Upcoming CPE Webcasts
Sept. 22 | How to build risk and compliance resilience into the future
The coronavirus pandemic has shown the traditional way of managing risk and compliance fails when tested by fast-moving, interconnected risks.
Sept. 29 | Addressing climate as a systemic risk for financial regulators
The climate crisis poses a systemic risk that affects the stability and competitiveness of U.S. financial markets.
Oct. 1 | Simplifying ‘Six Degrees of Separation’ for third-party compliance risk
The long-standing theory of having an average of only six degrees of separation between any two people takes on an interesting twist when considered through a compliance and risk management lens.
Oct. 8 | Maximizing resources across security, risk & audit
As businesses continue to expand their digital footprint, security professionals are dealing with more data than ever before. The threat landscape continues grow, and teams across GRC functions have become highly specialized.
Oct. 13 | Tips to jumpstart your CMMC certification plan
With the release of the DOD’s Cybersecurity Maturity Model Certification program in 2020, contractors are required for the first time to comply with a specific set of cybersecurity capabilities—and have that compliance certified by a third party.
Oct. 15 | Innovations emerge as internal audit adapts
COVID-19 has undoubtably presented new challenges for companies around the world. Most were required to rapidly shift to remote work environments, and some have even had to adjust their business models.
Oct. 27 | Third-party risk in the era of COVID-19
This webinar will discuss how companies are making changes to their onboarding processes and supply chain due diligence and how COVID-19 has shifted priorities and budgets going forward.
About our Webcasts
Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.
Live Webcasts (listed below) last one hour and must be viewed in their entirety in order for attendees to earn CPE credit. For questions, please e-mail Katie Klokner.
Subscribers can also browse our archive of previous webcasts (listed below) for more CPE credit and learning opportunities.
CPE Webcast Library
CPE Webcast: Ground rules for ensuring SOX compliance from anywhere
The ramifications of the coronavirus crisis will long outlast it—including how companies will close the books and ensure SOX compliance and where accounting and audit staff who perform these tasks will be located.
CPE Webcast: Expert content + third-party risk = enhanced vendor due diligence
Maintaining the status quo with your vendor risk management program is no longer acceptable in today’s ever-changing marketplace as supply chains can drastically change overnight.
CPE Webcast: Debunking myths of AI & ML in TPRM technology
This webinar debunks the myths of AI and ML in third-party risk technology and drills into reality with a pragmatic application of how your data can be harnessed to support various risk management use cases.
CPE Webcast: How to minimize privacy risks and maintain regulatory compliance
Establishing an effective data retention policy is a key step in managing and protecting one of your organization’s most valuable assets: it’s data.
CPE Webcast: Capturing, managing communications data in modern enterprise
Today’s employees and customers generate a lot of communications data, in a lot of formats and in a lot of locations, from computers and on prem servers to mobile devices and the cloud.
CPE Webcast: Surviving the next chapter of CCPA and unstructured data management
The California Consumer Privacy Act (CCPA) caused many U.S. companies to rethink their approach to data privacy when the law went into effect on January 1, 2020, and again when enforcement began on July 1, 2020.
CPE Webcast: Role of compliance in the fight against racial inequity
As mindsets shift from “managing through” to “moving forward with purpose” for many, how does compliance play a role in helping organizations heal in the realm of bias, diversity, and racial equity?
CPE Webcast: Compliance in the age of cloud
Running a business “in the cloud” was once reserved for innovators and large enterprises, but now nearly every business on the internet is operating in the cloud.
CPE Webcast: Survey insight into how COVID-19 impacted company leases
In this webinar panel discussion, we will share striking results from a recent COVID-19 lease impact survey and key insight into how companies’ real estate and equipment leases were impacted by shutdowns and stay-at-home orders.
CPE Webcast: Future-proof your global supply chain with data & analytics
The COVID-19 pandemic has certainly changed the landscape of global risk, and many organizations are quickly adapting their third-party risk management processes as a result.
CPE Webcast: Third party risk management: Are programs up to scratch?
This webinar will discuss the results of the Compliance Week and Aravo TPRM benchmarking survey in the context of the DOJ’s Evaluation of Corporate Compliance Programs.
CPE Webcast: Managing third-party risk during and after a pandemic
As new insights are continually evolving, organizations around the world are trying to plan and develop their strategies for returning to the new “normal.”
CPE Webcast: COVID-19 Employee Training
Join Compliance Week and Clear Law Institute’s Michael Johnson for this free, one-hour Webinar to cover what training and education are needed to safely re-enter the workplace.
CPE Webcast: Ensuring supplier resilience in your business continuity plans
The global pandemic has put every organization’s business continuity plans to the test. Identifying the gaps have been easy and often the list has included inadequate vendor risk management and resilience planning.
CPE Webcast: Digital transformation & cyber risk: What you need to know
Join Larry Ponemon, founder of Ponemon Institute, and Dave Stapleton, CISO of CyberGRX, as they discuss the impact digital transformation is having on cyber-security and some best practices you can implement to better protect your organization.
CPE Webcast: Minimize exposure to supply chain regulatory and privacy risks
Join Kroll for an opportunity to learn how you can help your organization better minimize risks in the post-COVID-19 world.
