CW’s Excellence in Compliance Awards recognize the best and brightest in compliance.

The “Excellence in Compliance Awards” honor standout individuals and companies for their efforts in the areas of ethics and compliance.

Winners for 2022 were announced May 16 to coincide with the timing of the Compliance Week National Conference in Washington, D.C.

  • CCO/CECO of the Year: Kelly Maxwell, Chief Compliance Officer, Dana-Farber Cancer Institute
  • Compliance Program of the Year: Snap
  • Lifetime Achievement in Compliance: Tamar Frankel, Professor of Law Emerita, Boston University
  • Rising Star in Compliance: Boon Kim Fam, Legal Director of Compliance, Asia Pacific, PVH
  • Compliance Mentor of the Year: Mary Shirley, Head of Culture of Integrity and Compliance Education, Fresenius Medical Care

Finalists for each award are recognized below:

The Lifetime Achievement award features no finalists—only a winner.


2021 Excellence in Compliance Awards winners

CCO/CECO of the Year: Justin Ross, Chief Compliance Officer, FedEx Corp.

Compliance Program of the Year: Tenneco

Lifetime Achievement in Compliance: Emmanuel Lulin, Chief Ethics Officer, L’Oréal

Compliance Innovator of the Year: Sarah Partington, Senior Compliance Officer/Director of Compliance Operations, The MetroHealth System

Compliance Mentor of the Year: Ellen Hunt, Vice President, Compliance Operations & Chief Privacy Officer, LifePoint Health

Rising Star in Compliance: Jennifer Newton, Founder and CEO, National Association of Black Compliance & Risk Management Professionals

Compliance Consultant/Advisor of the Year (Individual or Company): VANTAGE, from Control Risks


2020 Excellence in Compliance Awards winners

CCO of the Year: Duane Holloway, Senior Vice President, General Counsel and Chief Ethics & Compliance Officer, U.S. Steel

Lifetime Achievement in Compliance: Carrie Penman, Chief Risk and Compliance Officer, NAVEX Global

Compliance Comeback of the Year: Joshua Drew, Group Chief Ethics & Compliance Officer, VEON

Compliance Innovator of the Year: Alicia Schwarz, Deputy Chief Compliance Counsel (Global), Walt Disney Company

Compliance Mentor of the Year: Jay G. Martin, Senior Counsel, Willkie Farr & Gallagher

Rising Star in Compliance: Vera Powell, Senior Corporate Counsel, Delta Air Lines

Excellence in Compliance—Anti-Corruption: Alan Gibson, Assistant General Counsel, Compliance & Ethics, Microsoft

Excellence in Compliance—TPRM: Robert Seibel, Director of Legal Compliance, Abercrombie & Fitch

Excellence in Compliance—Cyber-security: David Kessler, Public Sector Counsel, Verizon

Excellence in Compliance—Data Privacy: Kalisa Barratt, Chief Compliance and Privacy Officer, Atrius Health

Excellence in Compliance—Training: Cindy Merlino, Global Compliance & Ethics Specialist, Pearson

Best Consultant/Advisor—Large Company: Duff & Phelps

Best Consultant/Advisor—Small Company: Bart Schwartz, Chairman, Guidepost Solutions

Best Technology Partner—Large Company: Refinitiv

Best Technology Partner—Small Company: LogicGate

What about Top Minds?

From 2016-2019, Compliance Week highlighted the best and brightest in the governance, risk, ethics, and compliance profession with the Top Minds award. Recipients participated in in-depth interviews and were recognized in a short ceremony at our National Conference in Washington, D.C.

The Excellence in Compliance Awards have replaced our Top Minds awards going forward, though we are still proud to recognize the 47 Top Minds winners.