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Provided by Fulcrum2021-10-01T15:04:00
The results of a recent cross-industry survey from Compliance Week and Fulcrum, a U.K.-based multidisciplinary firm providing solutions to corporate risk issues, revealed support for environmental, social, and governance (ESG) initiatives, but a lack of understanding about how to monitor and measure results.
The poll, “ESG Clarity: Benchmark Your Initiative,” launched in June and garnered responses from 219 compliance, audit, legal, and finance executives. Respondents said while their organizations were largely successful in launching ESG strategies and goals in their business plans, they were less successful in understanding ESG-related risks and applying those lessons to their initiatives.
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2023-09-26T20:51:00Z By Compliance Week
Compliance Week’s fifth annual “Inside the Mind” survey seeks to discover what makes CCOs and other risk and compliance practitioners tick. Take 10 minutes to share your experiences and be part of our special report.
2023-09-26T13:27:00Z By Adrianne Appel
Companies that haven’t yet set up verifiable reporting in their sustainability programs have a ready reference available in the framework put out by the Committee of Sponsoring Organizations of the Treadway Commission, experts discussed at CW’s virtual ESG Summit.
2023-09-25T17:26:00Z By Kyle Brasseur
DWS Investment Management Americas agreed to pay $25 million in penalties across separate settlements with the Securities and Exchange Commission addressing alleged misstatements in environmental, social, and governance investments and anti-money laundering violations.
2023-09-19T20:46:00Z Provided by Morgan Lewis
Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.
2023-07-24T18:22:00Z Provided by Guidehouse
Three out of four financial services firms that chose to outsource portions of their financial crime compliance function reported they were pleased with the results, according to a new survey conducted by Compliance Week and Guidehouse.
2023-07-18T07:30:00Z Provided by Riskonnect
The recent banking crisis—in which three mid-sized U.S. banks failed—prompted just under half of compliance professionals across all industries to reassess their TPRM procedures, according to a recent survey conducted by Compliance Week and Riskonnect.
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