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By Compliance Week2021-06-29T02:53:00
In the market for a software solution to help manage your third-party risk? Check out our collection of video demos from nearly a dozen of the top vendors in the space.
Our software demos are prepared by our sponsors and are free to view.
You need to register for this site and agree to the sponsors’ conditions to be granted access.
2023-09-26T20:51:00Z By Compliance Week
Compliance Week’s fifth annual “Inside the Mind” survey seeks to discover what makes CCOs and other risk and compliance practitioners tick. Take 10 minutes to share your experiences and be part of our special report.
2023-09-25T17:26:00Z By Kyle Brasseur
DWS Investment Management Americas agreed to pay $25 million in penalties across separate settlements with the Securities and Exchange Commission addressing alleged misstatements in environmental, social, and governance investments and anti-money laundering violations.
2023-09-22T18:24:00Z By Kyle Brasseur
Miami-based broker-dealer Citadel Securities was fined $7 million as part of a settlement with the Securities and Exchange Commission addressing mismarked short and long sales caused by a coding error in the firm’s automated trading system.
2019-01-30T13:45:00Z Provided by DataRails
As a financial expert, you know full well that data integrity is essential. A single mistake has the potential to harm your company’s reputation, revenue, and business insights.
2019-01-30T12:45:00Z Provided by aXpire
Resolvr is an expense allocation, invoice management, and compliance tool with dynamic expense apportionment.
2018-05-25T12:00:00Z Provided by Red Flag Group
The IntegraCall® app and web portal hotlines are fully integrated with the newly developed case-management module of the ComplianceDesktop® platform to enhance case investigations around the world.
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