CPE Webcast: Rethinking third-party due diligence to minimize supply chain risk
Businesses are rethinking their strategies to maintain operations, minimize supply chain disruption, and manage heightened exposure to financial, legal, regulatory, or reputational risks.
CPE Webcast: A new approach to vendor risk & performance monitoring
Your vendors often handle your most sensitive data. This presents significant challenges as security, procurement, sourcing, IT, and privacy teams struggle to vet and manage vendor risks and performance in real time.
CPE Webcast: CCPA - The California AG is ready. Are you?
With the CCPA being the most important privacy and data security law ever to be enacted in the United States, it will bring a sea of change in the way businesses manage and communicate with consumers about personal data.
CPE Webcast: Data breach litigation post CCPA
The biggest impact on business post CCPA, and presumably subsequent state regulations, is the impact on data breaches.
CPE Webcast: Key privacy considerations for getting back to business
Throughout the pandemic, technology will play a critical role as businesses adapt to this “new normal.” One strategy industries will rely on to provide employees and consumers with peace of mind is the use of temperature screening technology.
CPE Webcast: The simple secret that keeps compliance leaders ahead of change
What keeps the best compliance leaders ahead of the pack in today’s pandemic-beleaguered climate? Actionable insights from well-organized data inputs.
CPE Webcast: Automating risk and compliance to strategize on uncertainty
Where can you best leverage automation and AI in GRC? As companies shift to a proactive risk-based approach to measuring and managing risk, compliance can still take up a significant amount of resources.
CPE Webcast: Fraud and bribery risks: Preparing for a COVID-19 spike
As businesses and employees work to re-establish stability and reset targets following the disruption caused by coronavirus, they will be more vulnerable to fraud, corruption, and regulatory violations.
CPE Webcast: TPRM: Best practices for an efficient program
While there is no one right third-party risk management program, there is a model right for you, and incorporating best practices into your processes can have an exponential effect on your results.
CPE Webcast: Humanizing compliance: Navigating COVID-19 and Beyond
There’s no argument that the world has changed, and while the long-term implications of the COVID-19 crisis are unknown, the way we approach work and the workplace has already become different forever.
CPE Webcast: CCPA enforcement: What to expect after July 1
Signed into law in 2018, the California Consumer Privacy Act (CCPA) became effective January 1, 2020. The next milestone will be July 1, when the California Attorney General will begin enforcement.
CPE Webcast: Regulatory & compliance readiness: The struggle is real
With multiple regulatory and compliance events happening and more on the horizon, companies of all sizes and complexity are having to quickly respond and adhere to new rules and requirements.
CPE Webcast: TPRM; What keeps you up at night?
Do risks from your third-party ecosystem keep you up at night, especially during these trying times? How have third-party risks changed over the years, but especially lately, considering the current crisis?
CPE Webcast: Calculating COVID-19 third-party privacy risks
COVID-19 has completely changed the way organizations do business, both internally and externally. The influx of sensitive data being collected makes proactively identifying and managing privacy risk a big challenge.
CPE Webcast: Best practices for enabling remote audit with tech
Although company management and auditors may not see eye to eye on everything, they can agree that teams must find new ways to effectively work together during the COVID-19 crisis.
CPE Webcast: COVID-19: Renewing risk management programs
Risk events eventually diminish, and the focus naturally turns to recovery. But COVID-19 represents a unique challenge due it’s prolonged effects and the resulting cascading risks and possible disruptions.
CPE Webcast: Integrating TPRM into sourcing and procurement functions
Traditionally, third-party risk management has focused on procurement, executing contracts, managing relationships, and conducting quarterly business reviews. These measures are no longer enough.
CPE Webcast: 10 steps to improving business resilience with TPRM
Third-party risk management is more important now than ever. And while compliance is a critical component, recent market turbulence has organizations prioritizing business continuity, financial due diligence, and business resilience.
CPE Webcast: How proactive governance reduces reactive compliance
The compliance landscape is constantly evolving, and internal or external obligations may be overlooked. The more reactive the compliance team finds itself being, the harder it becomes to be proactive and strategic.
CPE Webcast: 2020 Anti-bribery and corruption emerging trends
Compliance professionals are all too aware that the third parties they depend on to achieve success pose a significant threat to their organizations for bribery, fraud, and corruption.
CPE Webcast: Managing regulatory change through innovation
In a rapidly changing world of rising regulatory and operational complexity, how does a compliance department stay one step ahead in ensuring awareness and alignment to the latest guidance by every employee?
CPE Webcast: COVID-19: Responding to cascading risk
Pandemics represent a unique disaster risk scenario as a result of “cascading risk,” which poses an immense challenge to risk leaders due to progressive failures that will result in the deterioration of the health of third parties and supply chains.
CPE Webcast: Supply chain risk in a post-virus world
As the COVID-19 coronavirus brings convulsive exposure to supply chain risks to the surface, many companies will be unable to see how the companies that their first-tier suppliers depend on are affected.
CPE Webcast: Expand internal controls to drive a successful organization
Join this Webinar and learn actionable tactics for planning, implementing, reviewing, and testing internal controls to help you achieve a sound internal control system for organizational success.
