- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-10-25T13:15:00
With Vice President Mike Pence breaking a 50-50 vote tie, the Senate has quashed the CFPB’s controversial ban on the mandatory arbitration clauses widely used by financial services firms.
2018-03-06T10:30:00Z By Joe Mont
SEC Chairman Jay Clayton has floated the idea of mandatory shareholder arbitration, raising issues about agency enforcement and investor protection.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
2025-05-16T14:16:00Z By Aaron Nicodemus
As the Consumer Financial Protection Bureau steps back from its core mission of protecting American consumers, states like New York and Pennsylvania are stepping up to fill the regulatory void.
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