Resources


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e-Book: Solving the off-channel communications conundrum

2024-02-22T01:15:00+00:00Provided by

Firms attempting to meet regulatory requirements for monitoring employee use of off-channel communications for business purposes face a bedeviling number of obstacles.

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e-Book: Goals of a modernized TPRM program

2023-12-05T19:00:00+00:00Provided by

Companies have shown a willingness to invest in technology to enhance their third-party risk management efforts. But that doesn’t mean new opportunities don’t remain.

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e-Book: Risks, opportunities under SEC’s cyber incident disclosure rule

2023-10-04T18:10:00+01:00Provided by

The clock is ticking for public companies to put in place policies and practices to meet the requirements of the Securities and Exchange Commission’s newly approved cybersecurity incident disclosure rule.

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e-Book: Tech capabilities key to finance support of ESG reporting

2023-07-21T16:01:00+01:00Provided by

Businesses confronting environmental, social, and governance matters for the first time are finding value in engaging their finance and accounting teams for support.

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e-Book: Regulators crack down on use of messaging apps

2023-07-11T06:32:00+01:00Provided by

U.S. regulators signaled through a widespread enforcement sweep against Wall Street banks they are zeroing in on employees’ unapproved uses of electronic communication channels to discuss business-related matters.

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e-Book: Climate and sustainability reporting challenges

2023-06-13T02:36:00+01:00Provided by

Significant change in corporate attitudes toward environmental, social, and governance (ESG) reporting have many companies implementing controls and governance processes over the collection, review, and reporting of sustainability information for the first time.

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e-Book: ESG survey: Social risks, blind spots, and barriers

2023-06-08T13:20:00+01:00Provided by

This free e-Book explores why companies understand the social risks in their supply chains posed by corruption, inequality, and employment standards but don’t always fully recognize less visible risks such as forced and child labor.

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e-Book: New audit risk landscape: ESG, cyber, more

2023-05-31T01:27:00+01:00Provided by

As companies face sustainability reporting challenges, accounting and audit firms are fielding increased requests for assistance, along with demands from investors and regulatory bodies for assurance on disclosures.

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e-Book: Navigating changing U.S. data privacy landscape

2023-05-24T04:39:00+01:00Provided by

Businesses are watching five U.S. states where new or amended consumer privacy laws are set to take effect this year. Learn best practices for confronting compliance with multiple state data privacy laws.

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e-Book: Best practices for navigating global supply chain laws

2023-04-24T01:33:00+01:00Provided by

Despite legislation aimed at preventing labor and other human rights abuses in supply chains taking force in major countries including the United Kingdom, United States, Germany, and France, many companies are struggling to comply.

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Survey Report: Companies bullish on new tech amid enhanced sanctions scrutiny

2023-11-27T14:36:00+00:00Provided by Certa

If sanctions are the top enforcement priority for the Department of Justice, companies have got the message, according to a recent study.

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Survey Report: Tech gaps, third parties pose biggest ABAC threats

2023-09-19T20:46:00+01:00Provided by Morgan Lewis

Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.

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Survey Report: Financial institutions navigate forward by outsourcing compliance

2023-07-24T18:22:00+01:00Provided by

Three out of four financial services firms that chose to outsource portions of their financial crime compliance function reported they were pleased with the results, according to a new survey conducted by Compliance Week and Guidehouse.

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Survey Report: U.S. bank failures prompt reassessment of third-party risks

2023-07-18T07:30:00+01:00Provided by

The recent banking crisis—in which three mid-sized U.S. banks failed—prompted just under half of compliance professionals across all industries to reassess their TPRM procedures, according to a recent survey conducted by Compliance Week and Riskonnect.

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Survey Report: Compliance tech priorities in 2023

2023-05-15T05:08:00+01:00Provided by

Nearly two-thirds of senior compliance executives anticipate third parties to be the most heightened area of risk to their businesses in 2023, according to the results of a new study.

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Survey Report: Tech’s role in changing data privacy compliance landscape

2023-03-24T06:44:00+00:00Provided by

When it comes to keeping up with data privacy regulation, organizations would be wise to adopt a more comprehensive technology solution to drive efficiency and minimize human error.

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Survey Report: Top TPRM priorities in 2023

2023-02-09T02:52:00+00:00Provided by

Respondents to a survey from Compliance Week and Dun & Bradstreet overwhelmingly indicated cybersecurity to be the most important compliance-related area affecting third-party risk management in the new year, though fraud and other risks should still be on their radar.

