Resources


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e-Book: Managing increased risk of forced, child labor in your supply chain

2024-05-01T19:53:00+01:00Provided by

Instances of forced or child labor in corporate supply chains are a growing problem in the United States.

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e-Book: Tips for TPRM, supply chain due diligence

2024-04-26T21:03:00+01:00Provided by

Implementing a risk-based approach to third-party due diligence frees up compliance resources to be deployed efficiently and helps organizations meet the expectations of regulators.

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e-Book: Solving the off-channel communications conundrum

2024-02-22T01:15:00+00:00Provided by

Firms attempting to meet regulatory requirements for monitoring employee use of off-channel communications for business purposes face a bedeviling number of obstacles.

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e-Book: Goals of a modernized TPRM program

2023-12-05T19:00:00+00:00Provided by

Companies have shown a willingness to invest in technology to enhance their third-party risk management efforts. But that doesn’t mean new opportunities don’t remain.

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e-Book: Risks, opportunities under SEC’s cyber incident disclosure rule

2023-10-04T18:10:00+01:00Provided by

The clock is ticking for public companies to put in place policies and practices to meet the requirements of the Securities and Exchange Commission’s newly approved cybersecurity incident disclosure rule.

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e-Book: Tech capabilities key to finance support of ESG reporting

2023-07-21T16:01:00+01:00Provided by

Businesses confronting environmental, social, and governance matters for the first time are finding value in engaging their finance and accounting teams for support.

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e-Book: Regulators crack down on use of messaging apps

2023-07-11T06:32:00+01:00Provided by

U.S. regulators signaled through a widespread enforcement sweep against Wall Street banks they are zeroing in on employees’ unapproved uses of electronic communication channels to discuss business-related matters.

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e-Book: Climate and sustainability reporting challenges

2023-06-13T02:36:00+01:00Provided by

Significant change in corporate attitudes toward environmental, social, and governance (ESG) reporting have many companies implementing controls and governance processes over the collection, review, and reporting of sustainability information for the first time.

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e-Book: ESG survey: Social risks, blind spots, and barriers

2023-06-08T13:20:00+01:00Provided by

This free e-Book explores why companies understand the social risks in their supply chains posed by corruption, inequality, and employment standards but don’t always fully recognize less visible risks such as forced and child labor.

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e-Book: New audit risk landscape: ESG, cyber, more

2023-05-31T01:27:00+01:00Provided by

As companies face sustainability reporting challenges, accounting and audit firms are fielding increased requests for assistance, along with demands from investors and regulatory bodies for assurance on disclosures.

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Survey Report: The digital transformation of compliance

2024-05-02T01:46:00+01:00Provided by

A new survey conducted by Compliance Week and NAVEX on compliance team access to data and the use of artificial intelligence (AI) to analyze it found many compliance professionals lack full and transparent access to their firm’s data.

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Survey Report: Companies bullish on new tech amid enhanced sanctions scrutiny

2023-11-27T14:36:00+00:00Provided by

If sanctions are the top enforcement priority for the Department of Justice, companies have got the message, according to a recent study.

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Survey Report: Tech gaps, third parties pose biggest ABAC threats

2023-09-19T20:46:00+01:00Provided by

Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.

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Survey Report: Financial institutions navigate forward by outsourcing compliance

2023-07-24T18:22:00+01:00Provided by

Three out of four financial services firms that chose to outsource portions of their financial crime compliance function reported they were pleased with the results, according to a new survey conducted by Compliance Week and Guidehouse.

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Survey Report: U.S. bank failures prompt reassessment of third-party risks

2023-07-18T07:30:00+01:00Provided by

The recent banking crisis—in which three mid-sized U.S. banks failed—prompted just under half of compliance professionals across all industries to reassess their TPRM procedures, according to a recent survey conducted by Compliance Week and Riskonnect.

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Survey Report: Compliance tech priorities in 2023

2023-05-15T05:08:00+01:00Provided by

Nearly two-thirds of senior compliance executives anticipate third parties to be the most heightened area of risk to their businesses in 2023, according to the results of a new study.

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Survey Report: Tech’s role in changing data privacy compliance landscape

2023-03-24T06:44:00+00:00Provided by

When it comes to keeping up with data privacy regulation, organizations would be wise to adopt a more comprehensive technology solution to drive efficiency and minimize human error.

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Survey Report: Top TPRM priorities in 2023

2023-02-09T02:52:00+00:00Provided by

Respondents to a survey from Compliance Week and Dun & Bradstreet overwhelmingly indicated cybersecurity to be the most important compliance-related area affecting third-party risk management in the new year, though fraud and other risks should still be on their radar.

