on 11 rulemaking releases put forward over the past year because of a glitch in its online comment system.
Comments on several of the agencies most controversial rule proposals, including climate-related disclosures and reporting cybersecurity breaches within four business days, might have been lost as the result of a “technical error,” the agency revealed in a press release Friday. The SEC said most of the comments affected were submitted in August, but the error is “known to have occurred as early as June 2021.”
“To ensure that interested persons, including any affected commenters, have the opportunity to comment on the affected releases or to resubmit comments, the commission is reopening the comment periods for the affected releases until 14 days following publication of the reopening release in the Federal Register,” the agency stated.
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2022-03-23T22:07:00Z By Aaron Nicodemus
The Securities and Exchange Commission’s proposed climate-related disclosure rule would force companies that have been reluctant to initiate a self-examination of their environmental impact to do so, posthaste. Experts weigh in on where to start.
2022-03-21T21:09:00Z By Aaron Nicodemus
After months of anticipation, the Securities and Exchange Commission issued its proposed climate-related disclosure rule, a sweeping potential mandate that would force all public companies to quantify, measure, and disclose their effect on the environment.
2022-03-09T23:04:00Z By Aaron Nicodemus
Public companies would have to report material cybersecurity incidents no later than four business days after they occur if a rule proposed by the Securities and Exchange Commission takes effect.
2024-07-24T15:50:00Z By Aaron Nicodemus
Financial institutions holding Russian sovereign assets that have not reported them to the Treasury Department’s Office of Foreign Assets Control are now required to do so by Aug. 2.
2024-07-23T12:29:00Z By Ruth Prickett
Compliance officers should take note of proposed laws in the U.K. with the newly elected Labor government setting the legislative agenda in the King’s Speech last week, promising consultations on enhanced employee rights and a higher minimum wage.
2024-07-22T15:50:00Z By Aaron Nicodemus
Four federal banking regulators have joined the Treasury Department’s Financial Crimes Enforcement Network in issuing a notice of proposed rulemaking that would require financial institutions to conduct more thorough risk assessments on their anti-money laundering/countering the financing of terrorism programs.
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