All Podcast articles – Page 4

  • Podcast

    Podcast: Improving customer due diligence

    2018-05-14T13:00:00Z

    In our latest podcast we look at recently enacted customer due diligence demands from the Treasury Department’s Financial Crimes Enforcement Network, discuss the complexity of the rule, and how technology can automate processes and assist with compliance.

  • Podcast

    Podcast: Sanctions compliance made easy—even when things get complex

    2018-04-18T14:15:00Z

    In our latest podcast our guest is Julie Myers Wood, CEO of Guidepost Solutions, an investigative and compliance consulting firm. We discuss ways to simplify sanctions compliance and ways to leverage the program to meet other regulatory objectives.

  • Podcast

    Podcast: How to improve sanctions compliance

    2018-02-12T11:15:00Z

    In our latest podcast, we chat with Daniel Wager of LexisNexis Risk Solutions, about the challenges inherent in sanctions compliance. What can firms look for in terms of the red flags that a bad actor is seeking to bypass sanctions restrictions?

  • Podcast

    Podcast: The regulatory challenges of self-driving trucks

    2017-09-18T15:15:00Z

    In our latest podcast, we listen in on a recent Senate Committee on Commerce, Science, and Transportation hearing where regulatory approaches to self-driving trucks were discussed.

  • Podcast

    Podcast: Compliance and the Super Bowl

    2017-01-30T11:00:00Z

    In our latest podcast, we talk to Tom Ajamie, founding partner of the law firm Ajamie LLP and counsel to the Houston Super Bowl Host Committee, where he is providing a wide range of legal services for the multi-billion dollar event.

  • Podcast

    Podcast: Oh, Canada...and compliance resources

    2017-01-24T02:45:00Z

    In this edition of the Compliance Week podcast, we talk to Ellen Zimiles, a managing director at Navigant Consulting, about governance enhancements in Canada that allows CCOs to report their companies for not giving them enough budget to be effective.

  • Podcast

    Podcast: Trump, in his own words, on regulation

    2016-11-14T12:30:00Z

    In this edition of the Compliance Week podcast, we offer selected soundbites from President-elect Donald Trump that detail his views of importance to public companies.

  • Podcast

    Podcast: Engaging an evolving workforce in compliance

    2016-10-31T13:45:00Z

    In our latest podcast, we talk to Jeff Brandeis, growth markets director for Wolters Kluwer ELM Solutions, about the challenges presented by a multi-generational, multicultural workforce when designing a compliance program.

  • Podcast

    Podcast: SCOTUS and insider trading

    2016-10-24T14:45:00Z

    On October 5, the Supreme Court heard oral arguments in Salman v. United States, a case that could offer additional legal clarity on what constitutes insider trading. For our latest podcast, we spoke to a trio of experts at law firm Holwell Shuster & Goldberg who have closely followed the ...

  • Podcast

    Podcast: The new era of regulatory enforcement

    2016-09-09T11:15:00Z

    Podcast: The new era of regulatory enforcementGlobalization, terrorist attacks, the digital world, and aftermath of the great recession are all shaping a complex business landscape with unprecedented risks. In our latest podcast, we talk to KPMG's Timothy Hedley and Richard Girgenti about these challenges and their recently published book, “The ...

  • Podcast

    Podcast: How the CCO role is transforming in financial services

    2016-06-20T12:30:00Z

    In the latest edition of the Compliance Week podcast we talk to Cynthia Dow, who leads the legal officers practice at Russell Reynolds Associates, an executive search consultancy. She was the author of a recent report, “How the Chief Compliance Officer role is Transforming Across Financial Services,” examining the changing ...

  • Podcast

    Podcast: The legal challenges and regulatory risks of 3D printing

    2016-05-31T14:30:00Z

    In this edition of the Compliance Week podcast, we chat with Maya Eckstein of the law firm Hunton & Williams, head of the firm’s Intellectual Property Practice Group, about the revolutionary implications of 3D printing and the host of new questions it inspires surrounding intellectual property, product liability, regulation, and ...

  • Podcast

    Podcast: Compliance challenges in financial services

    2016-03-14T12:30:00Z

    In the latest edition of the Compliance Week podcast, we discuss regulatory and compliance issues facing the financial services world with Todd Cipperman, founding principal of Cipperman Compliance Services. Among the topics we discuss are individual liability, third party compliance reviews, and the continuing buzz around “culture.”

  • Podcast

    Podcast: due diligence in emerging markets

    2016-02-26T10:30:00Z

    In our latest podcast we discuss due diligence and third party oversight in emerging markets with Kevin Braine, managing director and head of Kroll’s compliance practice in Europe, the Middle East, and Africa. Based in London, Braine is responsible for driving forward the expansion of Kroll’s compliance services throughout the ...

  • Podcast

    Podcast: how boards can improve risk response

    2016-02-19T12:45:00Z

    In the latest edition of the Compliance Week podcast, we chat with Steven Kreit, partner with accounting firm EisnerAmper, about the firm's recent "Concerns About Risks Confronting Corporate Boards" survey. The findings of directors are worried about haven't changed much since last year, with reputation risk and cyber-security perennial causes ...

  • Podcast

    Podcast: PayPal on Fraud Detection, Continuous Monitoring

    2015-12-21T12:15:00Z

    In the latest edition of the Compliance Week podcast, we chat with Hui Wang, senior director of global risk sciences at PayPal, about security and anti-fraud efforts at the online payment processor and the company’s homegrown system for continuous risk monitoring.

  • Podcast

    Podcast: How Fordham Expanded Compliance Education

    2015-11-06T13:45:00Z

    In this edition of the Compliance Week podcast we discuss the state of educational programs for compliance officers with Gerald Manwah, former global head of financial crime compliance at Barclays. He is now senior director of compliance programs at the Fordham University School of Law. In October, the university began ...

  • Podcast

    Podcast: The Compliance Risk of a Global Workforce

    2015-11-03T10:15:00Z

    Research by ADP, a provider of human capital management services, found that an overwhelming majority of senior finance executives say monitoring tax, employment and payment-related rule changes has become increasingly time-consuming and fraught with risk. Part of the problem is a lack of access to the real-time, consolidated compliance data ...

  • Podcast

    Podcast: AML Compliance with Leon Blonk

    2015-10-14T08:30:00Z

    Image: In this week's podcast, Leon Blonk, regional compliance officer, Bank of China discusses the current state of anti-money laundering compliance in the Netherlands and what companies should consider when conducting business in this part of Europe. According to transparency international, the Netherlands ranked eighth in TI’s latest Corruption Perceptions ...

  • Podcast

    Podcast: Conducting Internal Investigations in Europe

    2015-08-24T16:15:00Z

    The steady rise in internal investigations stems from changes in corporate attitudes that view strong compliance processes as critical for the success of any business. As a result of the increased enforcement activities, particularly increased enforcement cooperation between foreign jurisdictions across Europe and around the world, European corporations are ...