Upcoming CPE Webcasts
Feb. 25 | Workflow automation: Using AI in ethics & compliance programs
Artificial Intelligence is no longer a SciFi concept. With increasing adoption across corporations for workflow automation, AI elicits a lot of reactions ranging from trepidation to excitement, along with deep discussions on risks and bias.
Mar. 9 | Navigating financial regulations for third-party risk management
Today’s financial services industry operates in an environment characterized by significant regulatory scrutiny. To be compliant, organizations must be aware and adhere to regulations, guidelines, and industry standards as it relates to their vendors, suppliers and third parties.
Mar. 25 | Elevating your compliance program with technology
Compliance leaders are always on the lookout for innovative ways to keep up with the dynamic risk and regulatory landscape. The efforts revolve around a common theme—integrating technological breakthroughs to achieve intelligent automation and ensure future-readiness of their compliance program.
About our Webcasts
Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.
Live Webcasts (listed below) last one hour and must be viewed in their entirety in order for attendees to earn CPE credit. For questions, please e-mail Katie Klokner.
Subscribers can also browse our archive of previous webcasts (listed below) for more CPE credit and learning opportunities.
CPE Webcast Library
CPE Webcast: How modern cyber-threat intelligence can enrich system security
Threat Intelligence is normally used to enrich the process of security assessment, providing proof on the enforcement of security controls required to be secure and compliant.
CPE Webcast: Picking up the pieces, planning for recovery
In the wake of COVID-19, compliance professionals need to be aware that the pandemic made instances of fraud more likely. This reflects the astonishing pressure put on governments and global financial systems and service providers to respond and adapt to the crisis.
CPE Webcast: Be prepared for regulatory expectations and evolving trends in 2021
Join an expert panel for an interactive discussion on what registered investment adviser firms can expect this year in terms of requirements targeted to the financial services industry under the Biden administration.
CPE Webcast: Vital framework to defensible data incident and breach response
Today’s breach landscape is unprecedented and complex. Every organization is facing potential enforcement of many interconnected and overlapping laws in multiple jurisdictions.
CPE Webcast: Advancing the audit despite disruption
There’s no question that F&A teams have been disrupted by the ongoing pandemic. In fact, nearly half of respondents in a recent survey said that closing virtually with a distributed workforce impacts the audit and other third-party engagements.
CPE Webcast: COVID-19 employee training requirements
This one-hour Webinar covers what coronavirus pandemic training and education are needed to safely re-enter the workplace.
CPE Webcast: Adapting your compliance program for the next new normal
With the global workplace in a fractious state in 2020, many companies transitioned employees to working from home. This created new challenges for compliance leaders from providing clear data security guidance to reinforcing HR policies like harassment prevention for the remote work environment.
CPE Webcast: Building for SOC 2 compliance
For many companies, SOC 2 Compliance can be an unexpected requirement to work with a big new client. This complex, time-consuming compliance effort is often much more costly than business leaders expect, and can easily lead to more hiring, delayed product launches, and slow business growth.
CPE Webcast: Compliance considerations to prepare for returning to the office
With the pandemic lingering and the coronavirus vaccine shipping in the United States, we are hopefully beginning to turn the corner on the pandemic.
CPE Webcast: Machine learning leads next-gen battle against financial crime
The complexity and pervasiveness of financial crime continues to challenge compliance functions. Machine learning can significantly bolster the efficiency and effectiveness of the function when implemented correctly, yet many financial institutions have had limited success in deploying it.
CPE Webcast: How to manage third-party risk: Expected trends for 2021
Join Deloitte’s leading practitioners in third party risk management for a one-hour webinar as they explore key findings from their fifth annual extended enterprise risk management (EERM) survey.
CPE Webcast: Schrems II: The end of the EU-U.S. Privacy Shield
The invalidation of the EU-U.S. Privacy Shield has many U.S. companies wondering if they will ever be able to take possession of EU data again.
CPE Webcast: CCPA year in review
The California Consumer Privacy Act (CCPA) went into effect on January 1, 2020, and is currently the most comprehensive consumer data privacy law in the United States.
CPE Webcast: How to get your TPRM program ready for success in 2021
To say that 2020 was filled with change and challenges would be an understatement. As businesses adjust to new ways of working, many are reassessing the risk profiles of their third parties and re-evaluating their third-party risk management programs as they prepare for the new year.
CPE Webcast: Conquering data privacy’s biggest challenge
Addressing data retention is the surest way to mitigate risks and costs of a data breach. With numerous regulations such as GDPR and California’s ballot initiative CCPRA requiring organizations to provide up-to-date and enforced retention schedules, it’s more important than ever that your organization maintains compliant practices to minimize damages.
CPE Webcast: Third party risk: Tough challenges and real-world solutions
Join this educational session as we outline best practices for developing and optimizing efficient processes within your third party risk management program.
