All TRACE articles
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News BriefFINRA fines Merrill Lynch, BofA Securities $2.3M for reporting, registration failures
The Financial Industry Regulatory Authority issued two separate fines against Merrill Lynch and BofA Securities totaling nearly $2.3 million for reporting violations and failing to timely file amendments on registration forms for their registered representatives.
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News BriefCredit Suisse unit to pay $900K over reporting, supervisory lapses
Credit Suisse Securities agreed to pay $900,000 to settle charges levied by the Financial Industry Regulatory Authority regarding reporting and supervision lapses.
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PremiumTRACE enforcement report highlights anti-bribery trends from 2022
The United States broke from a three-year downturn in bribery-related enforcement actions, while Brazil continued its emergence in the space, according to the results of the latest annual Global Enforcement Report by nonprofit TRACE.
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ArticleTRACE: How the GDPR interferes with anti-corruption compliance
Anti-bribery business association TRACE has submitted its overview of new issues that have emerged in the fight against foreign bribery due to implementation of the EU’s General Data Protection Regulation.
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Blog
TRACE improves anti-bribery compliance accreditation program
Anti-bribery compliance organization, TRACE, has introduced improvements, such as new course content, to its training and accreditation program that offers a professional credential for anti-bribery compliance specialists.
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Article
The pros and cons of ISO 37001 certification
ISO has released a new anti-bribery standard, but not everyone is convinced that they actually need it, reports Jaclyn Jaeger.
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ArticleNew Bribery Index Aimed at Corporate Use
Companies have a new resource to help assess bribery and corruption risks in the countries where they operate, one that aims to be more meaningful to global companies than Transparency International’s widely used Corruption Perceptions Index. Trace International’s TRACE Matrix is intended specifically for corporate use, and it analyzes four ...