- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: Compliance officers struggle with IT; that’s not news. This week, however, we have new data that might illuminate why so many compliance departments can’t implement an IT strategy to meet their needs. Inside, Compliance Week editor Matt Kelly looks at which IT typically goes to what compliance tasks, and ...
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Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
Smaller reporting companies should, by default, have delayed compliance dates of at least one year on any new disclosure rule, SEC Commissioner Mark Uyeda said in a recent speech.
