Webcasts

Compliance Week's free Webcasts are held most Thursdays at 2 p.m. EST. These Webcasts feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann, or call (888) 519-9200.

Live Webcasts (listed below on the left) last one hour and must be viewed in their entirety in order for attendees to earn CPE credit. For questions, please e-mail Katie Klokner.

Subscribers can also browse our archive of previous webcasts (listed below on the right) for more CPE credit and learning opportunities.

Upcoming live webcasts

apr7

Apr. 7 | Stepping up to the DOJ guidance

Provided by

With big data and A.I. becoming pervasive across business functions, learn how tech enabled strategies using behavioral insights and AI can establish programs that drive higher efficiency, deliver better business outcomes and provide strong alignment to the DOJ guidance.

APR9

Apr. 9 | Mapping your TPRM program’s maturity

Provided by

Join Aravo and Compliance Week for a webinar on TPM 101: Mapping To Maturity on April 9th. This webinar is intended for anyone that is looking to build a TPM program from scratch or for advancing your current program to a more mature state.

apr14

Apr. 14 | 5 strategies for scaling your social selling program

Provided by

Social selling is critical for today’s financial services firms to find and engage with customers. But it also brings some risk to these firms.

apr16

Apr. 16 | Expand internal controls to drive a successful organization

Provided by

Internal controls are often considered to only be the responsibility of finance and audit professionals. But if internal controls work in harmony, across an organization and the Three Lines of Defense, they can help the organization avoid legal repercussions and run more effectively and efficiently.

apr21

Apr. 21 | Supply chain risk in a post-virus world

Provided by

As the COVID-19 coronavirus brings convulsive exposure to supply chain risks to the surface, many companies will find themselves looking only at the first tier of their supply chain, the company that they contracted with for goods or services, unable to see how the companies that their first tier suppliers ...

apr30

Apr. 30 | 2020 Anti-bribery and corruption emerging trends

Provided by

In today’s global marketplace, an organization’s global supply chain is critically dependent on its third-party relationships in order to achieve operational and business success. Yet compliance professionals are all too aware that the third parties they depend on to achieve success pose a significant threat to their organizations for bribery, ...

may5

May 5 | How proactive governance reduces reactive compliance

Provided by

Regulations are a constantly evolving landscape and may be overlooked, but ultimately most businesses are always working on other seemingly ‘more important’ matters. However, the more reactive the compliance team finds itself being, the harder it becomes to become proactive and strategic.

may28

May 28 | TPRM: What keeps you up at night?

Provided by

Do risks from your third-party ecosystem keep you up at night, especially during these trying times?  How have third-party risks changed over the years, but especially lately, considering the current crisis?

CPE Webcast Library

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Webcast: How plaintiffs weaponize CCPA and privacy laws

2020-03-26T14:32:00+00:00Provided by

You’re in charge of mitigating risk and protecting your organization. But how do you develop the best strategy when you aren’t sure what your opponents’ plans are? Understand how to develop a strategy that meets compliance regulations, while mitigating inevitable legislation.

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Mar. 24 | Supercharge your vendor risk management

2020-03-24T14:05:00+00:00Provided by , by

The saying goes–an ounce of prevention is worth a pound of cure. In the world of Third-Party Risk, prevention comes from automation and prescriptive analytics such as financial health, that help you gain visibility into the risk profile of a potential vendor.

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Webcast: Can KYC compliance and customer experience coexist?

2020-03-19T14:10:00+00:00Provided by

Remaining competitive in the modern financial world requires staying ahead of increasingly sophisticated financial crimes and fluid regulations across multiple jurisdictions.

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Webcast: Regulatory update for financial services

2020-03-12T15:47:00+00:00Provided by

FINRA’s Exam Priorities, Regulation BI, and the SEC’s Cybersecurity Guidance

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Webcast: CCPA state of the compliance industry and requirements

2020-02-25T14:28:00+00:00Provided by

The rules are still not entirely clear on CCPA. However, it’s currently law in California and enforcement begins on July 1, 2020.

