Upcoming CPE Webcasts

nov30

Nov. 30 | Communications intelligence: Shifting mindset to business transformation

Provided by Smarsh

The significant transformation of hybrid work has forced a lot of chief compliance officers to start to think about ways they can better manage their digital communication tools and channels.

dec2

Dec. 2 | How to build a bridge between risk and compliance—and why it matters

Provided by

The past year has been full of unexpected twists and turns that have tested risk and compliance professionals everywhere. Organizations have had to juggle a torrent of new regulations while quickly adapting to a changing risk environment.

dec7

Dec. 7 | Myths, realities of compliance with CMMC 2.0

Provided by

The Department of Defense’s updated Cybersecurity Maturity Model Certification 2.0 program has led to much speculation about the impact to prime DOD contractors and their subcontractors.

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Dec. 9 | A crash course to achieving a seamless audit process

Provided by

Company management and their auditors might not see eye to eye on everything. But clients and their third-party examiners have the common goal of implementing strong controls that are performed and documented consistently.

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Dec. 14 | Takeaways: 2021 Global State of Anti-Money Laundering

Provided by BAE Systems

More than 60 percent of those surveyed in a recently published “2021 Global State of Anti-Money Laundering” report by BAE Systems said advanced criminal techniques have become even harder to spot in the last 12 months.

dec16

Dec. 16 | IPO prep & SOX compliance: Instacart, Armanino share hard-earned knowledge

Provided by Hyperproof

Hear from compliance and SOX subject matter experts at Armanino and Instacart on what pre-IPO companies should know, plan for, and do to ready their organization for going public.

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On-demand: Your roadmap to a sustainable future

Provided by

Today, businesses find themselves navigating many ESG disclosure obligations and options. Whether you are in the early stages of ESG reporting or looking for ways to make your program more impactful, how do you navigate the ESG reporting landscape?

About our Webcasts

Compliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.

Live Webcasts (listed below) last one hour and must be viewed in their entirety in order for attendees to earn CPE credit. For questions, please e-mail Katie Klokner.

Subscribers can also browse our archive of previous webcasts (listed below) for more CPE credit and learning opportunities.

CPE Webcast Library

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CPE Webcast: The future of ESG: Where is it going and why is it relevant?

2021-11-23T14:00:00+00:00Provided by

This webcast will discuss the benefits of addressing environmental, social, and governance risks early and offer insights into the future of ESG.

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CPE Webcast: Third-party risk deep dive: How to calculate inherent risk

2021-11-16T14:00:00+00:00Provided by

When building an efficient vendor risk management program, it is critical to prioritize which vendors present the most risk.

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CPE Webcast: Data awareness to data intelligence: Leveraging the power of automation

2021-11-11T14:00:00+00:00Provided by

The increasing number and complexity of privacy laws and continued emergence of compliant data use as a competitive differentiator have been the driving force for organizations to shift focus from tick-the-box compliance exercises to automated privacy solutions.

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CPE Webcast: Cut the clutter: Streamline GRC for happier stakeholders

2021-11-04T14:00:00+00:00Provided by

Is your organization overwhelmed by complex GRC processes, siloed stakeholders, and the sheer volume of data points? If you are, you aren’t alone. But GRC doesn’t need to be complicated to be effective.

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CPE Webcast: Protecting the workforce with advanced screening protocol solutions

2021-10-26T14:00:00+01:00Provided by

As organizations return to pre-pandemic levels of on-site staff in their workplaces, there is a renewed focus on security and safety for employees, contactors and other contingent workers.

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CPE Webcast: Transaction monitoring at heart of fight against bribery, corruption, and fraud

2021-10-21T14:00:00+01:00Provided by

Combating bribery, corruption, and fraud is vital to reducing risk and maintaining compliance. Getting to the heart of financial transactions can also help you reduce unnecessary losses for your business.

