- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-06-28T12:15:00
The Securities and Exchange Commission has proposed increasing the financial thresholds that define “smaller reporting companies," a move that would expand the number of companies that qualify for the scaled disclosures provided in Regulation S-K and Regulation S-X.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
2020-03-19T15:42:00Z By Maria L. Murphy
The SEC’s revisions to definitions of accelerated and large accelerated filers should provide relief to smaller issuers and reduce costs for certain public companies.
2019-04-15T20:51:00Z By Joe Mont
The Trump administration is trying a new strategy to seize control over independent agencies’ rulemaking processes and the guidance they issue.
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