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Webcast: Understanding risks & compliance

2020-01-23T14:04:00+00:00Provided by

Fraud and restatements are happening every day, and it’s important to recognize that your company is consistently exposed to risk. Change is constant, and the stakes are high.

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Webcast: Meeting the expectations of the board

2019-12-17T14:13:00+00:00Provided by

This webinar presents the results of a recent industry survey on Board oversight of third-party risk. In an environment of increased business risks, close to half (43 percent) of surveyed practitioners claimed that their board doesn’t have a good handle on third-party risk! Together with a dive into the results, ...

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Webcast: New DOJ guidance in your compliance program

2019-12-12T14:16:00+00:00Provided by

The Department of Justice guidance released over the summer contains some of the most specific insight to date into the type of compliance program that the Department, and prosecutors, expect organizations to have in place. With much of the focus being around having a program that works in practice, the ...

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Webcast: How to make TPRM less painful

2019-12-10T14:00:00+00:00Provided by

Today, it’s imperative for companies to manage third-party risk as part of a comprehensive compliance program to protect their brand and avoid exposure to bribery and corruption.

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Webcast: Transform compliance into a business enabler

2019-12-03T14:24:00+00:00Provided by

From bribery and corruption to emerging ESG and reputational risks, corporate compliance functions are expected to protect their business from regulatory liability without slowing the pace of business. This is despite often having fewer resources to manage ever-increasing amounts of third parties and data.

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Webcast: Improving efficiency with intelligent compliance

2019-11-21T14:54:00+00:00Provided by

Learn about the skill sets needed for compliance roles to succeed in the future, why security is becoming more important to compliance and supervision infrastructure, and compliance technology developments.

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Webcast: How to reduce audit burdens

2019-11-19T14:15:00+00:00Provided by

Accounting and audit teams are continually being asked to interact with and coordinate compliance initiatives on a more frequent basis. For organizations juggling multiple audits, such as SOX, operational audits, or financial reporting, information redundancy, competing deadlines, and large numbers of audit requirements quickly present challenges.

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Webcast: Business process outsourcing for compliance

2019-11-12T11:08:00+00:00Provided by

It started with call centers, human resource management, such as payroll and training, followed by IT and the cloud and now…compliance? Is the compliance department the next function that starts outsourcing its time and labor-intensive processes to a third-party vendor?

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Webcast: Building blocks for effective vendor risk management

2019-11-05T14:10:00+00:00Provided by

Your organization probably has some means for managing third-party risk, perhaps most urgently within the onboarding process, or maybe in response to regulatory demands. Yet you probably suspect that there remain untapped opportunities for reducing risk while at the same time reducing overhead. Or for gaining greater control over your ...

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Webcast: Risk associated to your third-party relationships

2019-10-24T14:34:00+01:00Provided by

In today’s ever-escalating regulatory environment, companies are expected to understand who they are doing business with. Ultimate Beneficial Ownership (UBO) is required on a mandatory basis for organizations that fall within the scope of AML and beyond. And while the legislation is complex and a challenge for most organizations to ...

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Webcast: Effectively marketing your E&C program

2019-10-10T13:58:00+01:00Provided by

The role of a compliance professional is increasingly complex: Not only do you have to adhere to regulations and legal guidelines, but you have to engage your workforce to participate in your ethics and compliance program for it to be effective. In many ways this is similar to the changing ...

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Webcast: Following the money to prevent human trafficking

2019-10-03T14:00:00+01:00Provided by

This webcast will help compliance executives explore the latest research and practical insights on how to manage human trafficking and manage third-party risks.

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Webcast: Managing cookies for GDPR, CCPA compliance

2019-10-01T10:10:00+01:00Provided by

As consumers’ awareness of the use of cookies and similar tracking technologies has begun to soar, global lawmakers and regulators have taken a keen interest in how companies are using website and mobile tracking – particularly in the area of consent. This has evidenced itself through enforcement actions, new EU ...

