Corporate culture is often viewed in the context of “employee engagement” and therefore strictly under the purview of human resources. But what happens when we broaden our understanding of corporate culture to also view it as a compliance risk?
This one-hour webinar will focus on the six steps chief compliance officers and their teams take when making the move from one technology platform to another.
Now that the Uyghur Forced Labor Prevention Act is in full effect, U.S. importers face the daunting task of auditing their supply chains for inputs mined, produced, or manufactured wholly or in part in Xinjiang.
How can compliance and risk leaders prepare for business disruptions and maintain resiliency despite potentially damaging risks from a looming economic downturn?
When it comes to remotely onboarding customers, businesses have adopted eKYC solutions to ensure their new customers are who they say they are and are suitable to do business with. But most eKYC solutions are limited in scope.
About our Webcasts
Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.
Live Webcasts (listed below) last one hour and must be viewed in their entirety in order for attendees to earn CPE credit. For questions, please e-mail Katie Klokner.
Subscribers can also browse our archive of previous webcasts (listed below) for more CPE credit and learning opportunities.
CPE Webcast Library
No one likes to spend their money on things like insurance, taxes, fees, or compliance. It doesn’t feel like a good return on investment. But compliance is a good investment, and one that should not be delayed.
As organizations continue to collect and manage data, it is critical they understand the data retention requirements within their jurisdictions and the periods in which the data needs to be retained and respond to data subject access requests efficiently and defensibly.
As companies move toward transparency and walking the talk by aligning corporate culture to stated ESG values, the historical function of ethics and compliance rolls up naturally to support these efforts.
Nearly every business does due diligence when onboarding and renewing contracts, but many times the work stops well short of a program to efficiently manage strategic third parties, their contributions to business performance, and the risks they could pose to the organization.
Sanctions are one of the most important risk factors to consider in any compliance program. No one wants to be found to have business ties to a sanctioned entity given the potential for significant financial penalties and reputational damage.
Chief compliance officers and their teams are under increasing pressure to evaluate and choose the right technology partner to meet their growing compliance needs in the face of potential changes to their costs, solutions, and platforms.
In this webinar, we’ll show how to turn conflict into collaboration by aligning around shared goals and applying streamlined processes and smart use of technology across all phases of the content lifecycle.
Across the globe and sectors, we are seeing a compliance risk landscape that is evolving and becoming more complex. We are also seeing compliance functions respond to mounting internal and external demands, escalating compliance costs, and operating with constrained budgets and resources.
The cascade of sanctions condemning Russia’s assault on Ukraine has governments and financial regulators investigating Russian oligarchs, many of whom exploit gaps in public disclosure laws through offshore assets
More and more commercial organizations are voluntarily adopting cybersecurity risk management frameworks like NIST CSF, COBIT, ISO, and others considering recent legislation, executive orders, and reporting requirements.
CPE Webcast: How prepared is your organization for the SEC’s proposed climate-related disclosure rule?
This webinar will reveal results of the recent Compliance Week and CohnReznick co-sponsored survey asking respondents how prepared they are for the SEC’s proposed rule requiring registrants to include certain climate-related disclosures in their registration statements and periodic reports.
What might the SEC’s proposed climate disclosure mandate mean as finance and sustainability teams begin implementing and maturing their programs to deliver both business and ESG value?
Compliance policies must expand to align with ESG objectives, especially as the Securities and Exchange Commission proposes new rules for climate disclosures.
As the security landscape evolves and the quantity of incoming questionnaires increase, streamlining your answering process has become crucial in building client trust and saving your organization time and money.
Finance automation solutions are enabling corporations to improve accuracy, execute tighter controls, and decrease risk. Accountants and auditors are unleashed to be more proactive, focus on complex and judgmental areas, and drive strategic business decisions.
Long-term remote work plans are no longer news. To make decisions about the future of your work landscape, it is imperative to understand the responsibilities of your organization to keep remote workers safe while complying with federal E911 legislation.
As businesses advance through Q2, it’s a time to evaluate progress and ensure a strong business plan for the rest of the year.
Learn how to build a third-party risk management program with cybersecurity risk at the forefront.
If organizations can wrest new insights from the data they harvest and process it can be a valuable business asset, but it has some serious limitations and can become a huge liability if they aren’t ensuring they are protecting the data.
Where is your unstructured data lurking? With a record number of cyberattacks and the introduction of robust privacy laws like the GDPR and CPRA, it’s time to discover your data.
Compliance departments must be up to speed with emerging cybersecurity threats. This includes understanding the new technologies, processes, and procedures their organization will need to employ to ensure they don’t run afoul of the modern data privacy environment.
U.S. export control and sanctions regulators have been busy issuing new regulations to address the evolving situation in Ukraine.
Gaps in an organization’s compliance program can be risky. Closing these gaps is essential to help minimize the possibility of costly investigations, fines, and reputational damage.
