Webcasts

Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.

Live Webcasts (listed below) last one hour and must be viewed in their entirety in order for attendees to earn CPE credit. For questions, please e-mail Katie Klokner.

Subscribers can also browse our archive of previous webcasts (listed below) for more CPE credit and learning opportunities.

CPE Webcast Library

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CPE Webcast: Data breach litigation post CCPA

2020-06-30T14:00:00+01:00Provided by

The biggest impact on business post CCPA, and presumably subsequent state regulations, is the impact on data breaches.

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CPE Webcast: Key privacy considerations for getting back to business

2020-06-25T14:00:00+01:00Provided by

Throughout the pandemic, technology will play a critical role as businesses adapt to this “new normal.” One strategy industries will rely on to provide employees and consumers with peace of mind is the use of temperature screening technology.

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CPE Webcast: The simple secret that keeps compliance leaders ahead of change

2020-06-23T14:00:00+01:00Provided by

What keeps the best compliance leaders ahead of the pack in today’s pandemic-beleaguered climate? Actionable insights from well-organized data inputs.

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CPE Webcast: Automating risk and compliance to strategize on uncertainty

2020-06-18T14:00:00+01:00Provided by

Where can you best leverage automation and AI in GRC? As companies shift to a proactive risk-based approach to measuring and managing risk, compliance can still take up a significant amount of resources.

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CPE Webcast: Fraud and bribery risks: Preparing for a COVID-19 spike

2020-06-16T11:00:00+01:00Provided by

As businesses and employees work to re-establish stability and reset targets following the disruption caused by coronavirus, they will be more vulnerable to fraud, corruption, and regulatory violations.

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CPE Webcast: TPRM: Best practices for an efficient program

2020-06-11T14:00:00+01:00Provided by

While there is no one right third-party risk management program, there is a model right for you, and incorporating best practices into your processes can have an exponential effect on your results.

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CPE Webcast: Humanizing compliance: Navigating COVID-19 and Beyond

2020-06-09T14:00:00+01:00Provided by

There’s no argument that the world has changed, and while the long-term implications of the COVID-19 crisis are unknown, the way we approach work and the workplace has already become different forever.

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CPE Webcast: CCPA enforcement: What to expect after July 1

2020-06-04T14:00:00+01:00Provided by

Signed into law in 2018, the California Consumer Privacy Act (CCPA) became effective January 1, 2020. The next milestone will be July 1, when the California Attorney General will begin enforcement.

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CPE Webcast: Regulatory & compliance readiness: The struggle is real

2020-06-02T14:00:00+01:00Provided by

With multiple regulatory and compliance events happening and more on the horizon, companies of all sizes and complexity are having to quickly respond and adhere to new rules and requirements.

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CPE Webcast: TPRM; What keeps you up at night?

2020-05-28T14:00:00+01:00Provided by

Do risks from your third-party ecosystem keep you up at night, especially during these trying times? How have third-party risks changed over the years, but especially lately, considering the current crisis?

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CPE Webcast: Calculating COVID-19 third-party privacy risks

2020-05-26T14:00:00+01:00Provided by

COVID-19 has completely changed the way organizations do business, both internally and externally. The influx of sensitive data being collected makes proactively identifying and managing privacy risk a big challenge.

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CPE Webcast: Best practices for enabling remote audit with tech

2020-05-21T14:00:00+01:00Provided by

Although company management and auditors may not see eye to eye on everything, they can agree that teams must find new ways to effectively work together during the COVID-19 crisis.

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CPE Webcast: COVID-19: Renewing risk management programs

2020-05-14T14:00:00+01:00Provided by

Risk events eventually diminish, and the focus naturally turns to recovery. But COVID-19 represents a unique challenge due it’s prolonged effects and the resulting cascading risks and possible disruptions.

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CPE Webcast: Integrating TPRM into sourcing and procurement functions

2020-05-12T14:00:00+01:00Provided by

Traditionally, third-party risk management has focused on procurement, executing contracts, managing relationships, and conducting quarterly business reviews. These measures are no longer enough.

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CPE Webcast: 10 steps to improving business resilience with TPRM

2020-05-07T14:56:00+01:00Provided by

Third-party risk management is more important now than ever. And while compliance is a critical component, recent market turbulence has organizations prioritizing business continuity, financial due diligence, and business resilience.

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CPE Webcast: How proactive governance reduces reactive compliance

2020-05-05T14:00:00+01:00Provided by

The compliance landscape is constantly evolving, and internal or external obligations may be overlooked. The more reactive the compliance team finds itself being, the harder it becomes to be proactive and strategic.

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CPE Webcast: 2020 Anti-bribery and corruption emerging trends

2020-04-30T14:00:00+01:00Provided by

Compliance professionals are all too aware that the third parties they depend on to achieve success pose a significant threat to their organizations for bribery, fraud, and corruption.

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CPE Webcast: Managing regulatory change through innovation

2020-04-28T14:33:00+01:00Provided by

In a rapidly changing world of rising regulatory and operational complexity, how does a compliance department stay one step ahead in ensuring awareness and alignment to the latest guidance by every employee?

