All Podcast articles – Page 3

  • Taylor

    Alison Taylor on CEO activism, social responsibility


    Alison Taylor, managing director at Business for Social Responsibility, discusses with columnist Tom Fox the importance and implications of CEO activism in today’s political environment.

  • Wandall

    Hilary Wandall on U.S. data privacy priorities


    Hilary Wandall, senior vice president, general counsel, and chief data governance officer at TrustArc, explains to columnist Tom Fox why U.S. companies should address data privacy now, regardless of their motivations.

  • Gentileindex

    Mary Gentile on values-driven leadership


    Mary Gentile, director and creator of Giving Voice to Values, joins columnist Tom Fox to discuss the benefits of a values-driven approach to leadership development.

  • Berland

    Russ Berland on addressing culture in training


    Russ Berland, former chief compliance officer at BearingPoint, details to columnist Tom Fox the success a training video series designed in the vein of “The Office” had in bridging culture gaps at his company.

  • Hunt

    Ellen Hunt of AARP on compliance at board level


    Ellen Hunt, the senior vice president, audit, ethics, and compliance officer at AARP, joins columnist Tom Fox to explain the benefits she feels having a compliance expert on the board of directors at a company provides.

  • Martin

    Baker Hughes’ Jay Martin on regional compliance coverage


    Jay Martin, the associate general counsel and chief compliance officer at Baker Hughes, discusses the positive effect regionalized compliance coverage has had at the worldwide company.

  • Bunker

    David Bunker on assessing conflict of interest


    David Bunker, the compliance officer at Seattle-based nonprofit Vulcan, explains the process he implemented to better assess threats of conflict of interest while maintaining employee freedom.

  • Khasanov-Batirov

    Timur Khasanov-Batirov on ‘Compliance Man’


    International compliance officer Timur Khasanov-Batirov joins Tom Fox to explain the inspiration behind his illustrated series, “Compliance Man,” which is designed to help communicate potentially complex compliance topics in a simple manner.

  • Grant-Hart

    Kristy Grant-Hart talks publishing, women in compliance


    Compliance practitioner and author Kristy Grant-Hart chats with Tom Fox about her three books and offers her advice to women of all ages in the compliance field.

  • Chapman

    Dan Chapman talks FCPA investigations


    Former CCO Dan Chapman chats with Tom Fox about how to approach an FCPA investigation and come out stronger after remediation.

  • Sapirman

    Louis Sapirman on holistic compliance messaging


    In our inaugural episode, former CCO Louis Sapirman chats with Tom Fox about his 360-Degrees of Compliance Communication model, which takes an all-encompassing approach to compliance messaging.

  • Podcast

    Podcast: Student lending, FinTechs, and compliance


    In this edition of the Compliance Week podcast, we chat with David Mark, senior vice president and regulatory compliance counsel for  LendKey Technologies, a lending platform used by banks and credit unions to source and manage loans online. We discuss the compliance challenges inherent in his firm's marketplace.

  • Podcast

    Podcast: California considers board diversity rules


    In this edition of the Compliance Week podcast, we discuss California’s SB-826, a bill mandating that major companies in the state put female directors on their boards. We spoke to Lillian Tsu, a partner at Hogan Lovells and member of the firms Public Company Advisory Practice for her views on ...

  • Podcast

    Podcast: Don’t gloss over print document compliance, GDPR


    In this edition of the Compliance Week Podcast, we chat with Dennis Amorosano of Canon Information & Imaging Solutions about the often-overlooked need for print compliance and how your seemingly harmless office printer could cause GDPR and other data security headaches.

  • Podcast

    Podcast: Challenges and technologies for mortgage lenders


    In this edition of the Compliance Week podcast, we chat with Rose Bogan of Digital Risk about the compliance challenges faced by mortgage lenders and how emerging technology may be coming to the rescue.

  • Podcast

    Tom Fox podcast: Setting the right tone at the top


    In the first of a weekly series on the 10 hallmarks of an effective compliance program, Compliance Week columnist Tom Fox discusses the importance of senior leadership in setting the tone for the company.

  • Podcast

    Tom Fox podcast: Importance of code of conduct, policies and procedures, and internal controls


    In the second of a series on the 10 hallmarks of an effective compliance program, Compliance Week columnist Tom Fox discusses the three components of written standards of a best-practices compliance program: the code of conduct, policies and procedures, and internal controls.

  • Podcast

    Podcast: Coping with new liquidity risk rules for investment firms


    In this edition of the Compliance Week podcast, we chat with Jeanette Turner, chief Regulatory Officer at Compliance Solutions Strategies, about requirements in the SEC’s Reporting Modernization and Liquidity Risk Management rule.

  • Podcast

    Podcast: SAP on building a risk-aware corporate culture


    In this edition of the Compliance Week podcast, we chat with Kevin McCollom of SAP SE, a market leader in enterprise application software. We discuss developing a risk-aware corporate culture amid an ever-evolving threat landscape, and the competitive advantages of compliance.

  • Podcast

    Podcast: the risks and regulatory challenges of cryptocurrencies


    Our latest podcast features Eric Sohn, a financial crime specialist and director of business product at Dow Jones Risk & Compliance, in a conversation about the fraud and money laundering risks raised by the fervor surrounding cryptocurrencies and Initial Coin Offerings.