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Resource
The Sanctions Screening Whitepaper
The IdentityMind white paper provides important background and tips to improve the sanction screening process. Learn how false positives can be minimized using matching algorithms, ways to apply risk integrated rules to configurable lists, and how their technology can help to eliminate wasted effort and improve results.
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Trusted Digital Identities
Read this white paper to learn more about why it is crucial to develop digital identities which look at more than static data, and how introducing digital attributes such as online behavior and transactional history creates a much more robust system where trusted identities and suspicious identities evolve differently, making ...
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Forrester's Vendor Landscape: Anti-Money Laundering Solutions 2017
In this comprehensive report, Forrester explains that Anti-Money Laundering (AML) programs are key for companies that facilitate financial transactions. When selecting the right AML technologies, you should consider the broader financial crimes prevention and risk management architecture within which AML sits.
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Secure information exchange with cloud fax for Financial Services
Meeting the ever-changing requirements of regulations, such as Sarbanes Oxley, Gramm-Leach-Biley and Basell II, is an increasing and costly challenge for all organizations in the Financial Services sector.
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Five Must-Haves in a Cloud Financial Management System
Read this whitepaper to find out what to look for when evaluating a cloud-based financial management solution.
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File Sharing and Collaboration Leads to Security Gaps in Financial Services Firms
Despite strict security policies, and high scrutiny from regulators, most financial services institutions reported they had experienced a breach of business files. The culprits varied, but at the heart of many of these breaches was inadequate means for sharing files.
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5 Key Things Your Policies Policy Must Have
5 Key Things will offer one easy approach for mastering all your policy challenges in a way that brings simplicity to your organization—and satisfaction to your stakeholders.
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Implementing Customer Risk Profiling
This white paper gives you insight on the ways you can overcome the toughest challenges and even enhance risk management activities.
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2018 Top 5 Compliance Investments
By identifying and responding to shifts and trends in compliance early, compliance, business, risk, legal, technology, and internal audit partners can better position their organization to move beyond compliance
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Learn how to avoid 6 GDPR Compliance Pitfalls
Don’t get derailed by unanticipated roadblocks that can waste precious time and resources. Read the e-book now to learn how to navigate around them.
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Identifying Third-Party Risks in the Financial Sector
Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.
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A bird’s eye view of internal control accounting standards & risk
In this eBook, produced by Compliance Week in partnership with Workiva, we explore some of the most significant enterprise-risk management (ERM) challenges facing companies today and best practices being employed to tame those risks.
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Identify Sexual Harassment Risk and Prove Willful Misconduct with Behavioral Data
True Office Learning data shows that employees understand Workplace Harassment concepts better than any other compliance course…so then why do 52% of women say they have been sexually harassed in the workplace? Willful misconduct.
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The New Realities of Data Governance in a Regulated World
With the use of data, banks can better comply with data governance. Keep up with regulatory requirements with Hitachi’s e-discovery framework, which streamlines processes from weeks to hours.
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Security in Fax: Minimizing Breaches and Compliance Risks
This white paper addresses fax communications and the steps you can take to help keep your organization compliant.
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Taking a revealing look at Sarbanes-Oxley compliance
So many developments are happening in the world of accounting right now that it’s hard to keep up—but don’t fret. In this eBook, produced by Compliance Week in partnership with ACL, we get into the weeds of what some of the biggest changes are and what companies can expect.
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Improving Collaboration Between Legal, Compliance & Risk
Gain insights into their different types of organizational structures, how compliance maturity plays a role in collaboration, and how to address the challenges associated with cross functional risk management.
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Pulse Data Privacy aggregate report
A check-the-box approach doesn’t ensure employees are equipped with the knowledge needed to make informed and compliant decisions about data protection, which is why True Office Learning recently released a new adaptive Pulse training course, Data Privacy: EU Edition. This course is designed to help organizations educate their employees on ...
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Maximizing Automated Retroactive Screening
Download this white paper for the latest insight on automated retroactive screening.