- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Matt Kelly2012-06-11T13:00:00
The Compliance Week 2012 conference is now part of history, and we had a fantastic three days of panel discussions, keynote addresses, product demonstrations and case studies. More than 450 people attended, and you can read plenty of coverage of the event in this week's newsletter and our print magazine ...
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2025-03-20T13:44:00Z By Aly McDevitt
Speakers at Compliance Week’s Ethics and Compliance Summit swapped engagement strategies rooted in human behavior, including with through the use of generative AI, free merchandise, and live events, to meet employees where they are.
2025-03-19T11:53:00Z By Adrianne Appel
An investment company and its founder, president, and chief compliance officer flagrantly kept violating mutual fund rules for multiple years after settling with the Securities and Exchange Commission, the SEC said in a complaint against the company.
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