Compliance steps

Best practices to ensure your firm’s compliance resiliency


What is compliance resiliency, and why is it crucial for your organization to have it? Recent enforcement examples demonstrate why mapping out a clear business continuity plan can help thwart a risky management reshuffle.

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CPE Webcast: Immersive Learning: A Revolutionary Way To Train Your Compliance Team

2023-03-15T11:00:00+00:00By Compliance Week

Get a taste of Compliance Week Training’s new instructor-led courses that provide the experience of a financial crime risk event unfolding in real time. Review scenarios used in the course, which simulates a real-life crisis you need to evaluate and resolve with your peers.


Ten things I’m excited for at CW National 2023


Ten weeks before Compliance Week National 2023 kicks off May 15 at the JW Marriott in Washington, D.C, CW Editor in Chief Kyle Brasseur shares what he’s looking forward to most at the annual event.

Exam cheating

Audit exam cheating findings spark concern of endemic trend


Recent penalties against Big Four audit firms KPMG, PwC, and EY over allegations of widespread exam cheating have raised concerns prompting regulators to investigate the extent of the practice.

Online training

Survey: Measuring the impact of code of conduct training


Respondents to a survey from Compliance Week and online compliance training provider Traliant largely described their organization’s code of conduct training as effective, but the opportunity for customized, dynamic courses can take learning to the next level.

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e-Book: Measuring the impact of code of conduct training

2022-12-08T03:04:00+00:00Provided by Traliant

In the past, compliance training was regarded by companies as optional. Organizations can no longer afford to take that view.

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CPE Webcast: Code of conduct training: Meeting DOJ and employees’ expectations

2022-12-01T14:00:00+00:00Provided by Traliant

With heightened DOJ expectations for organizations to have tailored training and communication as a cornerstone of an effective compliance program, code of conduct training is no longer a nice-to-have.


April 18 | Managing risk through the lens of learning

2022-11-19T16:30:00+00:00Provided by

The importance of having a solid conflict-of-interest policy—along with proper education and training—cannot be overstated. It is fundamental to a meaningful compliance program.