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Webcast: How to avoid training fatigue

2019-09-24T15:38:00+01:00Provided by

Training fatigue is real and has damaging consequences. In this webinar, learn the cognitive science behind fatigue and how to avoid it.

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Webcast: Reducing time, cost & risk with accounting automation

2019-09-12T17:34:00+01:00Provided by

Company management and their auditors might not see eye to eye on everything. But clients and their third-party examiners typically agree that the audit process could be improved.

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Webcast: Keep up with the speed of risk in the digital age

2019-09-05T14:00:00+01:00Provided by

Digitization has ramped up the velocity of risk impact to breakneck speed. Organizations no longer have the luxury to simply check compliance boxes. They need to learn how to keep pace with a constant onslaught of new threats, changing regulations, and higher stakes.

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Webcast: Keys to third-party risk management success

2019-08-29T14:00:00+01:00Provided by

In today’s shifting security and regulatory environment, ongoing third-party monitoring is crucial to compliance success. But how do you keep up with a constantly changing and growing list of vendors? This session will outline the keys to third-party risk management success through a modern approach to monitoring vendors.

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Webcast: Beneficial ownership establishment & monitoring

2019-08-27T14:00:00+01:00Provided by

With most countries moving to due diligence requirements similar to the Financial Crimes Enforcement Network (FinCEN) Customer Due Diligence (CDD) rule or a beneficial ownership reporting regime or sometimes both, it’s challenging to know how to address the compliance burden. Understanding who you are doing business with and who controls ...

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Webcast: Why T&E audit is more than policy compliance

2019-08-22T14:00:00+01:00Provided by

Organizations are failing to solve the employee-spend challenge as travel and expense (T&E) transactions continue to suffer from non-compliance and fraud. Companies also have unnecessarily high audit costs and inadequate risk coverage thanks to manual testing of T&E transactions.

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Webcast: Getting the audit scores you want

2019-08-20T14:00:00+01:00Provided by

Many organizations today need to adhere to stringent audit and compliance rules to prove they’re following established guidelines and regulations. An automated compliance approach centralizes audit information, and provides easier access to key controls and status. Furthermore, automation can reduce labor intensive costs and non-value-added time often associated with manual ...

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Webcast: Key strategies to ensure third-party compliance

2019-08-15T14:00:00+01:00Provided by

Enterprises are now, more than ever, relying on a higher number of third-party, mission-critical technologies (along with their support and maintenance). As a result, enterprises are unintentionally opening themselves up to the largest source of data breaches.

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Webcast: Broker-Dealers on Social Media: Understanding the Risks

2019-07-25T14:56:00+01:00Provided by

Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today.

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Webcast: Anti-Bribery and Corruption Challenges, Trends and New Lines of Defense

2019-07-23T16:30:00+01:00Provided by

Experts from Refinitiv and ProcessUnity discuss the types of risks facing companies today; how to tackle third-party risks using data, technology, and automation; and best practices for implementing processes and procedures for integrated, ongoing due diligence.

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Webcast: Busting the 10 Myths of Third-Party Risk Management

2019-06-27T14:00:00+01:00Provided by

Managing third-party risk is vital to every business’ reputation and long-term success. But with growing regulatory requirements, compliance skills shortages and numerous potential sources of information, managing third-party risk as an organization can feel like a very painful process.

proofpoint300x200

Webcast: Compliance trends and futures – how technology is driving change

2019-06-18T14:00:00+01:00Provided by

The compliance world is changing. Regulations are evolving and new technology addressing compliance challenges are becoming available. From international privacy regulations to new communication channels, how can organizations keep up with those changing regulations and how can they remain nimble.

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Webcast: How Modern Identity Networks Can Marry Convenience, Compliance and Privacy

2019-06-13T14:05:00+01:00Provided by

Identity lies at the very foundation of our day-to-day experience, yet, it’s the weakest link in the chain of interactions taking place in the online, borderless economy. While technology evolved at an exponential pace, the global identity infrastructure that we inherited still remains antiquated and has proven to be an ...

