By Erin Lynch2019-05-07T12:57:00
Her compliance career has been (literally) all over the map, but Mary Shirley remains fixed on a few key principles: aiming high, helping colleagues advance their careers, and making compliance sexy.
2019-08-14T18:59:00Z By Mary Shirley
Communicating the variances of Asian regulatory policies could mean the difference between progress or failure. One of our former Top Minds offers companies five tips for avoiding a regulatory disaster within a multinational organization.
2019-05-21T04:01:00Z By Compliance Week
The members of the Top Minds Class of 2019 are presented their awards to cap Day 1 of Compliance Week’s annual conference in Washington D.C.
2025-08-15T18:59:00Z By Aly McDevitt
As regulators shift toward rewarding transparency, self-regulation and self-reporting, the way PFS Investments handled a longstanding problem serves as an example of how proactive remediation can turn a costly compliance error into a manageable regulatory outcome.
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