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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-03-15T12:45:00
Acting Commodity Futures Trading Commission Chairman J. Christopher Giancarlo was nominated by President Trump to officially head the agency this week. Awaiting Senate confirmation, he has already detailed bold reforms for the Commission.
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2017-03-28T13:15:00Z By Joe Mont
President Trump’s nominee to head the SEC, Jay Clayton, was grilled about conflicts, recusals, and his views on enforcement during a Senate Banking Committee hearing.
2025-05-27T17:12:00Z By Aaron Nicodemus
Three of four respondents to Compliance Week’s Inside the Mind of the CCO survey said their employers have policies and procedures in place that govern employee use of unauthorized communications on their cell phones. The survey, conducted in November and December, found that another 11 percent of the 179 practitioners ...
2025-04-16T16:00:00Z By Aaron Nicodemus
The U.S. Department of Justice ended two compliance monitorships on Glencore International more than a year early, monitorships imposed in 2022 after the company was convicted of paying bribes and manipulating commodities markets.
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