e-Book: Tips for TPRM, supply chain due diligence
Implementing a risk-based approach to third-party due diligence frees up compliance resources to be deployed efficiently and helps organizations meet the expectations of regulators.
e-Book: Solving the off-channel communications conundrum
Firms attempting to meet regulatory requirements for monitoring employee use of off-channel communications for business purposes face a bedeviling number of obstacles.
e-Book: Goals of a modernized TPRM program
Companies have shown a willingness to invest in technology to enhance their third-party risk management efforts. But that doesn’t mean new opportunities don’t remain.
e-Book: Risks, opportunities under SEC’s cyber incident disclosure rule
The clock is ticking for public companies to put in place policies and practices to meet the requirements of the Securities and Exchange Commission’s newly approved cybersecurity incident disclosure rule.
e-Book: Tech capabilities key to finance support of ESG reporting
Businesses confronting environmental, social, and governance matters for the first time are finding value in engaging their finance and accounting teams for support.
e-Book: Regulators crack down on use of messaging apps
U.S. regulators signaled through a widespread enforcement sweep against Wall Street banks they are zeroing in on employees’ unapproved uses of electronic communication channels to discuss business-related matters.
e-Book: Climate and sustainability reporting challenges
Significant change in corporate attitudes toward environmental, social, and governance (ESG) reporting have many companies implementing controls and governance processes over the collection, review, and reporting of sustainability information for the first time.
e-Book: ESG survey: Social risks, blind spots, and barriers
This free e-Book explores why companies understand the social risks in their supply chains posed by corruption, inequality, and employment standards but don’t always fully recognize less visible risks such as forced and child labor.
e-Book: New audit risk landscape: ESG, cyber, more
As companies face sustainability reporting challenges, accounting and audit firms are fielding increased requests for assistance, along with demands from investors and regulatory bodies for assurance on disclosures.
e-Book: Navigating changing U.S. data privacy landscape
Businesses are watching five U.S. states where new or amended consumer privacy laws are set to take effect this year. Learn best practices for confronting compliance with multiple state data privacy laws.
Survey Report: Companies bullish on new tech amid enhanced sanctions scrutiny
If sanctions are the top enforcement priority for the Department of Justice, companies have got the message, according to a recent study.
Survey Report: Tech gaps, third parties pose biggest ABAC threats
Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.
Survey Report: Financial institutions navigate forward by outsourcing compliance
Three out of four financial services firms that chose to outsource portions of their financial crime compliance function reported they were pleased with the results, according to a new survey conducted by Compliance Week and Guidehouse.
Survey Report: U.S. bank failures prompt reassessment of third-party risks
The recent banking crisis—in which three mid-sized U.S. banks failed—prompted just under half of compliance professionals across all industries to reassess their TPRM procedures, according to a recent survey conducted by Compliance Week and Riskonnect.
Survey Report: Compliance tech priorities in 2023
Nearly two-thirds of senior compliance executives anticipate third parties to be the most heightened area of risk to their businesses in 2023, according to the results of a new study.
Survey Report: Tech’s role in changing data privacy compliance landscape
When it comes to keeping up with data privacy regulation, organizations would be wise to adopt a more comprehensive technology solution to drive efficiency and minimize human error.
Survey Report: Top TPRM priorities in 2023
Respondents to a survey from Compliance Week and Dun & Bradstreet overwhelmingly indicated cybersecurity to be the most important compliance-related area affecting third-party risk management in the new year, though fraud and other risks should still be on their radar.
Survey Report: Measuring the impact of code of conduct training
In the past, compliance training was regarded by companies as optional. Organizations can no longer afford to take that view.
Survey Report: How businesses are confronting governmental licenses in M&As
With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.
Survey Report: Preparing for the SEC’s climate-related disclosure rule
More than 70 percent of respondents to a recent survey from Compliance Week and advisory, tax, and assurance firm CohnReznick LLP said their companies were already preparing to comply with the climate-related disclosure rule proposed by the Securities and Exchange Commission.
CPE Webcast: Automating third-party management workflows: 5 ways to drive alignment across teams
Is your third-party management process bogged down by manual workflows and misaligned teams? It’s time to say goodbye to inefficiency and hello to streamlined processes (if only it were that simple).
CPE Webcast: Mitigating risk: Strengthening control and compliance
Today’s compliance professionals face increasing pressures from talent shortages, a rapidly evolving regulatory landscape, and rising transaction volumes—increasing both complexity and risk.
CPE Webcast: Doubling down on compliance: Deep dive into SEC cybersecurity regulations
KPMG and ServiceNow experts will delve into best practices to help you not only understand the new regulations but also navigate critical regulatory challenges by highlighting how a platform like ServiceNow can help with compliance.
CPE webcast: Rapid expansion of global forced labor regulations
Join us as we dive into the best practices for performing due diligence across your entire supply chain—from the sourcing of raw materials to the delivery of finished goods—to become (and stay) compliant with this ever-evolving landscape.
CPE Webcast: Applying traditional TPRM security and data privacy practices in the digital space
This webinar explores the compliance challenges posed by evolving privacy regulations and the recent explosion of class-action litigation arising from third-party advertising technology on websites.
CPE Webcast: Orchestrating operational resilience in financial services
Join us for an in-depth discussion on proven strategies, advanced technologies, and industry best practices that form the bedrock of operational resilience.
CPE Webcast: Beyond the hype: How to use AI in GRC
Learn more about how and when artificial intelligence tools can be used to increase value in your governance, risk, and compliance program.
CPE Webcast: TPRM: Time to change how you approach vendor assessments
Forward-thinking third-party risk management teams are changing the way they approach vendor assessments.
CPE Webcast: Crafting policies for digital dialogue
This webinar will shed light on the critical need for heightened awareness regarding business communications in the financial sector.
CPE Webcast: If it’s not auditable, is it real?
Learn the importance of creating a unified environment to keep up with compliance regulations and how critical having a central source of information is for compliance professionals.
