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Exactly 50 percent of compliance practitioners we surveyed are looking to upgrade their technology solutions in the near future. In this webcast, we’ll discuss more findings of our survey, review best practices for choosing a software solution suited to your needs, and provide advice on what skills the compliance officer ...
Amid intensified regulatory scrutiny and enforcement in the financial services industry, on top of an astronomical rise in cyber-crimes, prudent financial, risk, and compliance professionals in the financial services industry will not want to miss this e-Book, sponsored by Thomson Reuters in collaboration with Compliance Week.
Compliance failures can occur at any time, but what happens when the root of the issue lies in the hands of the chief compliance officer (CCO)? Who becomes liable? The company or the CCO? Walking this tightrope can keep many executives and compliance practitioners up at night.