• Article

    Senate approves SEC commissioners after one last look at their views


    Robert Jackson, a Democrat, and Hester Peirce, a Republican, will fill two seats on the SEC that have remained vacant since 2015.

  • Blog post

    SEC's Chair White to depart agency with Obama


    There had been some discussion recently that perhaps SEC Chair Mary Jo White might stay on as chair until President-elect Trump found a new head for the agency, but no more. White announced today that she intends to depart the SEC at the end of the Obama Administration.

  • Blog post

    Will SEC Chair White stay at agency until her successor is in place?


    SEC Chair White has reportedly been asked by both the Clinton and Trump campaigns if she will consider staying on until her successor is in place. Congress' failure to act on two existing commissioner vacancies on the five-person SEC has further raised the stakes on this decision.

  • Blog post

    Sen. Warren asks President Obama to appoint new SEC chair


    Apparently, you can only express your “disappointment” in someone so many times before you need to go to Plan B—take it up with the boss. Bruce Carton explores Sen. Elizabeth Warren's request of President Obama to replace SEC Chair Mary Jo White.

  • Blog post

    Poll: When will Fairfax and Peirce be confirmed as SEC commissioners???


    Bruce Carton asks: Does anyone remember waaaaaaaaaaaay back in October 2015 when President Obama nominated Lisa Fairfax and Hester Peirce as SEC Commissioners? Please take a CW poll on when these nominees will be confirmed.

  • Blog post

    'You don't want to mess with Mary Jo,' baseball edition


    When President Obama introduced Mary Jo White to be his pick to be the new SEC Chair, he famously warned that "You don't want to mess with Mary Jo!" Everyone logically assumed that he was referring to would-be securities fraudsters not wanting to mess with Mary Jo, but perhaps he ...

  • Blog post

    Former SEC Commissioner and Enf. Dir. Irving Pollack Passes Away at Age 98


    Irving M. Pollack, a former SEC Commissioner who also served as the agency's first director of the Enforcement Division, passed away on July 1, 2016 at the age of 98. Pollack served at the SEC for 34 years.

  • Blog post

    Some (minor) movement in SEC nominations of Fairfax and Peirce


    It wasn't much, but given the complete lack of movement in the languishing nominations of Hester Peirce and Lisa Fairfax to be SEC commissioners, we'll take it. On Thursday, May 19, the U.S. Senate Banking Committee finally voted to advance the nominations of Peirce and Fairfax to the full Senate ...

  • Blog post

    SEC commissioner nominees Peirce and Fairfax receive Senate hearing


    This week -- finally(!) -- the Senate Banking Committee held confirmation hearings for the two people nominated to be the next SEC commissioners: Hester Peirce and Lisa Fairfax. Presently, following the 2015 departures of SEC commissioners Luis Aguilar and Daniel Gallagher, the SEC is operating with just three commissioners (Chair ...

  • Blog post

    SEC's Aguilar Looks Back at Seven Years of Progress


    SEC Commissioner Luis A. Aguilar will depart the SEC at the end of this month after serving as a commissioner for over seven years. With his last day at the SEC quickly approaching, Commissioner Aguilar posted an interesting statement on the SEC's website this week in which he shared some ...