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CPE Webcast: COVID-19: Responding to cascading risk

2020-04-23T14:07:00+01:00Provided by

Pandemics represent a unique disaster risk scenario as a result of “cascading risk,” which poses an immense challenge to risk leaders due to progressive failures that will result in the deterioration of the health of third parties and supply chains.

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CPE Webcast: Supply chain risk in a post-virus world

2020-04-21T13:56:00+01:00Provided by

As the COVID-19 coronavirus brings convulsive exposure to supply chain risks to the surface, many companies will be unable to see how the companies that their first-tier suppliers depend on are affected.

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CPE Webcast: Expand internal controls to drive a successful organization

2020-04-16T11:28:00+01:00Provided by

Join this Webinar and learn actionable tactics for planning, implementing, reviewing, and testing internal controls to help you achieve a sound internal control system for organizational success.

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CPE Webcast: 5 strategies for scaling your social selling program

2020-04-14T14:25:00+01:00Provided by

Social selling is critical for today’s financial services firms to find and engage with customers. But it also brings some risk to these firms.

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CPE Webcast: Mapping your TPRM program’s maturity

2020-04-09T19:54:00+01:00Provided by

This Webinar is intended for anyone looking to build a TPRM program from scratch or for advancing your current program to a more mature state.

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CPE Webcast: Stepping up to the DOJ guidance

2020-04-07T14:41:00+01:00Provided by

With Big Data and AI becoming pervasive across business functions, learn how tech-enabled strategies using behavioral insights can establish programs that drive higher efficiency, deliver better business outcomes, and provide strong alignment to DOJ guidance.

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Webcast: How plaintiffs weaponize CCPA and privacy laws

2020-03-26T14:32:00+00:00Provided by

You’re in charge of mitigating risk and protecting your organization. But how do you develop the best strategy when you aren’t sure what your opponents’ plans are? Understand how to develop a strategy that meets compliance regulations, while mitigating inevitable legislation.

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Webcast: Supercharge your vendor risk management

2020-03-24T14:05:00+00:00Provided by , by

The saying goes–an ounce of prevention is worth a pound of cure. In the world of Third-Party Risk, prevention comes from automation and prescriptive analytics such as financial health, that help you gain visibility into the risk profile of a potential vendor.

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Webcast: Can KYC compliance and customer experience coexist?

2020-03-19T14:10:00+00:00Provided by

Remaining competitive in the modern financial world requires staying ahead of increasingly sophisticated financial crimes and fluid regulations across multiple jurisdictions.

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Webcast: Regulatory update for financial services

2020-03-12T15:47:00+00:00Provided by

FINRA’s Exam Priorities, Regulation BI, and the SEC’s Cybersecurity Guidance

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Webcast: CCPA state of the compliance industry and requirements

2020-02-25T14:28:00+00:00Provided by

The rules are still not entirely clear on CCPA. However, it’s currently law in California and enforcement begins on July 1, 2020.

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Webcast: Understanding risks & compliance

2020-01-23T14:04:00+00:00Provided by

Fraud and restatements are happening every day, and it’s important to recognize that your company is consistently exposed to risk. Change is constant, and the stakes are high.

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Webcast: Meeting the expectations of the board

2019-12-17T14:13:00+00:00Provided by

This webinar presents the results of a recent industry survey on Board oversight of third-party risk. In an environment of increased business risks, close to half (43 percent) of surveyed practitioners claimed that their board doesn’t have a good handle on third-party risk! Together with a dive into the results, ...

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Webcast: New DOJ guidance in your compliance program

2019-12-12T14:16:00+00:00Provided by

The Department of Justice guidance released over the summer contains some of the most specific insight to date into the type of compliance program that the Department, and prosecutors, expect organizations to have in place. With much of the focus being around having a program that works in practice, the ...

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Webcast: How to make TPRM less painful

2019-12-10T14:00:00+00:00Provided by

Today, it’s imperative for companies to manage third-party risk as part of a comprehensive compliance program to protect their brand and avoid exposure to bribery and corruption.

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Webcast: Transform compliance into a business enabler

2019-12-03T14:24:00+00:00Provided by

From bribery and corruption to emerging ESG and reputational risks, corporate compliance functions are expected to protect their business from regulatory liability without slowing the pace of business. This is despite often having fewer resources to manage ever-increasing amounts of third parties and data.

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Webcast: Improving efficiency with intelligent compliance

2019-11-21T14:54:00+00:00Provided by

Learn about the skill sets needed for compliance roles to succeed in the future, why security is becoming more important to compliance and supervision infrastructure, and compliance technology developments.

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Webcast: How to reduce audit burdens

2019-11-19T14:15:00+00:00Provided by

Accounting and audit teams are continually being asked to interact with and coordinate compliance initiatives on a more frequent basis. For organizations juggling multiple audits, such as SOX, operational audits, or financial reporting, information redundancy, competing deadlines, and large numbers of audit requirements quickly present challenges.