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CPE Webcast: Metrics and authenticity to make ESG actionable

2021-10-19T14:00:00+01:00Provided by

Authenticity is the key to a company’s ESG program. Churning out press releases with catchphrases and impressions and assurances that a business is “talking the talk” or “walking the walk” is unacceptable.

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CPE Webcast: Technology best practices to future-proof your regulatory compliance strategy

2021-10-12T11:00:00+01:00Provided by

Organizations are facing both increased regulation and increased volumes of organizational data, making it ever more challenging to ensure they can stay compliant as new regulations take effect.

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CPE Webcast: The compliance officer’s guide to cloud adoption

2021-09-28T14:00:00+01:00Provided by

Many companies are accelerating their digital transformation strategies and adoption of cloud computing, decommissioning data centers, and legacy applications. CCOs need to understand the implications for regulatory compliance obligations.

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CPE Webcast: Best practices for corporate investigations in the digital age

2021-09-23T14:00:00+01:00Provided by

In their recent 2021 survey, Compliance Week and OpenText reveal the growing challenges of managing investigations, driven by an increasingly complex litigation and regulatory landscape.

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CPE Webcast: Why compliance & audit should support modern accounting

2021-09-21T14:00:00+01:00Provided by

Traditional, manual accounting is not sustainable, and it can have negative downstream effects for compliance and audit teams. To modernize the way companies work, organizations must automate the manual, mundane processes that are holding them back.

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CPE Webcast: Business spend monitoring: Do trends speak louder than machine learning and AI?

2021-09-16T11:00:00+01:00Provided by

As parts of the world economy open up and overall business spend is on track to go back to pre-COVID-19 levels, organizations are more vulnerable to fraud, corruption, and regulatory violations.

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CPE Webcast: Emerging trends from Deloitte’s global TPRM survey 2021

2021-09-09T11:00:00+01:00Provided by

Join ProcessUnity and Deloitte’s leading third-party risk practitioners as they explore key findings from Deloitte’s 2021 Global TPRM Survey. You will hear what organizations are doing in the wake of last year’s pandemic to make advancements in their approach to third-party risk.

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CPE Webcast: Defending yourself from ransomware third-party risks

2021-09-02T14:00:00+01:00Provided by

Ransomware continues to dominate headlines with no sign of slowing down. What started more than 30 years ago has become one of the most prevalent and lucrative cyberattacks that does not discriminate by company size, industry, or geography.

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CPE Webcast: Automation in compliance training: How to start and where it can take you

2021-08-19T14:00:00+01:00Provided by

Technology is changing every aspect of life and automation is reducing the effort required for even the most complex of business processes.

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CPE Webcast: Data privacy isn’t a compliance checkbox but a competitive advantage

2021-08-17T14:00:00+01:00Provided by

In the post-GDPR era, data privacy has taken center stage yet again due to digital transformation across the globe. Governments everywhere are enforcing more robust data protection guidelines to address new digital interactions between enterprises and consumers.

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Webcast: Mitigate risk and improve litigation readiness

2021-08-03T14:00:00+01:00Provided by

With the sheer volume of communications happening on more platforms than ever, a modern approach to compliance and archiving has become critical.

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CPE Webcast: Incident and breach management 101

2021-07-29T14:00:00+01:00Provided by

Today’s breach landscape is unprecedented and complex. Every organization is facing potential enforcement of many interconnected and overlapping laws in multiple jurisdictions, each with restrictive timelines. In this complex environment, it is not enough to have a response plan. Your organization needs a response system.

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CPE Webcast: Identifying risky vendors: 7 warning signs

2021-07-20T14:00:00+01:00Provided by

For individuals managing third-party risk, there is one primary question that needs answering: Are your vendors safe to do business with? Answering that question is not so straightforward.

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CPE Webcast: The rise of ESG in third-party risk management

2021-07-15T14:00:00+01:00Provided by

ESG and its role in third-party risk management have gained prominence this past year as the awareness for environmental and social issues continue to grow.

