Resources


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e-Book: Tech capabilities key to finance support of ESG reporting

2023-07-21T16:01:00+01:00Provided by

Businesses confronting environmental, social, and governance matters for the first time are finding value in engaging their finance and accounting teams for support.

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e-Book: Regulators crack down on use of messaging apps

2023-07-11T06:32:00+01:00Provided by

U.S. regulators signaled through a widespread enforcement sweep against Wall Street banks they are zeroing in on employees’ unapproved uses of electronic communication channels to discuss business-related matters.

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e-Book: Climate and sustainability reporting challenges

2023-06-13T02:36:00+01:00Provided by

Significant change in corporate attitudes toward environmental, social, and governance (ESG) reporting have many companies implementing controls and governance processes over the collection, review, and reporting of sustainability information for the first time.

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e-Book: ESG survey: Social risks, blind spots, and barriers

2023-06-08T13:20:00+01:00Provided by

This free e-Book explores why companies understand the social risks in their supply chains posed by corruption, inequality, and employment standards but don’t always fully recognize less visible risks such as forced and child labor.

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e-Book: New audit risk landscape: ESG, cyber, more

2023-05-31T01:27:00+01:00Provided by

As companies face sustainability reporting challenges, accounting and audit firms are fielding increased requests for assistance, along with demands from investors and regulatory bodies for assurance on disclosures.

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e-Book: Navigating changing U.S. data privacy landscape

2023-05-24T04:39:00+01:00Provided by

Businesses are watching five U.S. states where new or amended consumer privacy laws are set to take effect this year. Learn best practices for confronting compliance with multiple state data privacy laws.

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e-Book: Best practices for navigating global supply chain laws

2023-04-24T01:33:00+01:00Provided by

Despite legislation aimed at preventing labor and other human rights abuses in supply chains taking force in major countries including the United Kingdom, United States, Germany, and France, many companies are struggling to comply.

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e-Book: Regulator expectations for AI use

2023-02-17T06:16:00+00:00Provided by

The need to keep pace with technology is paramount for compliance departments. Regulators have high expectations that risks are being properly managed during new tech implementation.

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e-Book: TPRM: No one-size-fits-all approach

2023-02-01T05:09:00+00:00Provided by

Companies can’t do it all in terms of managing every risk from every possible third party. To begin, they must define their vision and strategy.

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e-Book: ‘Inside the Mind of the CCO’ on the 2022-23 compliance landscape

2023-01-17T03:28:00+00:00Provided by Avetta

Twenty years removed from the passage of the Sarbanes-Oxley Act, compliance has established itself as a key component of the global business landscape. And yet, 2022 brought new priorities to the fore for many in the profession.

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Survey Report: Tech gaps, third parties pose biggest ABAC threats

2023-09-19T20:46:00+01:00Provided by Morgan Lewis

Compliance professionals asked to assess their anti-bribery and corruption efforts indicated resource support deficiencies in areas including staffing and technology, according to a survey conducted by Compliance Week and Morgan Lewis.

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Survey Report: Financial institutions navigate forward by outsourcing compliance

2023-07-24T18:22:00+01:00Provided by

Three out of four financial services firms that chose to outsource portions of their financial crime compliance function reported they were pleased with the results, according to a new survey conducted by Compliance Week and Guidehouse.

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Survey Report: U.S. bank failures prompt reassessment of third-party risks

2023-07-18T07:30:00+01:00Provided by

The recent banking crisis—in which three mid-sized U.S. banks failed—prompted just under half of compliance professionals across all industries to reassess their TPRM procedures, according to a recent survey conducted by Compliance Week and Riskonnect.

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Survey Report: Compliance tech priorities in 2023

2023-05-15T05:08:00+01:00Provided by

Nearly two-thirds of senior compliance executives anticipate third parties to be the most heightened area of risk to their businesses in 2023, according to the results of a new study.

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Survey Report: Tech’s role in changing data privacy compliance landscape

2023-03-24T06:44:00+00:00Provided by

When it comes to keeping up with data privacy regulation, organizations would be wise to adopt a more comprehensive technology solution to drive efficiency and minimize human error.

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Survey Report: Top TPRM priorities in 2023

2023-02-09T02:52:00+00:00Provided by

Respondents to a survey from Compliance Week and Dun & Bradstreet overwhelmingly indicated cybersecurity to be the most important compliance-related area affecting third-party risk management in the new year, though fraud and other risks should still be on their radar.

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Survey Report: Measuring the impact of code of conduct training

2022-12-08T03:04:00+00:00Provided by Traliant

In the past, compliance training was regarded by companies as optional. Organizations can no longer afford to take that view.

