All Podcast articles – Page 4
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Podcast
Podcast: Coping with new liquidity risk rules for investment firms
In this edition of the Compliance Week podcast, we chat with Jeanette Turner, chief Regulatory Officer at Compliance Solutions Strategies, about requirements in the SEC’s Reporting Modernization and Liquidity Risk Management rule.
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Podcast
Podcast: SAP on building a risk-aware corporate culture
In this edition of the Compliance Week podcast, we chat with Kevin McCollom of SAP SE, a market leader in enterprise application software. We discuss developing a risk-aware corporate culture amid an ever-evolving threat landscape, and the competitive advantages of compliance.
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Podcast
Podcast: the risks and regulatory challenges of cryptocurrencies
Our latest podcast features Eric Sohn, a financial crime specialist and director of business product at Dow Jones Risk & Compliance, in a conversation about the fraud and money laundering risks raised by the fervor surrounding cryptocurrencies and Initial Coin Offerings.
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Podcast
Podcast: Improving customer due diligence
In our latest podcast we look at recently enacted customer due diligence demands from the Treasury Department’s Financial Crimes Enforcement Network, discuss the complexity of the rule, and how technology can automate processes and assist with compliance.
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Podcast
Podcast: Sanctions compliance made easy—even when things get complex
In our latest podcast our guest is Julie Myers Wood, CEO of Guidepost Solutions, an investigative and compliance consulting firm. We discuss ways to simplify sanctions compliance and ways to leverage the program to meet other regulatory objectives.
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Podcast
Podcast: How to improve sanctions compliance
In our latest podcast, we chat with Daniel Wager of LexisNexis Risk Solutions, about the challenges inherent in sanctions compliance. What can firms look for in terms of the red flags that a bad actor is seeking to bypass sanctions restrictions?
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Podcast
Podcast: The regulatory challenges of self-driving trucks
In our latest podcast, we listen in on a recent Senate Committee on Commerce, Science, and Transportation hearing where regulatory approaches to self-driving trucks were discussed.
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Podcast
Podcast: Compliance and the Super Bowl
In our latest podcast, we talk to Tom Ajamie, founding partner of the law firm Ajamie LLP and counsel to the Houston Super Bowl Host Committee, where he is providing a wide range of legal services for the multi-billion dollar event.
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Podcast
Podcast: Oh, Canada...and compliance resources
In this edition of the Compliance Week podcast, we talk to Ellen Zimiles, a managing director at Navigant Consulting, about governance enhancements in Canada that allows CCOs to report their companies for not giving them enough budget to be effective.
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Podcast
Podcast: Trump, in his own words, on regulation
In this edition of the Compliance Week podcast, we offer selected soundbites from President-elect Donald Trump that detail his views of importance to public companies.
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Podcast
Podcast: Engaging an evolving workforce in compliance
In our latest podcast, we talk to Jeff Brandeis, growth markets director for Wolters Kluwer ELM Solutions, about the challenges presented by a multi-generational, multicultural workforce when designing a compliance program.
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Podcast
Podcast: SCOTUS and insider trading
On October 5, the Supreme Court heard oral arguments in Salman v. United States, a case that could offer additional legal clarity on what constitutes insider trading. For our latest podcast, we spoke to a trio of experts at law firm Holwell Shuster & Goldberg who have closely followed the ...
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Podcast
Podcast: The new era of regulatory enforcement
Podcast: The new era of regulatory enforcementGlobalization, terrorist attacks, the digital world, and aftermath of the great recession are all shaping a complex business landscape with unprecedented risks. In our latest podcast, we talk to KPMG's Timothy Hedley and Richard Girgenti about these challenges and their recently published book, “The ...
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Podcast
Podcast: How the CCO role is transforming in financial services
In the latest edition of the Compliance Week podcast we talk to Cynthia Dow, who leads the legal officers practice at Russell Reynolds Associates, an executive search consultancy. She was the author of a recent report, “How the Chief Compliance Officer role is Transforming Across Financial Services,” examining the changing ...
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Podcast
Podcast: The legal challenges and regulatory risks of 3D printing
In this edition of the Compliance Week podcast, we chat with Maya Eckstein of the law firm Hunton & Williams, head of the firm’s Intellectual Property Practice Group, about the revolutionary implications of 3D printing and the host of new questions it inspires surrounding intellectual property, product liability, regulation, and ...
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Podcast
Podcast: Compliance challenges in financial services
In the latest edition of the Compliance Week podcast, we discuss regulatory and compliance issues facing the financial services world with Todd Cipperman, founding principal of Cipperman Compliance Services. Among the topics we discuss are individual liability, third party compliance reviews, and the continuing buzz around “culture.”
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Podcast
Podcast: due diligence in emerging markets
In our latest podcast we discuss due diligence and third party oversight in emerging markets with Kevin Braine, managing director and head of Kroll’s compliance practice in Europe, the Middle East, and Africa. Based in London, Braine is responsible for driving forward the expansion of Kroll’s compliance services throughout the ...
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Podcast
Podcast: how boards can improve risk response
In the latest edition of the Compliance Week podcast, we chat with Steven Kreit, partner with accounting firm EisnerAmper, about the firm's recent "Concerns About Risks Confronting Corporate Boards" survey. The findings of directors are worried about haven't changed much since last year, with reputation risk and cyber-security perennial causes ...
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Podcast
Podcast: PayPal on Fraud Detection, Continuous Monitoring
In the latest edition of the Compliance Week podcast, we chat with Hui Wang, senior director of global risk sciences at PayPal, about security and anti-fraud efforts at the online payment processor and the company’s homegrown system for continuous risk monitoring.
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Podcast
Podcast: How Fordham Expanded Compliance Education
In this edition of the Compliance Week podcast we discuss the state of educational programs for compliance officers with Gerald Manwah, former global head of financial crime compliance at Barclays. He is now senior director of compliance programs at the Fordham University School of Law. In October, the university began ...