All Podcast articles – Page 5
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Podcast
Podcast: The Right Approach to Compliance Oversight
“Establishing the right oversight structure is “one of the biggest issues currently facing the compliance profession,” says Kathleen Edmond, a partner at the law firm Robins Kaplan and the former Chief Ethics Officer at Best Buy. In our latest podcast we talk to Edmond about the ongoing debate over the ...
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Podcast
Podcast: Casinos Double Down on Anti-Money Laundering Compliance
Casinos have traditionally had a less-than-stellar track record when it comes to their anti-money laundering efforts. But now, amid increased scrutiny on AML compliance by regulators, the American Gaming Association has released its first-ever AML best practices guidebook. In our latest podcast, we talk to Fred Curry, a principal in ...
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Podcast
Podcast: Navigating the Pitfalls of Geolocation Data
Uber, Snapchat, and Golden Technologies are the latest companies to come under fire for how they use the geolocation data they colect from their customers. In this week’s podcast, we talk to Fernando Bohorquez, a partner at the law firm BakerHostetler who specializes in privacy and data security issues, about ...
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Podcast
Podcast: Segregation of Duties, Sensitive Access Controls
Segregation of duties controls—and their close cousin, sensitive access controls—are at the heart of a robust internal control system. They are also among the most difficult controls to understand, develop, and deploy. In this week's podcast we talk with Larry Carter, author of the new e-book Segregation of Duties and ...
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Podcast
Podcast: Getting a Grip on Legal Entity Compliance
Legal entity management, identifying every party to a financial transaction, is far easier said than done for financial institutions. Complex or not, regulators are paying attention and will continue to increase their scrutiny. In this week’s podcast, we talk to Ron Jordan, chief data officer for the Depository Trust and ...
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Podcast
Podcast: Banks Double Down on AML Compliance
A recent survey by accounting firm Kaufman Rossin found that many banks plan sizeable increases to their budget for anti-money laundering compliance over the next 12 months. In this week’s podcast, we talk to Ivan Garces, a risk advisory services principal at accounting firm Kaufman Rossin about the evolving risk ...
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Podcast
Podcast: The Trends Revealed by Company Codes of Conduct
Earlier this month, the University of Houston Law Center, building upon a program first launched in 2010, released a searchable database of the compliance codes for Fortune 500 companies. In our latest podcast, we talk to Houston attorney Ryan McConnell, an adjunct professor who teaches international corporate compliance, about what ...