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Survey Report: Measuring the impact of code of conduct training

2022-12-08T03:04:00+00:00Provided by Traliant

In the past, compliance training was regarded by companies as optional. Organizations can no longer afford to take that view.

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Survey Report: How businesses are confronting governmental licenses in M&As

2022-10-27T03:37:00+01:00Provided by Avalara

With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.

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Survey Report: Preparing for the SEC’s climate-related disclosure rule

2022-07-19T06:04:00+01:00Provided by

More than 70 percent of respondents to a recent survey from Compliance Week and advisory, tax, and assurance firm CohnReznick LLP said their companies were already preparing to comply with the climate-related disclosure rule proposed by the Securities and Exchange Commission.

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CPE Webcast: Orchestrating operational resilience in financial services

2024-02-27T14:00:00+00:00Provided by , by

Join us for an in-depth discussion on proven strategies, advanced technologies, and industry best practices that form the bedrock of operational resilience.

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CPE Webcast: Beyond the hype: How to use AI in GRC

2024-02-13T14:00:00+00:00Provided by

Learn more about how and when artificial intelligence tools can be used to increase value in your governance, risk, and compliance program.

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CPE Webcast: TPRM: Time to change how you approach vendor assessments

2024-02-08T14:00:00+00:00Provided by

Forward-thinking third-party risk management teams are changing the way they approach vendor assessments.

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CPE Webcast: Crafting policies for digital dialogue

2024-02-06T14:00:00+00:00Provided by Smarsh

This webinar will shed light on the critical need for heightened awareness regarding business communications in the financial sector.

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CPE Webcast: If it’s not auditable, is it real?

2024-01-09T14:00:00+00:00Provided by

Learn the importance of creating a unified environment to keep up with compliance regulations and how critical having a central source of information is for compliance professionals.

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Webcast: Application security and controls: Avoiding the resurgence of material weaknesses

2023-12-12T14:00:00+00:00Provided by

We’ll discuss real-life examples of companies who have implemented technologies and techniques to monitor internal controls, increase control testing accuracy, boost security role precision, reduce the cost of compliance, improve ERP operational effectiveness, or recover from a material weakness.

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CPE Webcast: Navigating the 2024 ESG landscape

2023-12-07T14:00:00+00:00Provided by

Gain a greater understanding of the current ESG landscape and learn how technology solutions can help you manage your program

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CPE Webcast: AI and compliance: How to identify and mitigate the risks

2023-12-05T14:00:00+00:00Provided by Smarsh

Learn the implications for regulated businesses in terms of understanding how artificial intelligence like ChatGPT can be governed in order to effectively remediate its risks.

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CPE Webcast: What 2024 holds for compliance: Trends and forecasts

2023-11-30T14:00:00+00:00Provided by

Review key changes in regulatory, legal, and compliance obligations in 2023 and how these are impacting organizations, in addition to learning practical steps compliance departments can take now to get ahead of the 2024 risk landscape.

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CPE Webcast: Better risk assessments: Practical, data-driven assessments made simple

2023-11-28T14:00:00+00:00Provided by

Today’s risk assessments require improved quantitative, data-driven analysis, including interpreting inherent risk data in a meaningful way. Organizations are looking for risk assessments to be actionable, easier to execute, and defensible.

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White paper: Quantify Third-Party Financial Risk to Efficiently Address Threats

2024-01-23T16:05:00+00:00Provided by

Financial risk is one of the third-party risk management (TPRM) domains most likely to directly harm your organization.

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White paper: Empowering Cybersecurity Governance and Disclosures

2023-12-18T17:45:00+00:00Provided by

Do you have a clear vision of what ‘good’ means when it comes to managing governance and your security program? Setting the right targets for your organization is crucial.

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White paper: Maturity Matters: Is It Time to Advance Your Compliance Training Program?

2023-12-06T17:02:00+00:00Provided by

Maturity models abound throughout the discipline of business management. In this instance, we define “maturity” as the degree and sophistication in which compliance training is formalized, implemented, integrated with risk management, and measured.

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White paper: Smarter Communication Surveillance with AI

2023-10-31T18:06:00+00:00Provided by NICE Actimize

In this White Paper from NICE Actimize and Accenture, we examine how financial services firms are managing Communications Surveillance today, and why current market trends demand a new approach that supplements traditional lexicon-based surveillance with Artificial Intelligence (AI) and in particular Natural Language Processing (NLP).

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White paper: Raising the bar on risk management

2023-09-06T16:24:00+01:00Provided by

The technologies and approaches that enterprises use to manage risk and compliance have evolved—and this evolution is creating a moment of opportunity.