- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by Wolters Kluwer2024-11-05T14:00:00
Attend this Compliance Week webinar to synthesize the current ”state-of-play” for current and proposed rules for the ethical and responsible use of AI in financial services settings.
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2024-10-18T12:00:00Z By Aaron Nicodemus
For all the hype surrounding generative artificial intelligence, the technology has been met with a healthy skepticism in the compliance community. Compliance practitioners want to know: Is it safe? Can it be deployed ethically? Are the risks greater than the rewards? And what should an AI acceptable use policy contain?
2025-04-24T18:07:00Z By Aaron Nicodemus
The Consumer Financial Protection Bureau (CFPB) has quickly become one of the most active agencies advancing the Trump administration’s pullback on prosecuting corporations, as it dropped yet another consumer protection lawsuit against a financial services company Wednesday.
2025-04-24T12:00:00Z By Ruth Prickett
Director accountability is back in the spotlight in the U.K., even as the government pushes for regulatory simplification to cut red tape and drive growth. This raises questions about how boards can be encouraged to take risks to grow their businesses while also being held more accountable for governance failings. ...
2025-04-22T14:00:00Z Provided by Ethena
A recent survey found that 66% of compliance leaders say their training programs are hard to customize quickly, and nearly half (46%) are being asked to cut training time.
Provided by PwC
This webcast explores how major institutions like Coinbase, Citi, and PwC—alongside insights from a former SEC regulator—are navigating the regulatory gray zones of digital assets, offering a practical counterpart to evolving global policy discussions.
Provided by Epiq
As AI presents new opportunities to drive insight and efficiency, it brings new challenges of risk mitigation and overall company protection.
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