This webinar will dive into predictions for the upcoming SEC agenda and ancillary regulatory changes, giving attendees a look into the implications for their compliance teams and how they can prepare for whatever comes next.
If you are not closing a large portion of your issues within the first 30 days, you may be working harder, not smarter. Plus, when cases are open too long, organizations can open themselves up to avoidable regulatory and legal risk.
Join this webinar and explore data and automation strategies to help you protect sensitive information and report accurately.
You’ve built your heat maps. You’ve constructed your risk and control matrices. You finally got the attention of management on those critical areas of risk. But somehow your message is still falling short. So, what’s next?
Join ProcessUnity for a one-hour webcast and discover best practices and the newest techniques for appropriately scoping pre- and post-contract due diligence assessments.
Join Dr. Michael McGrath, formerly of JPMorgan and Deutsche Bank, on a tour of the new compliance environment, and learn how you can successfully respond to these changes.
Join Cargill and Pfizer, two award-winning programs, to hear their strategies for truly measuring compliance training effectiveness and how they use that data strategically to drive better outcomes.
Encouraging employee feedback and reports with the proper tools and processes can help companies retain top talent, save thousands of dollars from less employee turnover, avoid embarrassing and public legal action, build cultures of trust and longevity, and more.
As more states and individual countries create their own differing privacy laws, what will be the impact on companies trying to comply?
Hear from compliance and SOX subject matter experts at Armanino and Instacart on what pre-IPO companies should know, plan for, and do to ready their organization for going public.
More than 60 percent of those surveyed in a recently published “2021 Global State of Anti-Money Laundering” report by BAE Systems said advanced criminal techniques have become even harder to spot in the last 12 months.
Company management and their auditors might not see eye to eye on everything. But clients and their third-party examiners have the common goal of implementing strong controls that are performed and documented consistently.
The Department of Defense’s updated Cybersecurity Maturity Model Certification 2.0 program has led to much speculation about the impact to prime DOD contractors and their subcontractors.
The past year has been full of unexpected twists and turns that have tested risk and compliance professionals everywhere. Organizations have had to juggle a torrent of new regulations while quickly adapting to a changing risk environment.
The significant transformation of hybrid work has forced a lot of chief compliance officers to start to think about ways they can better manage their digital communication tools and channels.
This webcast will discuss the benefits of addressing environmental, social, and governance risks early and offer insights into the future of ESG.
When building an efficient vendor risk management program, it is critical to prioritize which vendors present the most risk.
The increasing number and complexity of privacy laws and continued emergence of compliant data use as a competitive differentiator have been the driving force for organizations to shift focus from tick-the-box compliance exercises to automated privacy solutions.
Is your organization overwhelmed by complex GRC processes, siloed stakeholders, and the sheer volume of data points? If you are, you aren’t alone. But GRC doesn’t need to be complicated to be effective.
As organizations return to pre-pandemic levels of on-site staff in their workplaces, there is a renewed focus on security and safety for employees, contactors and other contingent workers.
Combating bribery, corruption, and fraud is vital to reducing risk and maintaining compliance. Getting to the heart of financial transactions can also help you reduce unnecessary losses for your business.
Authenticity is the key to a company’s ESG program. Churning out press releases with catchphrases and impressions and assurances that a business is “talking the talk” or “walking the walk” is unacceptable.
Organizations are facing both increased regulation and increased volumes of organizational data, making it ever more challenging to ensure they can stay compliant as new regulations take effect.
Many companies are accelerating their digital transformation strategies and adoption of cloud computing, decommissioning data centers, and legacy applications. CCOs need to understand the implications for regulatory compliance obligations.
In their recent 2021 survey, Compliance Week and OpenText reveal the growing challenges of managing investigations, driven by an increasingly complex litigation and regulatory landscape.
Traditional, manual accounting is not sustainable, and it can have negative downstream effects for compliance and audit teams. To modernize the way companies work, organizations must automate the manual, mundane processes that are holding them back.
As parts of the world economy open up and overall business spend is on track to go back to pre-COVID-19 levels, organizations are more vulnerable to fraud, corruption, and regulatory violations.
Today, businesses find themselves navigating many ESG disclosure obligations and options. Whether you are in the early stages of ESG reporting or looking for ways to make your program more impactful, how do you navigate the ESG reporting landscape?
Join ProcessUnity and Deloitte’s leading third-party risk practitioners as they explore key findings from Deloitte’s 2021 Global TPRM Survey. You will hear what organizations are doing in the wake of last year’s pandemic to make advancements in their approach to third-party risk.
Ransomware continues to dominate headlines with no sign of slowing down. What started more than 30 years ago has become one of the most prevalent and lucrative cyberattacks that does not discriminate by company size, industry, or geography.
Technology is changing every aspect of life and automation is reducing the effort required for even the most complex of business processes.
In the post-GDPR era, data privacy has taken center stage yet again due to digital transformation across the globe. Governments everywhere are enforcing more robust data protection guidelines to address new digital interactions between enterprises and consumers.