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Survey Report: How businesses are confronting governmental licenses in M&As

2022-10-27T03:37:00+01:00Provided by Avalara

With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.

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Survey Report: Preparing for the SEC’s climate-related disclosure rule

2022-07-19T06:04:00+01:00Provided by

More than 70 percent of respondents to a recent survey from Compliance Week and advisory, tax, and assurance firm CohnReznick LLP said their companies were already preparing to comply with the climate-related disclosure rule proposed by the Securities and Exchange Commission.

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Survey Report: How technology enables data protection

2022-03-31T13:00:00+01:00Provided by BRYTER

A Compliance Week and BRYTER survey analyzed 81 responses from compliance and legal practitioners who ranked data privacy and cybersecurity threats the No. 1 biggest risk entering 2022.

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CPE Webcast: Interagency guidance on third parties: How the expanded scope affects everyone

2023-09-28T14:00:00+01:00Provided by Venminder

This webcast will provide an overview of new interagency guidance on third-party relationships, as well as share practical advice to ensure your organization is fully prepared for the expanded scope and what this means for your organization’s TPRM program.

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CPE Webcast: TPRM Program and Technology Modernization

2023-09-21T14:00:00+01:00Provided by

As organizations increasingly rely on third and fourth parties to support critical business services many are assessing their existing capabilities and modernizing their Third Party Risk Management (TPRM) programs and enabling technologies.

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Webcast: How to build a responsible, compliant, and ethical AI program

2023-09-19T14:00:00+01:00Provided by

Artificial intelligence is rapidly transforming the way businesses operate. As AI becomes more pervasive, it is essential for organizations to have a strong AI governance program in place to mitigate risks while capitalizing on value.

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On-Demand: Say it. Do it. Prove it: Navigating the compliance trifecta in the age of AI

2023-09-14T14:00:00+01:00Provided by

Delve into the crucial aspects of the compliance trifecta—say it, do it, prove it—and how organizations can navigate them through the art of data discovery.

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CPE Webcast: A practitioner’s approach to living with data risk

2023-09-12T14:00:00+01:00Provided by

This session is focused on the practical steps to balancing data risks, looking at the people, practices, and technologies behind the effort.

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CPE Webcast: Seven practical tips for ongoing third-party risk monitoring

2023-09-07T14:00:00+01:00Provided by

Are you staying vigilant when it comes to third-party risk? With more businesses relying on external third parties, it’s critical to monitor third-party risk on an ongoing basis.

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Webcast: Unearthing environmental risk in timber supply chains using public records

2023-08-31T14:00:00+01:00Provided by

Public records can do a lot to help companies map their supply chains and understand where they are exposed to environmental risk along the way.

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CPE Webcast: Five human capital strategies that win

2023-08-29T13:00:00+01:00Provided by Avetta

Discover how leading companies are leveraging human capital management to create a strong connection between employee well-being, sustainable and secure operations, and ESG objectives.

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CPE Webcast: Harnessing the power of generative AI in financial services

2023-08-24T14:00:00+01:00Provided by Smarsh

This webinar aims to provide a comprehensive overview of how the financial industry can harness the potential of generative artificial intelligence while navigating the implications it presents for digital communications and compliance.

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On-demand: Foster a culture of collaboration with data intelligence

2023-08-22T14:00:00+01:00Provided by

Data and analytics can foster a culture of collaboration and help bridge the gap between seemingly disparate disciplines executing seemingly disparate programs and policies.

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White paper: Raising the bar on risk management

2023-09-06T16:24:00+01:00Provided by

The technologies and approaches that enterprises use to manage risk and compliance have evolved—and this evolution is creating a moment of opportunity.

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White paper: Future-proofing your investment compliance

2022-09-12T21:39:00+01:00Provided by Linedata

Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.

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White paper: How Compliance Can Prevent Risk and Rapidly Respond to Change

2022-05-20T18:25:00+01:00Provided by BRYTER

The compliance and risk landscape grows more complex each day, and the rate of change in the space is only accelerating.

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White paper: Compliance & Conversions: How fintechs have both with Veriff

2022-05-10T16:00:00+01:00Provided by Veriff

In this exclusive eBook from Veriff, discover the current state of compliance surrounding fintechs.

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White paper: How technology can power proactive risk management

2022-02-25T08:36:00+00:00Provided by

Money laundering, cybercrime, corruption, trafficking: These are just a few of the many illegal activities that could be putting your business at risk, especially if you’re using outdated, manual processes.