All ethics and compliance articles
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Article
COSO report: Elevating compliance leads to more informed decision-making
Many compliance departments are not independent, but instead report to other departments. COSO recommends compliance be separated out into its own division, led by a chief compliance officer with an executive-level position.
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Article
From financial crisis to coronavirus: Shifting compliance trends in financial services
Keeping up with regulatory change; budget and resource allocation; and data protection issues were cited as the top three compliance challenges in the financial services industry, according to a recent study.
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Article
NAVEX Global: Top 10 compliance trends for 2020
A recent Webinar, and complementary report, from NAVEX Global offers a look at the top 10 risk and compliance trends for 2020.
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Article
Modernizing compliance: a viewpoint from the front lines
Taking a cross-functional approach to compliance—solving problems together with the business—is the most effective and cost-efficient way to mitigate enterprise-wide risks today.
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Article
Choosing an executive education program
As compliance officers increasingly turn to executive training to hone skills, learn topics in-depth, and network, what should they be looking for in a program before committing to one?
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Article
Using metrics to gauge corporate culture
At a recent ethics and compliance virtual conference, ethics officers shared their approaches for gathering and using metrics to gauge corporate culture.
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Article
How DICK’s Sporting Goods manages responsible sourcing
A successful sourcing program is about more than conducting audits and taking corrective action. It’s about executing an enterprise-wide risk strategy.
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Blog
Convercent Helpline offers mobile texting capabilities
Convercent, an ethics and compliance software provider, has announced new innovations to reduce barriers often found with ethical reporting. Convercent Helpline now features mobile texting intake to give all employees an opportunity to speak up.
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Article
State of Compliance 2016: Aligning compliance with business strategy
A new study by PwC notes that compliance programs work best when they are deeply integrated with an organization’s overall business strategy, reports Jaclyn Jaeger.
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Blog
Deutsche Telekom to study its ethics and compliance culture
Deutsche Telekom is working to boost ethical behavior and foster a speak-up culture within the company to minimize compliance risks. Jaclyn Jaeger reports.