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CPE Webcast: Cost-effective business license, permit, and registration compliance

2021-07-13T14:00:00+01:00Provided by Avalara

Compliance is a necessity for every business, but the best long-term strategies for any company depend on factors like portfolio size, internal expertise, available budget, and risk tolerance.

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CPE Webcast: Long-term data retention and archiving strategies for regulatory compliance

2021-06-24T14:00:00+01:00Provided by

As the volumes and types of electronic data generated by organizations continues to grow, it becomes increasingly complex to correctly identify, capture, store, protect and make searchable hundreds of terabytes (or petabytes) of disparate data.

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CPE Webcast: How Motorola is transforming evidence collection for data protection compliance

2021-06-22T14:00:00+01:00Provided by Hyperproof

A popular saying among security, privacy and corporate compliance circles is “trust, but verify”. It’s a popular saying because it neatly captures so much of what compliance professionals have to do: collecting evidence to verify compliance.

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CPE Webcast: Streamlining HIPAA & HITRUST compliance with an alternative reporting approach

2021-06-17T14:00:00+01:00Provided by

Your organization might be using HITRUST to manage multiple compliance initiatives, including HIPAA, NIST and the ISOs. The framework sets up a good set of practices that lend well to various privacy regulations and standards, yet connecting all that data for fast reporting is where most organization’s hit a wall.

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CPE Webcast: Sustainable lease accounting: Maintaining compliance through Day 2 and beyond

2021-06-15T14:00:00+01:00Provided by

When FASB and IASB first announced the lease accounting standards ASC 842 and IFRS 16, respectively, companies scrambled to pull together their lease data and implement procedures and tools to generate the required disclosures.

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CPE Webcast: Managing policy updates in a sea of regulatory change

2021-06-10T14:00:00+01:00Provided by

Updating corporate policies to correspond with an ever-changing, ever-growing list of regulations is putting pressure on already stretched corporate compliance functions. And the flood of new regulations will likely only increase going forward. Will you be able to keep up?

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CPE Webcast: Riding the waves of regulatory change

2021-06-08T14:00:00+01:00Provided by

With a constant influx of new and changing regulatory requirements with increased scrutiny and enforcement, organizations can quickly fall behind and be drawn into a churn of reactive activities that distract from business objectives and use up valuable resources.

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CPE Webcast: Managing true challenges in a compliance investigation

2021-06-03T14:00:00+01:00Provided by

Compliance investigations are fraught with challenges from start to finish—from the pre-planning stage through the presentation of the final report detailing the factual findings.

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CPE Webcast: Continuous monitoring — the key to effective TPRM

2021-06-01T14:00:00+01:00Provided by

Third-party risk management has always been a challenging area for risk and compliance professionals, never more so than today. As the global economy rebounds, third-party risk has taken on new dimensions.

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CPE Webcast: Working across your three lines of defense to manage risk

2021-05-27T11:00:00+01:00Provided by

How do you encourage your line of business to own risk today? Having a clear understanding of risk to evaluate probability and impact has been a common barrier to developing risk programs beyond traditional second-line professionals.

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CPE Webcast: Understanding risks & compliance

2021-05-25T14:00:00+01:00Provided by

Are you keeping up with your organization’s evolving risk landscape, or are those risks keeping you up at night? Fraud and restatements are happening every day, and it’s important to recognize that your company is consistently exposed to risk.

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CPE Webcast: TPCRM best practices that reduce supply chain risk

2021-05-20T14:00:00+01:00Provided by

Organizations are adopting digital transformation and, as a result, increasing their reliance on third parties faster than they can scale their third-party cyber-risk management programs.

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CPE Webcast: Data-driven compliance: Speak-up culture and faster investigations

2021-05-18T14:00:00+01:00Provided by

Get the covid-adjusted data on how peers around the world have experienced report volume, anonymous reporting, and investigation performance throughout 2020.