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Survey Report: Measuring the impact of code of conduct training

2022-12-08T03:04:00+00:00Provided by

In the past, compliance training was regarded by companies as optional. Organizations can no longer afford to take that view.

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Survey Report: How businesses are confronting governmental licenses in M&As

2022-10-27T03:37:00+01:00Provided by

With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.

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CPE Webcast: Mastering data governance for regulatory compliance

2024-06-20T14:00:00+01:00Provided by

The world of regulatory compliance is complex and ever-changing. While compliance demands vary by industry and where you have operations, there are underlying similarities to those requirements.

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CPE Webcast: Digital Operational Resilience Act: Key provisions and best practices

2024-06-18T14:00:00+01:00Provided by

This presentation will provide an overview of the key provisions of DORA and their implications for Third-Party Risk Management (TPRM) teams, list best practices for DORA preparation and review key considerations for teams looking to implement the DORA framework.

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CPE Webcast: Acting responsibly with generative AI: How to manage the risks and rewards in the workplace

2024-06-13T14:00:00+01:00Provided by

Generative artificial intelligence has gained immense popularity, but its adoption by businesses introduces ethical risks. Organizations must prioritize responsible use of generative AI by ensuring it is accurate, safe, honest, empowering, and sustainable.

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CPE Webcast: Compliance programs under scrutiny

2024-06-11T14:00:00+01:00Provided by

Explore government expectations for compliance programs and how companies facing regulatory scrutiny design and implement programs to position themselves for the best possible outcome.

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CPE Webcast: Techniques for more effective forced labor risk identification in supply chains

2024-06-06T14:00:00+01:00Provided by

By requiring U.S. importers to prove that their supply chains are free of forced labor, the Uyghur Forced Labor Prevention Act (UFLPA) has created heightened nationwide demand for sophisticated supply chain mapping and risk identification capabilities.

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CPE Webcast: Operationalizing responsible AI: Developing a sustainable process to effectively manage risk

2024-06-04T14:00:00+01:00Provided by

With recent advancements in generative technologies, the integration of AI into business operations has accelerated and thus, the concept of responsible AI has gained critical importance.

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CPE Webcast: Unveiling survey results on future-proofing compliance

2024-04-25T01:00:00+01:00Provided by

Uncover the challenges and opportunities that lie ahead and gain crucial insights to navigate the integration of artificial intelligence and advanced data analytics into your programs.

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CPE Webcast: Automating third-party management workflows: 5 ways to drive alignment across teams

2024-04-23T14:00:00+01:00Provided by

Is your third-party management process bogged down by manual workflows and misaligned teams? It’s time to say goodbye to inefficiency and hello to streamlined processes (if only it were that simple).

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CPE Webcast: Mitigating risk: Strengthening control and compliance

2024-04-18T14:00:00+01:00Provided by

Today’s compliance professionals face increasing pressures from talent shortages, a rapidly evolving regulatory landscape, and rising transaction volumes—increasing both complexity and risk.

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CPE Webcast: Doubling down on compliance: Deep dive into SEC cybersecurity regulations

2024-04-09T14:00:00+01:00Provided by

KPMG and ServiceNow experts will delve into best practices to help you not only understand the new regulations but also navigate critical regulatory challenges by highlighting how a platform like ServiceNow can help with compliance.

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White paper: SEC doubles down on cyber risk management accountability

2024-05-05T17:30:00+01:00Provided by and

To help investors gain a better understanding of cyber risk, the US Securities and Exchange Commission (SEC) has created sweeping new rules—forcing companies to take a more proactive approach to cybersecurity.

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White paper: Automate to Accelerate: Overcoming Staffing and Compliance Challenges in Cyber Risk Management

2024-04-22T19:00:00+01:00Provided by

Spending countless hours tracking down controls evidence for your audit and compliance activities is an annoyance at best and a major drag on productivity and effectiveness at worst.

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White paper: Quantify Third-Party Financial Risk to Efficiently Address Threats

2024-01-23T16:05:00+00:00Provided by

Financial risk is one of the third-party risk management (TPRM) domains most likely to directly harm your organization.

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White paper: Empowering Cybersecurity Governance and Disclosures

2023-12-18T17:45:00+00:00Provided by

Do you have a clear vision of what ‘good’ means when it comes to managing governance and your security program? Setting the right targets for your organization is crucial.

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White paper: Maturity Matters: Is It Time to Advance Your Compliance Training Program?

2023-12-06T17:02:00+00:00Provided by

Maturity models abound throughout the discipline of business management. In this instance, we define “maturity” as the degree and sophistication in which compliance training is formalized, implemented, integrated with risk management, and measured.