CPE Webcast: Unveiling 2020 online research trends
Join Authentic8’s Jeff Phillips and Nick Finnberg, OSINT training lead and former financial crime analyst, as they discuss key takeaways from a financial crime survey of investigators from more than 150 organizations worldwide.
CPE Webcast: Right to be forgotten versus need for backups
Do the EUs GDPR and California’s CCPA privacy regulations include the right of a data subject to have their personal information completely erased from all enterprise backups as well?
CPE Webcast: Eliminate payment fraud and corruption: power of AI and compliance expertise
Accounts payable, procurement, and travel and expense-management processes are common channels to route frauds making organizations susceptible to regulatory penalties, reputational damage, financial loss, and even prosecution.
CPE Webcast: Build a world-class vendor risk program with limited resources
Today, many organizations find themselves stretched thin with limited resources and unable to put together a world-class vendor risk management program.
Webcast: COVID-19 Employee Training
This one-hour Webinar covers what coronavirus pandemic training and education are needed to safely re-enter the workplace.
CPE Webcast: Harnessing power of data analytics to meet compliance obligations
The updated DOJ guidance on the evaluation of compliance programs emphasizes the importance of obtaining, tracking, and acting on compliance-relevant data.
CPE Webcast: Getting real about the license complexity of Linux
How deep do you need to go to uncover potential license compliance issues that could cause you problems now or when you least expect it? Have you considered snippet-level analysis? Should you?
Webcast: The growth journey: How to be deal-ready
Being deal-ready is a key part of modern governance. From the inception of a company and raising capital, to expanding into new territories and markets, all the way to your IPO.
CPE Webcast: Enforcement risks and compliance pitfalls for corporations
Three recent major enforcement actions related to alleged domestic bribery activity, including a $200 million deferred prosecution agreement with a major utility, may signal a renewed focus by the Department of Justice into corruption corporate interests at the state and local levels in the U.S.
CPE Webcast: Third-party risk in the era of COVID-19
This webinar will discuss how companies are making changes to their onboarding processes and supply chain due diligence and how COVID-19 has shifted priorities and budgets going forward.
CPE Webcast: Empower visibility for an efficient vendor risk program
Managing third-party risk for your organization is increasingly becoming more urgent with today’s environmental and geopolitical challenges, business continuity issues and regulatory demands.
CPE Webcast: Lessons from Carnival’s compliance redemption amid COVID-19
Compliance Week Editor in Chief Dave Lefort and data journalist Aly McDevitt host a 1-hour Webcast to discuss CW’s Carnival case study in addition to the behind-the-scenes making of the product.
CPE Webcast: 5 reasons why your compliance program doesn’t meet DOJ guidance
In a world where most compliance solutions claim to be compliant with the latest DOJ guidance, let’s take a closer look at the framework designed for evaluating corporate compliance programs, how that has evolved over the years, and critical questions you should be asking.
Webcast: Innovations emerge as internal audit adapts
COVID-19 has undoubtably presented new challenges for companies around the world. Most were required to rapidly shift to remote work environments, and some have even had to adjust their business models.
CPE Webcast: Tips to jumpstart your CMMC certification plan
With the release of the DOD’s Cybersecurity Maturity Model Certification program in 2020, contractors are required for the first time to comply with a specific set of cybersecurity capabilities—and have that compliance certified by a third party.
CPE Webcast: Maximizing resources across security, risk & audit
As businesses continue to expand their digital footprint, security professionals are dealing with more data than ever before. The threat landscape continues grow, and teams across GRC functions have become highly specialized.
CPE Webcast: Simplifying ‘Six Degrees of Separation’ for third-party compliance risk
The long-standing theory of having an average of only six degrees of separation between any two people takes on an interesting twist when considered through a compliance and risk management lens.
Webcast: COVID-19 Employee Training
As U.S.-based employers consider their return-to-work compliance policies, OSHA has emphasized that companies should provide workers with “up-to-date education and training on COVID-19 risk factors and protective behaviors.”
CPE Webcast: Addressing climate as a systemic risk for financial regulators
The climate crisis poses a systemic risk that affects the stability and competitiveness of U.S. financial markets.
CPE Webcast: How to build risk and compliance resilience into the future
The coronavirus pandemic has shown the traditional way of managing risk and compliance fails when tested by fast-moving, interconnected risks.
CPE Webcast: Ground rules for ensuring SOX compliance from anywhere
The ramifications of the coronavirus crisis will long outlast it—including how companies will close the books and ensure SOX compliance and where accounting and audit staff who perform these tasks will be located.
CPE Webcast: Expert content + third-party risk = enhanced vendor due diligence
Maintaining the status quo with your vendor risk management program is no longer acceptable in today’s ever-changing marketplace as supply chains can drastically change overnight.