Workplace harassment

CPE Webcast: Sexual harassment training and posting requirements

2021-05-17T15:00:00+01:00By Compliance Week

Are you confident that your sexual harassment policy and training are compliant with the nuances of numerous state and local laws, many of which have changed recently?

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CPE Webcast: After the contract: Best practices for ongoing vendor monitoring

2021-05-13T14:00:00+01:00Provided by

Third-party risk management doesn’t end when you sign the contract to onboard a new vendor or service.

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CPE Webcast: Responsible sourcing: Mitigate ESG risks in your supply chain

2021-04-28T11:00:00+01:00Provided by

As customer expectations for transparency and ethical approach to business soar, companies that aren’t addressing the environmental, social and governance (ESG) impact of their organizations will get left behind. And that applies to who they work with too.

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CPE Webcast: How immersive learning is driving a new era of risk governance

2021-04-22T14:00:00+01:00Provided by

Regulators around the world continuously release guidelines to evaluate the effectiveness of corporate compliance programs. Recent SEC rules now require publicly traded companies to disclose human capital information such as workforce cost, human capital ROI and turnover rate, among others.

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CPE Webcast: Mastering knowing your data and establishing a defensible data inventory

2021-04-15T14:00:00+01:00Provided by

In today’s data drive world, legal and compliance professionals must know their organization’s data, meaning the legal department must clearly understand how to quickly find and access data requested for litigation, audits and investigations, and how to protect data in compliance with privacy laws.

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CPE Webcast: Practical tips for building resiliency in your compliance program

2021-04-01T14:00:00+01:00Provided by

Learn what compliance leaders at some of the world’s most complex organizations are doing to build resilient compliance programs. You’d be correct if you guessed they’re implementing new processes and adding new technologies. But the biggest surprise has been around the role people play in this process.

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CPE Webcast: Elevating your compliance program with technology

2021-03-25T14:00:00+00:00Provided by

Compliance leaders are always on the lookout for innovative ways to keep up with the dynamic risk and regulatory landscape. The efforts revolve around a common theme—integrating technological breakthroughs to achieve intelligent automation and ensure future-readiness of their compliance program.

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CPE Webcast: Navigating financial regulations for third-party risk management

2021-03-09T14:00:00+00:00Provided by

Today’s financial services industry operates in an environment characterized by significant regulatory scrutiny. To be compliant, organizations must be aware and adhere to regulations, guidelines, and industry standards as it relates to their vendors, suppliers and third parties.

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CPE Webcast: Workflow automation: Using AI in ethics & compliance programs

2021-02-25T14:00:00+00:00Provided by

Artificial Intelligence is no longer a SciFi concept. With increasing adoption across corporations for workflow automation, AI elicits a lot of reactions ranging from trepidation to excitement, along with deep discussions on risks and bias.

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CPE Webcast: How modern cyber-threat intelligence can enrich system security

2021-02-23T14:00:00+00:00Provided by

Threat Intelligence is normally used to enrich the process of security assessment, providing proof on the enforcement of security controls required to be secure and compliant.

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CPE Webcast: Picking up the pieces, planning for recovery

2021-02-18T11:00:00+00:00Provided by

In the wake of COVID-19, compliance professionals need to be aware that the pandemic made instances of fraud more likely. This reflects the astonishing pressure put on governments and global financial systems and service providers to respond and adapt to the crisis.

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CPE Webcast: Be prepared for regulatory expectations and evolving trends in 2021

2021-02-17T15:00:00+00:00By Compliance Week

Join an expert panel for an interactive discussion on what registered investment adviser firms can expect this year in terms of requirements targeted to the financial services industry under the Biden administration.

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CPE Webcast: Vital framework to defensible data incident and breach response

2021-02-16T14:00:00+00:00Provided by

Today’s breach landscape is unprecedented and complex. Every organization is facing potential enforcement of many interconnected and overlapping laws in multiple jurisdictions.

