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  • Resource

    Top Minds


    Compliance Week, the leading news, analysis and information resource for the ethics, governance, risk, and compliance profession, is proud to announce the launch of  Top Minds 2016, a special issue that profiles a dozen of the most influential thought leaders in the ethics and compliance field today.

  • Resource

    Conducting Pre-Contract Vendor Due Diligence

    2016-05-05T13:15:00Z Provided by

    In ProcessUnity’s new whitepaper, you will learn how to get it right from the start, using pre-contract due diligence to intercept risks before they become problems.

  • Resource

    Realizing the Value of Compliance Through Greater Effectiveness, Efficiency, and Sustainability

    2016-05-04T15:45:00Z Provided by

    Organizations today are challenged to address a confluence of regulatory and business changes that are putting new demands on compliance. For some organizations, compliance costs and inherent risks have dictated significant changes in product offerings and business operations. Compliance should be integrated across the business to be best positioned to ...

  • Resource

    e-Book: The New Revenue Standard: Managing the Implications

    2016-04-29T11:00:00Z Provided by

    Implementing the new revenue standard presents challenges for many companies. This session will provide a brief overview of the new standard, some of the areas where it will have a profound impact, and will provide some thoughts on how to assess and implement the change.

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    e-Book: Ensuring confidence in your ethics training program

    2016-04-11T14:30:00Z Provided by NYSE and SC

    Most compliance and ethics officers are fairly confident about the content of their ethics training programs. It's delivering it in a way that keeps employees engaged that can be the hard part. In this e-Book, produced by Compliance Week in cooperation with NYSE and Second City, we try to cut ...

  • Resource

    e-Book: Playing the game of third-party risk

    2016-04-04T15:45:00Z Provided by

    Third-party risk has always been a pain point for compliance officers, but external factors like globalization and escalating cyber-risks are continuously changing the way compliance officers have to think about how to manage third-party risk. In this e-Book, produced by Compliance Week in cooperation with RSA, we try to cut ...

  • Resource

    The OCEG GRC Illustrated Series: GRC for Conflict of Interest Management

    2016-04-04T14:15:00Z Provided by

    FACT: Employee conflicts of interest (COIs) are observed often, but reported rarely. COIs are the third most commonly observed type of misconduct, according to the 2013 National Business Ethics Survey (NBES), but only 49 percent of workers who observe COI misconduct are reporting what they see. FACT: Companies aren’t effectively ...

  • Resource

    e-Book: Modern Technology: Changing the Face of Audit

    2016-03-28T11:30:00Z Provided by

    Advanced IT to improve monitoring and testing exists, but integrating those solutions into corporate data warehouses and business operations is harder than first thought. In this e-Book, produced by Compliance Week in cooperation with Workiva, we look at how companies can effectively revisit ERP systems or try new software. Also, ...

  • Resource

    Vendor Risk Management Guide

    2016-03-16T09:15:00Z Provided by

    Managing vendor risk is an ongoing process. As your organization embarks on or continues with this process, you want to get the most benefit from the program and ensure that the information you learn is used organization-wide to make better decisions. Organizations implement vendor risk management programs as a formal ...

  • Resource

    Follow the Money: New technologies aid in the fight against money laundering and improve bank compliance

    2016-02-29T14:30:00Z Provided by Pitney Bowes

    Money launderers are always looking for new ways to integrate the proceeds of their crimes into the legitimate financial stream. Criminals are also increasingly laundering money through smaller regional banks, believing that these institutions do not have the millions to invest in the processes and technology needed to effectively resolve ...

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    5 Key Things Your “Policies Policy” Must Have

    2016-02-10T16:15:00Z Provided by

    Your policies and procedures tell your employees, partners, customers, and vendors how you operate–from the offers you price, to the credit you extend, from the trades you conduct to the parties you hire. With so much at stake, and all of it within a fluid context of changing regulations and ...

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    e-Book: Combatting Corruption

    2016-02-09T14:45:00Z Provided by

    Faced with a global crackdown on corruption, more companies are adopting zero-tolerance policies for bribery, but eliminating bribes and facilitation payments throughout the organization can be a difficult undertaking. In this e-Book, produced by Compliance Week in cooperation with ACL, you will learn how to mitigate these risks, including how ...

  • Resource

    Information Governance Considerations and Big Data in The Financial Services Sector

    2016-02-01T11:30:00Z Provided by HPE

    Learn how you can manage Big Data in the financial services sector and protect yourself from an uncertain future. When it comes to information governance in the financial services sector, remember that: Scrutiny by regulators is increasing. Auditors need comprehensive context to examine and reconstruct a financial event properly. Any ...

  • Resource

    GRC Capabilities Illustrated Series: Review Design and Operation of GRC Capabilities for Principled Performance

    2016-01-06T12:00:00Z Provided by

    We’ve all heard the old adage “what gets measured, gets done,” and this applies equally to GRC management actions and controls, which must be reviewed for operational effectiveness. Beyond that, we must consider that changes to the external and internal context may render our current actions and controls ineffective, so ...

  • Resource

    e-Book: Keeping Your Corporate Data Safe Under Lock and Key

    2015-11-30T11:00:00Z Provided by

    Around the world, governments and regulators are responding to the massive trove of personal data companies are amassing and a rash of data security breaches with new strict guidelines, regulations, and laws. In response, privacy and compliance programs are increasingly at an intersection. In recent times, however, many companies have ...

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    e-Book: Shining a Spotlight on Supply Chain Risk Management

    2015-11-20T14:30:00Z Provided by

    The bigger your global supply chain grows, the less visibility and assurance your corporation has into the integrity and security of its products and operations. Compliance officers often may lose control over procedures and protocols, which can lead to serious regulatory consequences. To help compliance officers and legal teams navigate ...

  • Resource

    Free Guide: Building Better Vendor Risk Assessments

    2015-11-18T15:30:00Z Provided by

    Improve the Quality & Efficiency of Your Vendor Risk Program Download our informative white paper, Building Better Assessments, and you will learn how organizations like yours can improve third-party risk assessments while balancing regulatory pressures, business requirements, and budget constraints. Key topics include: Quality - How did you perform against ...

  • Resource

    KPMG-sponsored Forbes Insights: Audit 2020

    2015-11-09T11:15:00Z Provided by

    Emerging technologies and an explosion of available data has led the audit profession to a turning point. Today’s auditors need to keep pace with this technology growth and leverage it to deliver a more insightful audit. KPMG-sponsored "Forbes Insights: Audit 2020 A Focus on Change" recaps auditors’ outlook on the ...

  • Resource

    e-Book: Understanding Anti-Corruption Compliance

    2015-11-05T15:30:00Z Provided by

    Enforcement of the U.S. Foreign Corrupt Practices Act and U.K. Bribery Act has skyrocketed in recent years, and it's no surprise that bribery and corruption risks continue to keep compliance officers up at night. This e-Book, produced by Compliance Week in cooperation with KPMG, explores what countries are doing on ...

  • Resource

    Free Guide: Conducting Pre-Contract Vendor Due Diligence

    2015-11-04T11:15:00Z Provided by

    Today’s global, digital economy opens up a world of opportunities—and a whole new world of risk exposure. When important parts of your business can be fulfilled anywhere, risks may be everywhere. If one of your vendors takes a hit, you could take the fall. Which begs the question: Do you ...