CPE Webcast: Debunking myths of AI & ML in TPRM technology
This webinar debunks the myths of AI and ML in third-party risk technology and drills into reality with a pragmatic application of how your data can be harnessed to support various risk management use cases.
CPE Webcast: How to minimize privacy risks and maintain regulatory compliance
Establishing an effective data retention policy is a key step in managing and protecting one of your organization’s most valuable assets: it’s data.
CPE Webcast: Capturing, managing communications data in modern enterprise
Today’s employees and customers generate a lot of communications data, in a lot of formats and in a lot of locations, from computers and on prem servers to mobile devices and the cloud.
CPE Webcast: Surviving the next chapter of CCPA and unstructured data management
The California Consumer Privacy Act (CCPA) caused many U.S. companies to rethink their approach to data privacy when the law went into effect on January 1, 2020, and again when enforcement began on July 1, 2020.
CPE Webcast: Role of compliance in the fight against racial inequity
As mindsets shift from “managing through” to “moving forward with purpose” for many, how does compliance play a role in helping organizations heal in the realm of bias, diversity, and racial equity?
CPE Webcast: Compliance in the age of cloud
Running a business “in the cloud” was once reserved for innovators and large enterprises, but now nearly every business on the internet is operating in the cloud.
CPE Webcast: Survey insight into how COVID-19 impacted company leases
In this webinar panel discussion, we will share striking results from a recent COVID-19 lease impact survey and key insight into how companies’ real estate and equipment leases were impacted by shutdowns and stay-at-home orders.
CPE Webcast: Future-proof your global supply chain with data & analytics
The COVID-19 pandemic has certainly changed the landscape of global risk, and many organizations are quickly adapting their third-party risk management processes as a result.
CPE Webcast: Third party risk management: Are programs up to scratch?
This webinar will discuss the results of the Compliance Week and Aravo TPRM benchmarking survey in the context of the DOJ’s Evaluation of Corporate Compliance Programs.
CPE Webcast: Managing third-party risk during and after a pandemic
As new insights are continually evolving, organizations around the world are trying to plan and develop their strategies for returning to the new “normal.”
CPE Webcast: COVID-19 Employee Training
Join Compliance Week and Clear Law Institute’s Michael Johnson for this free, one-hour Webinar to cover what training and education are needed to safely re-enter the workplace.
CPE Webcast: Ensuring supplier resilience in your business continuity plans
The global pandemic has put every organization’s business continuity plans to the test. Identifying the gaps have been easy and often the list has included inadequate vendor risk management and resilience planning.
CPE Webcast: Digital transformation & cyber risk: What you need to know
Join Larry Ponemon, founder of Ponemon Institute, and Dave Stapleton, CISO of CyberGRX, as they discuss the impact digital transformation is having on cyber-security and some best practices you can implement to better protect your organization.
CPE Webcast: Minimize exposure to supply chain regulatory and privacy risks
Join Kroll for an opportunity to learn how you can help your organization better minimize risks in the post-COVID-19 world.
CPE Webcast: Rethinking third-party due diligence to minimize supply chain risk
Businesses are rethinking their strategies to maintain operations, minimize supply chain disruption, and manage heightened exposure to financial, legal, regulatory, or reputational risks.
CPE Webcast: A new approach to vendor risk & performance monitoring
Your vendors often handle your most sensitive data. This presents significant challenges as security, procurement, sourcing, IT, and privacy teams struggle to vet and manage vendor risks and performance in real time.
CPE Webcast: CCPA - The California AG is ready. Are you?
With the CCPA being the most important privacy and data security law ever to be enacted in the United States, it will bring a sea of change in the way businesses manage and communicate with consumers about personal data.
CPE Webcast: Data breach litigation post CCPA
The biggest impact on business post CCPA, and presumably subsequent state regulations, is the impact on data breaches.
CPE Webcast: Key privacy considerations for getting back to business
Throughout the pandemic, technology will play a critical role as businesses adapt to this “new normal.” One strategy industries will rely on to provide employees and consumers with peace of mind is the use of temperature screening technology.
CPE Webcast: The simple secret that keeps compliance leaders ahead of change
What keeps the best compliance leaders ahead of the pack in today’s pandemic-beleaguered climate? Actionable insights from well-organized data inputs.
CPE Webcast: Automating risk and compliance to strategize on uncertainty
Where can you best leverage automation and AI in GRC? As companies shift to a proactive risk-based approach to measuring and managing risk, compliance can still take up a significant amount of resources.
CPE Webcast: Fraud and bribery risks: Preparing for a COVID-19 spike
As businesses and employees work to re-establish stability and reset targets following the disruption caused by coronavirus, they will be more vulnerable to fraud, corruption, and regulatory violations.
CPE Webcast: TPRM: Best practices for an efficient program
While there is no one right third-party risk management program, there is a model right for you, and incorporating best practices into your processes can have an exponential effect on your results.