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Webcast: Best Practices for Managing Risk in the Age of Digital Transformation

2019-06-06T14:00:00+01:00Provided by

Digital transformation is no longer optional. It has become mandatory for businesses to remain relevant and to compete in today’s digital economy. Now more than ever, an integrated approach to governance, risk, and compliance (GRC) is required to provide a wider view of changing organizational risk.

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How to Tackle CCPA Compliance – Expert Guidance and Benchmarking Insights

2019-06-04T14:00:00+01:00Provided by

Whether you’re starting from scratch or leveraging an existing privacy program, developing the processes required for California Consumer Privacy Act (CCPA) compliance can be challenging. From understanding the regulation and all of its nuances, to managing requirements including data inventories, risk assessments and consumer access requests, most companies need help ...

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Happy Birthday GDPR

2019-05-23T14:44:00+01:00Provided by

As General Data Protection Regulation (GDPR) completes one year and other global and national trends in data privacy regulations such as CCPA, NYSDFS are rolling out, a discussion with leading insurers is imperative.

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Meet PCI DSS Requirements for Assessing Vulnerabilities with Crowdsourced Security Testing

2019-05-21T17:31:00+01:00Provided by

Today’s 21st century security teams are dealing with greater challenges in protecting customer data—growing attack surfaces, third-party integrations, agile development, and cloud infrastructure. Yet, many organizations are limited by traditional penetration tests and scanners that are ineffective for today’s 21st century cybersecurity concerns. A better approach is needed to discover ...

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How to Effectively Achieve Sustainable Compliance

2019-05-16T15:25:00+01:00Provided by

SOX has been in effect for more than 15 years, yet many companies still haven’t streamlined key elements of their compliance process. Spreadsheets and email remain the most common way to manage the data collection and affirmations that compliance requires. Software designed to manage compliance can provide strong controls that ...

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5 Seismic Shifts In Compliance Training

2019-05-14T14:57:00+01:00Provided by

Compliance training is one of the most powerful tools a compliance team can use to empower employees to be their most ethical selves. With less than 1% violations resulting from actual malicious intent, this webinar will dig in to the critical shifts you can make to use this employee touchpoint ...

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Vendor remote access: How to protect your organization from data breaches

2019-05-07T15:16:00+01:00Provided by

Cybersecurity continues to be a significant area of concern, with a higher frequency of multi-million dollar, potentially deadly, security breaches, 63 percent of which can be attributed to a third party.

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Webcast: How Audit and ERM Work Together, A Combined Assurance Approach

2019-05-02T19:42:00+01:00Provided by

Internal audit is a profession that provides assurance that objectives are being met for the organizations that it serves. However, it is not the only assurance provider performing audits and requesting information and often organizations are fatigued by different departments requesting the same information and reporting the same results. Enterprise ...

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AI for Identity Verification: Going Beyond the Buzzwords

2019-04-25T19:11:00+01:00Provided by

The way we verify our identities is changing. With traditional enterprises evolving and taking their operations fully digital, and newer all-digital businesses are growing exponentially, it makes sense that identity verification and KYC move online too. But in a remote setting, it’s hard for businesses to scale up their user ...

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Breaking down the barriers to effective internal control

2019-04-24T19:08:00+01:00Provided by

When implementing and maintaining an effective internal control framework challenges can often come from multiple angles - Process, Culture and Technology. These are amplified when working outside of the highly regulated industries such as Finance and Healthcare. In order to successfully plan and implement a control framework that delivers increased ...

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Third-Party Risk: Best Practices for Due Diligence and Ongoing Assessments

2019-04-18T14:00:00+01:00Provided by

The ever-changing regulatory landscape and sheer volume of third parties requires organizations to rethink their processes around pre-contract due diligence and ongoing vendor assessment reviews. Today’s most successful programs rely less on tedious, manual processes while incorporating verified, up-to-date information on financial status, watchlist compliance and information security from trusted ...

Earn CPE Credit with Compliance Week

CPECompliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Nashville, TN 37219-2417.