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Webcast: Business process outsourcing for compliance

2019-11-12T11:08:00+00:00Provided by

It started with call centers, human resource management, such as payroll and training, followed by IT and the cloud and now…compliance? Is the compliance department the next function that starts outsourcing its time and labor-intensive processes to a third-party vendor?

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Webcast: Building blocks for effective vendor risk management

2019-11-05T14:10:00+00:00Provided by

Your organization probably has some means for managing third-party risk, perhaps most urgently within the onboarding process, or maybe in response to regulatory demands. Yet you probably suspect that there remain untapped opportunities for reducing risk while at the same time reducing overhead. Or for gaining greater control over your ...

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Webcast: Risk associated to your third-party relationships

2019-10-24T14:34:00+01:00Provided by

In today’s ever-escalating regulatory environment, companies are expected to understand who they are doing business with. Ultimate Beneficial Ownership (UBO) is required on a mandatory basis for organizations that fall within the scope of AML and beyond. And while the legislation is complex and a challenge for most organizations to ...

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Webcast: Effectively marketing your E&C program

2019-10-10T13:58:00+01:00Provided by

The role of a compliance professional is increasingly complex: Not only do you have to adhere to regulations and legal guidelines, but you have to engage your workforce to participate in your ethics and compliance program for it to be effective. In many ways this is similar to the changing ...

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Webcast: Following the money to prevent human trafficking

2019-10-03T14:00:00+01:00Provided by

This webcast will help compliance executives explore the latest research and practical insights on how to manage human trafficking and manage third-party risks.

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Webcast: Managing cookies for GDPR, CCPA compliance

2019-10-01T10:10:00+01:00Provided by

As consumers’ awareness of the use of cookies and similar tracking technologies has begun to soar, global lawmakers and regulators have taken a keen interest in how companies are using website and mobile tracking – particularly in the area of consent. This has evidenced itself through enforcement actions, new EU ...

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Webcast: How to avoid training fatigue

2019-09-24T15:38:00+01:00Provided by

Training fatigue is real and has damaging consequences. In this webinar, learn the cognitive science behind fatigue and how to avoid it.

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Webcast: Reducing time, cost & risk with accounting automation

2019-09-12T17:34:00+01:00Provided by

Company management and their auditors might not see eye to eye on everything. But clients and their third-party examiners typically agree that the audit process could be improved.

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Webcast: Keep up with the speed of risk in the digital age

2019-09-05T14:00:00+01:00Provided by

Digitization has ramped up the velocity of risk impact to breakneck speed. Organizations no longer have the luxury to simply check compliance boxes. They need to learn how to keep pace with a constant onslaught of new threats, changing regulations, and higher stakes.

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Webcast: Keys to third-party risk management success

2019-08-29T14:00:00+01:00Provided by

In today’s shifting security and regulatory environment, ongoing third-party monitoring is crucial to compliance success. But how do you keep up with a constantly changing and growing list of vendors? This session will outline the keys to third-party risk management success through a modern approach to monitoring vendors.

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Webcast: Beneficial ownership establishment & monitoring

2019-08-27T14:00:00+01:00Provided by

With most countries moving to due diligence requirements similar to the Financial Crimes Enforcement Network (FinCEN) Customer Due Diligence (CDD) rule or a beneficial ownership reporting regime or sometimes both, it’s challenging to know how to address the compliance burden. Understanding who you are doing business with and who controls ...

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Webcast: Why T&E audit is more than policy compliance

2019-08-22T14:00:00+01:00Provided by

Organizations are failing to solve the employee-spend challenge as travel and expense (T&E) transactions continue to suffer from non-compliance and fraud. Companies also have unnecessarily high audit costs and inadequate risk coverage thanks to manual testing of T&E transactions.

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Webcast: Getting the audit scores you want

2019-08-20T14:00:00+01:00Provided by

Many organizations today need to adhere to stringent audit and compliance rules to prove they’re following established guidelines and regulations. An automated compliance approach centralizes audit information, and provides easier access to key controls and status. Furthermore, automation can reduce labor intensive costs and non-value-added time often associated with manual ...

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Webcast: Key strategies to ensure third-party compliance

2019-08-15T14:00:00+01:00Provided by

Enterprises are now, more than ever, relying on a higher number of third-party, mission-critical technologies (along with their support and maintenance). As a result, enterprises are unintentionally opening themselves up to the largest source of data breaches.

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Webcast: Broker-Dealers on Social Media: Understanding the Risks

2019-07-25T14:56:00+01:00Provided by

Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today.

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Webcast: Anti-Bribery and Corruption Challenges, Trends and New Lines of Defense

2019-07-23T16:30:00+01:00Provided by

Experts from Refinitiv and ProcessUnity discuss the types of risks facing companies today; how to tackle third-party risks using data, technology, and automation; and best practices for implementing processes and procedures for integrated, ongoing due diligence.

Earn CPE Credit with Compliance Week

CPECompliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Nashville, TN 37219-2417.