CPE Webcast: Humanizing compliance: Navigating COVID-19 and Beyond
There’s no argument that the world has changed, and while the long-term implications of the COVID-19 crisis are unknown, the way we approach work and the workplace has already become different forever.
CPE Webcast: CCPA enforcement: What to expect after July 1
Signed into law in 2018, the California Consumer Privacy Act (CCPA) became effective January 1, 2020. The next milestone will be July 1, when the California Attorney General will begin enforcement.
CPE Webcast: Regulatory & compliance readiness: The struggle is real
With multiple regulatory and compliance events happening and more on the horizon, companies of all sizes and complexity are having to quickly respond and adhere to new rules and requirements.
CPE Webcast: TPRM; What keeps you up at night?
Do risks from your third-party ecosystem keep you up at night, especially during these trying times? How have third-party risks changed over the years, but especially lately, considering the current crisis?
CPE Webcast: Calculating COVID-19 third-party privacy risks
COVID-19 has completely changed the way organizations do business, both internally and externally. The influx of sensitive data being collected makes proactively identifying and managing privacy risk a big challenge.
CPE Webcast: Best practices for enabling remote audit with tech
Although company management and auditors may not see eye to eye on everything, they can agree that teams must find new ways to effectively work together during the COVID-19 crisis.
CPE Webcast: COVID-19: Renewing risk management programs
Risk events eventually diminish, and the focus naturally turns to recovery. But COVID-19 represents a unique challenge due it’s prolonged effects and the resulting cascading risks and possible disruptions.
CPE Webcast: Integrating TPRM into sourcing and procurement functions
Traditionally, third-party risk management has focused on procurement, executing contracts, managing relationships, and conducting quarterly business reviews. These measures are no longer enough.
CPE Webcast: 10 steps to improving business resilience with TPRM
Third-party risk management is more important now than ever. And while compliance is a critical component, recent market turbulence has organizations prioritizing business continuity, financial due diligence, and business resilience.
CPE Webcast: How proactive governance reduces reactive compliance
The compliance landscape is constantly evolving, and internal or external obligations may be overlooked. The more reactive the compliance team finds itself being, the harder it becomes to be proactive and strategic.
CPE Webcast: 2020 Anti-bribery and corruption emerging trends
Compliance professionals are all too aware that the third parties they depend on to achieve success pose a significant threat to their organizations for bribery, fraud, and corruption.
CPE Webcast: Managing regulatory change through innovation
In a rapidly changing world of rising regulatory and operational complexity, how does a compliance department stay one step ahead in ensuring awareness and alignment to the latest guidance by every employee?
CPE Webcast: COVID-19: Responding to cascading risk
Pandemics represent a unique disaster risk scenario as a result of “cascading risk,” which poses an immense challenge to risk leaders due to progressive failures that will result in the deterioration of the health of third parties and supply chains.
CPE Webcast: Supply chain risk in a post-virus world
As the COVID-19 coronavirus brings convulsive exposure to supply chain risks to the surface, many companies will be unable to see how the companies that their first-tier suppliers depend on are affected.
CPE Webcast: Expand internal controls to drive a successful organization
Join this Webinar and learn actionable tactics for planning, implementing, reviewing, and testing internal controls to help you achieve a sound internal control system for organizational success.
CPE Webcast: 5 strategies for scaling your social selling program
Social selling is critical for today’s financial services firms to find and engage with customers. But it also brings some risk to these firms.
CPE Webcast: Mapping your TPRM program’s maturity
This Webinar is intended for anyone looking to build a TPRM program from scratch or for advancing your current program to a more mature state.
CPE Webcast: Stepping up to the DOJ guidance
With Big Data and AI becoming pervasive across business functions, learn how tech-enabled strategies using behavioral insights can establish programs that drive higher efficiency, deliver better business outcomes, and provide strong alignment to DOJ guidance.
Webcast: How plaintiffs weaponize CCPA and privacy laws
You’re in charge of mitigating risk and protecting your organization. But how do you develop the best strategy when you aren’t sure what your opponents’ plans are? Understand how to develop a strategy that meets compliance regulations, while mitigating inevitable legislation.
Webcast: Supercharge your vendor risk management
The saying goes–an ounce of prevention is worth a pound of cure. In the world of Third-Party Risk, prevention comes from automation and prescriptive analytics such as financial health, that help you gain visibility into the risk profile of a potential vendor.
Webcast: Can KYC compliance and customer experience coexist?
Remaining competitive in the modern financial world requires staying ahead of increasingly sophisticated financial crimes and fluid regulations across multiple jurisdictions.
Webcast: Regulatory update for financial services
FINRA’s Exam Priorities, Regulation BI, and the SEC’s Cybersecurity Guidance
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