SEC Sweep Rounds Up Corporate Insiders for Late Filings

By Joe Mont2014-09-11T10:00:00

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SEC Searching for Rules Violations in Piles of Data

2014-10-15T15:45:00Z By Joe Mont
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SEC Searching for Rules Violations in Piles of Data.

2014-10-15T15:45:00Z By Joe Mont

One of the more significant trends in enforcement actions by the Securities and Exchange Commission recently may not be immediately obvious.Last month, an enforcement sweep resulted in charges and fines against 28 officers, directors, and other shareholders for failing to promptly report required information about their holdings and transactions in ...
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FTC complaint accuses LA Fitness parent companies of blocking easy membership exits

2025-08-21T18:58:00Z By Oscar Gonzalez

The Federal Trade Commission filed a complaint against LA Fitness’ parent companies, citing difficulties canceling memberships, a month after a court blocked the agency’s click-to-cancel rule.