All Financial Services articles
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WebcastCPE Webcast: AI strategy and regulatory risk: A financial services perspective
In our coming webinar, experts will discuss the fundamental rethinking of how risk is understood and managed in the financial services industry and how firms can be proactive to stay ahead of these big technological changes.
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ResourceWhite paper: Reducing Cyber Risk for the Financial Service Industry
The financial services industry is a leading target for cyber criminals because there’s more than one way one way to profit from an attack.
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ArticleIBM, BoA collaborate on financial services-ready public cloud
IBM announced it has designed the world’s first financial services-ready public cloud and is welcoming financial services institutions and their suppliers to join. Bank of America is already on board.
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Blog
Opus launches new KYC solution
Global compliance and risk management solutions provider Opus announced the launch its new know your customer (KYC) workflow automation and risk intelligence solution.
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Blog
NYDFS to get new leadership
New York Governor Andrew Cuomo has announced the nomination of Linda Lacewell to be superintendent of the state’s Department of Financial Services.
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Blog
Brokers, banks launch new equities exchange
A group of nine leading retail broker-dealers, banks, and financial services firms have agreed to launch a new equities exchange, MEMX, or Members Exchange.
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Blog
Professional Bank Services offers financial training option
Financial education firm Professional Bank Services announced the launch of bankED, an online training option for meeting the financial industry’s annual regulatory and policy-driven education requirements.
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Blog
SWIFT solution combats fraudulent payments
SWIFT, a secure financial messaging service, announced the introduction of Payment Controls, an in-network solution to combat fraudulent payments and help strengthen customers’ existing security.
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Blog
Survey: Financial firms looking for communications risks all wrong
A new survey finds that compliance professionals in the financial services industry are not keeping pace with their retention and supervision efforts, particularly as a growing, younger workforce relies on expanding, mobile-friendly channels, such as social media and text messaging.
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Blog
Executives behaving badly—at what cost?
FCPA violations from SocGen and Legg Mason may point to a new trend of holding the C-Suite accountable, but will voluntary resignations be seen as enough of a penalty?
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Blog
U.K., EU must work together to ensure post-Brexit stability
Now is the time, FCA chief Andrew Bailey said, for the U.K. and EU authorities to jointly work on solutions to reduce the risks to financial stability that Brexit could pose.
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Blog
House committee advances slate of financial bills to full chamber
The House Financial Services Committee has advanced a slate of bills for the consideration of the whole House. The total number of bills reported out of the Committee this Congress now total 99.
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Blog
Clearing House Association, Financial Services Roundtable combine forces
The Financial Services Roundtable and The Clearing House have announced plans to merge their non-partisan advocacy and research arms.
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Blog
Seibels names vice president of financial services
Seibels, an IT service management company, has appointed Fiona Cantrell to the newly established role of vice president of financial services.
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Blog
Wells Fargo still suffering financially from scandals
Wells Fargo is one of the poster children over what can happen when compliance is not taken seriously or perhaps not at all in an organization.
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Blog
Accuity launches Live Services pilot with global banks
Accuity, a global financial crime compliance, payments, and KYC solutions provider, recently announced the launch of its Firco Live Services pilot with global banks.
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Article
From ‘regulatory spaghetti’ to ‘regulator ready’
For financial services firms, employing centralized data processing is a capability that many firms simply cannot afford to live without.
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ArticleCollaboration enhances risk management in financial services
The OCC recently endorsed collaboration between banks as a way to reduce costs on managing third-party risk, and compliance officers are more than ready for it.
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Blog
Surveys suggest uncertainty over compliance with CECL
Recent surveys suggest continued uncertainty in the financial services sector over how to project credit losses in compliance with a new accounting rule.
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Blog
Bank of England: Risks posed by Brexit and LIBOR
In a report published this week, the Bank of England warned that Brexit poses “significant risks” to U.K. financial services companies, while also declaring publicly for the first time that LIBOR poses a financial stability risk.