SEC Adopts Regulation A+, Including State Preemption

Image: The SEC has adopted new rules that expand the Regulation A registration exemption. It enables smaller companies to offer and sell up to $50 million of securities in a 12-month period without registering with state-level securities regulators in certain situations. Massachusetts Secretary of State William Galvin expressed dismay for ...


Already a Member? SIGN IN here. If you’re not, click HERE for more information on our 30-day free trials and why you’re not able to view this story.