CPE Webcast: 5 strategies for scaling your social selling program
Social selling is critical for today’s financial services firms to find and engage with customers. But it also brings some risk to these firms.
CPE Webcast: Mapping your TPRM program’s maturity
This Webinar is intended for anyone looking to build a TPRM program from scratch or for advancing your current program to a more mature state.
CPE Webcast: Stepping up to the DOJ guidance
With Big Data and AI becoming pervasive across business functions, learn how tech-enabled strategies using behavioral insights can establish programs that drive higher efficiency, deliver better business outcomes, and provide strong alignment to DOJ guidance.
Webcast: How plaintiffs weaponize CCPA and privacy laws
You’re in charge of mitigating risk and protecting your organization. But how do you develop the best strategy when you aren’t sure what your opponents’ plans are? Understand how to develop a strategy that meets compliance regulations, while mitigating inevitable legislation.
Webcast: Supercharge your vendor risk management
The saying goes–an ounce of prevention is worth a pound of cure. In the world of Third-Party Risk, prevention comes from automation and prescriptive analytics such as financial health, that help you gain visibility into the risk profile of a potential vendor.
Webcast: Can KYC compliance and customer experience coexist?
Remaining competitive in the modern financial world requires staying ahead of increasingly sophisticated financial crimes and fluid regulations across multiple jurisdictions.
Webcast: Regulatory update for financial services
FINRA’s Exam Priorities, Regulation BI, and the SEC’s Cybersecurity Guidance
Webcast: CCPA state of the compliance industry and requirements
The rules are still not entirely clear on CCPA. However, it’s currently law in California and enforcement begins on July 1, 2020.
Webcast: Understanding risks & compliance
Fraud and restatements are happening every day, and it’s important to recognize that your company is consistently exposed to risk. Change is constant, and the stakes are high.
Webcast: Meeting the expectations of the board
This webinar presents the results of a recent industry survey on Board oversight of third-party risk. In an environment of increased business risks, close to half (43 percent) of surveyed practitioners claimed that their board doesn’t have a good handle on third-party risk! Together with a dive into the results, ...
Webcast: New DOJ guidance in your compliance program
The Department of Justice guidance released over the summer contains some of the most specific insight to date into the type of compliance program that the Department, and prosecutors, expect organizations to have in place. With much of the focus being around having a program that works in practice, the ...
Webcast: How to make TPRM less painful
Today, it’s imperative for companies to manage third-party risk as part of a comprehensive compliance program to protect their brand and avoid exposure to bribery and corruption.
Webcast: Transform compliance into a business enabler
From bribery and corruption to emerging ESG and reputational risks, corporate compliance functions are expected to protect their business from regulatory liability without slowing the pace of business. This is despite often having fewer resources to manage ever-increasing amounts of third parties and data.
Webcast: Improving efficiency with intelligent compliance
Learn about the skill sets needed for compliance roles to succeed in the future, why security is becoming more important to compliance and supervision infrastructure, and compliance technology developments.
Webcast: How to reduce audit burdens
Accounting and audit teams are continually being asked to interact with and coordinate compliance initiatives on a more frequent basis. For organizations juggling multiple audits, such as SOX, operational audits, or financial reporting, information redundancy, competing deadlines, and large numbers of audit requirements quickly present challenges.
Webcast: Business process outsourcing for compliance
It started with call centers, human resource management, such as payroll and training, followed by IT and the cloud and now…compliance? Is the compliance department the next function that starts outsourcing its time and labor-intensive processes to a third-party vendor?
Webcast: Building blocks for effective vendor risk management
Your organization probably has some means for managing third-party risk, perhaps most urgently within the onboarding process, or maybe in response to regulatory demands. Yet you probably suspect that there remain untapped opportunities for reducing risk while at the same time reducing overhead. Or for gaining greater control over your ...
Webcast: Risk associated to your third-party relationships
In today’s ever-escalating regulatory environment, companies are expected to understand who they are doing business with. Ultimate Beneficial Ownership (UBO) is required on a mandatory basis for organizations that fall within the scope of AML and beyond. And while the legislation is complex and a challenge for most organizations to ...
Webcast: Effectively marketing your E&C program
The role of a compliance professional is increasingly complex: Not only do you have to adhere to regulations and legal guidelines, but you have to engage your workforce to participate in your ethics and compliance program for it to be effective. In many ways this is similar to the changing ...
Webcast: Following the money to prevent human trafficking
This webcast will help compliance executives explore the latest research and practical insights on how to manage human trafficking and manage third-party risks.
Webcast: Managing cookies for GDPR, CCPA compliance
As consumers’ awareness of the use of cookies and similar tracking technologies has begun to soar, global lawmakers and regulators have taken a keen interest in how companies are using website and mobile tracking – particularly in the area of consent. This has evidenced itself through enforcement actions, new EU ...
Webcast: How to avoid training fatigue
Training fatigue is real and has damaging consequences. In this webinar, learn the cognitive science behind fatigue and how to avoid it.
Compliance Week is registered with the National Association of State Boards of Accountancy (