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CPE Webcast: Advancing the audit despite disruption

2021-02-11T12:00:00+00:00Provided by

There’s no question that F&A teams have been disrupted by the ongoing pandemic. In fact, nearly half of respondents in a recent survey said that closing virtually with a distributed workforce impacts the audit and other third-party engagements.

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CPE Webcast: COVID-19 employee training requirements

2021-02-10T15:00:00+00:00By Compliance Week

This one-hour Webinar covers what coronavirus pandemic training and education are needed to safely re-enter the workplace.

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CPE Webcast: Adapting your compliance program for the next new normal

2021-02-04T11:00:00+00:00Provided by

With the global workplace in a fractious state in 2020, many companies transitioned employees to working from home. This created new challenges for compliance leaders from providing clear data security guidance to reinforcing HR policies like harassment prevention for the remote work environment.

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CPE Webcast: Building for SOC 2 compliance

2021-02-02T14:00:00+00:00Provided by

For many companies, SOC 2 Compliance can be an unexpected requirement to work with a big new client. This complex, time-consuming compliance effort is often much more costly than business leaders expect, and can easily lead to more hiring, delayed product launches, and slow business growth.

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CPE Webcast: Compliance considerations to prepare for returning to the office

2021-01-28T14:00:00+00:00Provided by

With the pandemic lingering and the coronavirus vaccine shipping in the United States, we are hopefully beginning to turn the corner on the pandemic.

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CPE Webcast: Machine learning leads next-gen battle against financial crime

2021-01-26T14:00:00+00:00Provided by

The complexity and pervasiveness of financial crime continues to challenge compliance functions. Machine learning can significantly bolster the efficiency and effectiveness of the function when implemented correctly, yet many financial institutions have had limited success in deploying it.

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CPE Webcast: How to manage third-party risk: Expected trends for 2021

2021-01-19T11:00:00+00:00Provided by

Join Deloitte’s leading practitioners in third party risk management for a one-hour webinar as they explore key findings from their fifth annual extended enterprise risk management (EERM) survey.

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CPE Webcast: Schrems II: The end of the EU-U.S. Privacy Shield

2020-12-22T14:00:00+00:00Provided by

The invalidation of the EU-U.S. Privacy Shield has many U.S. companies wondering if they will ever be able to take possession of EU data again.

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CPE Webcast: CCPA year in review

2020-12-17T14:00:00+00:00Provided by

The California Consumer Privacy Act (CCPA) went into effect on January 1, 2020, and is currently the most comprehensive consumer data privacy law in the United States.

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CPE Webcast: How to get your TPRM program ready for success in 2021

2020-12-15T14:00:00+00:00Provided by

To say that 2020 was filled with change and challenges would be an understatement. As businesses adjust to new ways of working, many are reassessing the risk profiles of their third parties and re-evaluating their third-party risk management programs as they prepare for the new year.

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CPE Webcast: Conquering data privacy’s biggest challenge

2020-12-10T14:00:00+00:00Provided by

Addressing data retention is the surest way to mitigate risks and costs of a data breach. With numerous regulations such as GDPR and California’s ballot initiative CCPRA requiring organizations to provide up-to-date and enforced retention schedules, it’s more important than ever that your organization maintains compliant practices to minimize damages.

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CPE Webcast: Third party risk: Tough challenges and real-world solutions

2020-12-08T14:00:00+00:00Provided by

Join this educational session as we outline best practices for developing and optimizing efficient processes within your third party risk management program.

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CPE Webcast: Unveiling 2020 online research trends

2020-12-01T14:00:00+00:00Provided by

Join Authentic8’s Jeff Phillips and Nick Finnberg, OSINT training lead and former financial crime analyst, as they discuss key takeaways from a financial crime survey of investigators from more than 150 organizations worldwide.

Earn CPE Credit with Compliance Week

CPECompliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Nashville, TN 37219-2417.