Training


Albemarle 2000x1333

Event

Revamped compliance processes key Albemarle win as Compliance Program of the Year

2024-05-29T18:30:00+01:00By

For successfully navigating thorny compliance issues related to self-disclosed violations of the Foreign Corrupt Practices Act, Albemarle was named Compliance Program of the Year at the 2024 Excellence in Compliance Awards.

Sharon Johnson Heather Sudo 2000x1333

Event

Creative engagement approach drives Compliance Innovators Johnson, Sudo

2024-05-28T16:00:00+01:00By

Through clever rhymes and real-life examples, Sharon Johnson and Heather Sudo of MODE Global have made it their mission to think outside the box when it comes to compliance awareness. Their approach earned them Compliance Innovator(s) of the Year at the 2024 Excellence in Compliance Awards.

AuditTransparency

News Brief

Broadway Financial discloses ICFR weaknesses due to training shortfalls

2024-05-24T16:27:00+01:00By

Los Angeles-based bank holding company Broadway Financial Corp. disclosed in a public filing weaknesses discovered in its internal control over financial reporting because of training shortfalls.

Cyber-security

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Report: Human error driving growing number of data breaches

2024-05-07T21:21:00+01:00By

Verizon’s annual data breach report shows trends in cybersecurity incidents, including more ransomware and extortion attacks last year.

Payments

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U.K. regs up pressure on debt collection practices

2024-04-29T11:44:00+01:00By

Debt collection has become a hot topic as U.K. regulators pile pressure on utilities and financial services companies to improve how they treat customers in arrears.

CW2024 building compliance

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‘You have to sell compliance’: Tips for building compliance programs from scratch

2024-04-12T18:11:00+01:00By

A panel of experienced compliance professionals shared the various approaches they took to build compliance programs from the ground up at Compliance Week’s 2024 National Conference.

Koenig_DOJ_SEC_Day2

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JBS CECO on overcoming ‘fear, anxiety, and chaos’ of taking job post-FCPA settlements

2024-04-12T14:57:00+01:00By

Mike Koenig explained at Compliance Week’s 2024 National Conference how he helped rebuild JBS Foods’ compliance department following Foreign Corrupt Practices Act settlements with the Department of Justice and Securities and Exchange Commission.

CW2024 risk culture

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Effective risk culture starts at the top. Everyone is required to make it successful

2024-04-11T20:38:00+01:00By

There is no magic wand compliance professionals can wave to promote a strong risk culture within their organizations, experts discussed at Compliance Week’s 2024 National Conference.

CW2024 Compliance Value

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Data, consumer support key to conveying value of compliance

2024-04-09T11:39:00+01:00By

Presenting data to the board and providing examples of positive consumer response to ethical decision-making help compliance departments demonstrate value beyond keeping an organization in line with rules and regulations, experts discussed at Compliance Week’s 2024 National Conference.

Sandeep Sacheti 3x2

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Q&A: Wolters Kluwer EVP on using AI to ease data analysis

2023-12-21T17:00:00+00:00By

Sandeep Sacheti, executive vice president for customer information management and operational excellence at Wolters Kluwer, shares with Compliance Week how the company’s financial and corporate compliance division uses artificial intelligence to manage and analyze data.