All Resource articles – Page 15
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Identifying Third-Party Risks in the Financial Sector
Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.
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A bird’s eye view of internal control accounting standards & risk
In this eBook, produced by Compliance Week in partnership with Workiva, we explore some of the most significant enterprise-risk management (ERM) challenges facing companies today and best practices being employed to tame those risks.
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Identify Sexual Harassment Risk and Prove Willful Misconduct with Behavioral Data
True Office Learning data shows that employees understand Workplace Harassment concepts better than any other compliance course…so then why do 52% of women say they have been sexually harassed in the workplace? Willful misconduct.
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The New Realities of Data Governance in a Regulated World
With the use of data, banks can better comply with data governance. Keep up with regulatory requirements with Hitachi’s e-discovery framework, which streamlines processes from weeks to hours.
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Security in Fax: Minimizing Breaches and Compliance Risks
This white paper addresses fax communications and the steps you can take to help keep your organization compliant.
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Taking a revealing look at Sarbanes-Oxley compliance
So many developments are happening in the world of accounting right now that it’s hard to keep up—but don’t fret. In this eBook, produced by Compliance Week in partnership with ACL, we get into the weeds of what some of the biggest changes are and what companies can expect.
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Improving Collaboration Between Legal, Compliance & Risk
Gain insights into their different types of organizational structures, how compliance maturity plays a role in collaboration, and how to address the challenges associated with cross functional risk management.
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Pulse Data Privacy aggregate report
A check-the-box approach doesn’t ensure employees are equipped with the knowledge needed to make informed and compliant decisions about data protection, which is why True Office Learning recently released a new adaptive Pulse training course, Data Privacy: EU Edition. This course is designed to help organizations educate their employees on ...
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Maximizing Automated Retroactive Screening
Download this white paper for the latest insight on automated retroactive screening.
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Changing Expectations for Compliance Training
library and an expert instructional design team focused on custom courseware. If you still think a check-the-box approach is right for you, download this whitepaper.
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A World View of Anti-Corruption Efforts
Anti-corruption efforts around the world are quickly gaining steam, and it’s up to multinational companies all around the world to keep pace. In this eBook, produced by Compliance Week in cooperation with NAVEX Global, we explore the latest anti-corruption regulatory developments and enforcement priorities that companies should be thinking about ...
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Cyber Pulse Check aggregate report
Pulse Check is available in both off-the-shelf and custom diagnostics to help you quickly measure your employee’s grasp on topics ranging from Culture of Compliance to Anti-Corruption to Cybersecurity. Download a Pulse Check aggregate report to see the rich insight this diagnostic can provide.
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Four Keys to Successful Vendor Risk Management
Managing vendor risk is an ongoing process. As your organization embarks on or continues with this process, you want to get the most benefit from the program and ensure that the information you learn is used organization-wide to make better decisions.
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Deploying Real-Time Watch List Screening
Doing business in today’s complex global economy is a game of risk and reward. As technology makes it easier to reach more customers and process transactions faster, companies have to keep close tabs on both. One false move could lead to stiff penalties from OFAC or severe reputational damage (or ...
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Pulse Conflicts of Interest aggregate data report
Give employees training that they’ll remember and increase your compliance program effectiveness with rich behavioral data. Download the Pulse Conflicts of Interest aggregate data report to view performance data from more than 60,000 users who’ve learned Conflicts of Interest training ‘by doing’ and see rich behavior analytics at work.
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Don't get swept away by reputational risk
This eBook will explore how to turn these challenges into opportunities. Furthermore—in an era of global public shaming, viral outrage, and reputational risk—the art of delivering a good, sincere apology is perhaps more important than ever before. This eBook also will discuss ways to achieve that successfully.
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A comprehensive look at the new General Data Protection Regulation
In this e-Book, we explain in detail what the GDPR is and what new changes it demands from companies that collect or process personal data on EU citizens. Examples of questions that will be answered include: Under what circumstances is a data protection officer required? What are the steps ...