Upcoming live webcasts
Feb. 25 | CCPA State of the Industry and Compliance Requirements
The rules are still not entirely clear on CCPA. However, it’s currently law in California and enforcement begins on July 1, 2020.
CPE Webcast Library
Webcast: Understanding risks & compliance
Fraud and restatements are happening every day, and it’s important to recognize that your company is consistently exposed to risk. Change is constant, and the stakes are high.
Webcast: Meeting the expectations of the board
This webinar presents the results of a recent industry survey on Board oversight of third-party risk. In an environment of increased business risks, close to half (43 percent) of surveyed practitioners claimed that their board doesn’t have a good handle on third-party risk! Together with a dive into the results, ...
Webcast: New DOJ guidance in your compliance program
The Department of Justice guidance released over the summer contains some of the most specific insight to date into the type of compliance program that the Department, and prosecutors, expect organizations to have in place. With much of the focus being around having a program that works in practice, the ...
Webcast: How to make TPRM less painful
Today, it’s imperative for companies to manage third-party risk as part of a comprehensive compliance program to protect their brand and avoid exposure to bribery and corruption.
Webcast: Transform compliance into a business enabler
From bribery and corruption to emerging ESG and reputational risks, corporate compliance functions are expected to protect their business from regulatory liability without slowing the pace of business. This is despite often having fewer resources to manage ever-increasing amounts of third parties and data.
Webcast: Improving efficiency with intelligent compliance
Learn about the skill sets needed for compliance roles to succeed in the future, why security is becoming more important to compliance and supervision infrastructure, and compliance technology developments.
Webcast: How to reduce audit burdens
Accounting and audit teams are continually being asked to interact with and coordinate compliance initiatives on a more frequent basis. For organizations juggling multiple audits, such as SOX, operational audits, or financial reporting, information redundancy, competing deadlines, and large numbers of audit requirements quickly present challenges.
Webcast: Business process outsourcing for compliance
It started with call centers, human resource management, such as payroll and training, followed by IT and the cloud and now…compliance? Is the compliance department the next function that starts outsourcing its time and labor-intensive processes to a third-party vendor?
Nov. 5 | Building blocks for effective vendor risk management
Your organization probably has some means for managing third-party risk, perhaps most urgently within the onboarding process, or maybe in response to regulatory demands. Yet you probably suspect that there remain untapped opportunities for reducing risk while at the same time reducing overhead. Or for gaining greater control over your ...
Webcast: Risk associated to your third-party relationships
In today’s ever-escalating regulatory environment, companies are expected to understand who they are doing business with. Ultimate Beneficial Ownership (UBO) is required on a mandatory basis for organizations that fall within the scope of AML and beyond. And while the legislation is complex and a challenge for most organizations to ...
Webcast: Effectively marketing your E&C program
The role of a compliance professional is increasingly complex: Not only do you have to adhere to regulations and legal guidelines, but you have to engage your workforce to participate in your ethics and compliance program for it to be effective. In many ways this is similar to the changing ...
Webcast: Following the money to prevent human trafficking
This webcast will help compliance executives explore the latest research and practical insights on how to manage human trafficking and manage third-party risks.
Webcast: Managing cookies for GDPR, CCPA compliance
As consumers’ awareness of the use of cookies and similar tracking technologies has begun to soar, global lawmakers and regulators have taken a keen interest in how companies are using website and mobile tracking – particularly in the area of consent. This has evidenced itself through enforcement actions, new EU ...
Webcast: How to avoid training fatigue
Training fatigue is real and has damaging consequences. In this webinar, learn the cognitive science behind fatigue and how to avoid it.
Webcast: Reducing time, cost & risk with accounting automation
Company management and their auditors might not see eye to eye on everything. But clients and their third-party examiners typically agree that the audit process could be improved.
Webcast: Keep up with the speed of risk in the digital age
Digitization has ramped up the velocity of risk impact to breakneck speed. Organizations no longer have the luxury to simply check compliance boxes. They need to learn how to keep pace with a constant onslaught of new threats, changing regulations, and higher stakes.
Webcast: Keys to third-party risk management success
In today’s shifting security and regulatory environment, ongoing third-party monitoring is crucial to compliance success. But how do you keep up with a constantly changing and growing list of vendors? This session will outline the keys to third-party risk management success through a modern approach to monitoring vendors.
Webcast: Beneficial ownership establishment & monitoring
With most countries moving to due diligence requirements similar to the Financial Crimes Enforcement Network (FinCEN) Customer Due Diligence (CDD) rule or a beneficial ownership reporting regime or sometimes both, it’s challenging to know how to address the compliance burden. Understanding who you are doing business with and who controls ...
Webcast: Why T&E audit is more than policy compliance
Organizations are failing to solve the employee-spend challenge as travel and expense (T&E) transactions continue to suffer from non-compliance and fraud. Companies also have unnecessarily high audit costs and inadequate risk coverage thanks to manual testing of T&E transactions.
Webcast: Getting the audit scores you want
Many organizations today need to adhere to stringent audit and compliance rules to prove they’re following established guidelines and regulations. An automated compliance approach centralizes audit information, and provides easier access to key controls and status. Furthermore, automation can reduce labor intensive costs and non-value-added time often associated with manual ...
Webcast: Key strategies to ensure third-party compliance
Enterprises are now, more than ever, relying on a higher number of third-party, mission-critical technologies (along with their support and maintenance). As a result, enterprises are unintentionally opening themselves up to the largest source of data breaches.
Webcast: Broker-Dealers on Social Media: Understanding the Risks
Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today.
Webcast: Anti-Bribery and Corruption Challenges, Trends and New Lines of Defense
Experts from Refinitiv and ProcessUnity discuss the types of risks facing companies today; how to tackle third-party risks using data, technology, and automation; and best practices for implementing processes and procedures for integrated, ongoing due diligence.
Webcast: Busting the 10 Myths of Third-Party Risk Management
Managing third-party risk is vital to every business’ reputation and long-term success. But with growing regulatory requirements, compliance skills shortages and numerous potential sources of information, managing third-party risk as an organization can feel like a very painful process.
Webcast: Compliance trends and futures – how technology is driving change
The compliance world is changing. Regulations are evolving and new technology addressing compliance challenges are becoming available. From international privacy regulations to new communication channels, how can organizations keep up with those changing regulations and how can they remain nimble.
Webcast: How Modern Identity Networks Can Marry Convenience, Compliance and Privacy
Identity lies at the very foundation of our day-to-day experience, yet, it’s the weakest link in the chain of interactions taking place in the online, borderless economy. While technology evolved at an exponential pace, the global identity infrastructure that we inherited still remains antiquated and has proven to be an ...
Webcast: Best Practices for Managing Risk in the Age of Digital Transformation
Digital transformation is no longer optional. It has become mandatory for businesses to remain relevant and to compete in today’s digital economy. Now more than ever, an integrated approach to governance, risk, and compliance (GRC) is required to provide a wider view of changing organizational risk.
How to Tackle CCPA Compliance – Expert Guidance and Benchmarking Insights
Whether you’re starting from scratch or leveraging an existing privacy program, developing the processes required for California Consumer Privacy Act (CCPA) compliance can be challenging. From understanding the regulation and all of its nuances, to managing requirements including data inventories, risk assessments and consumer access requests, most companies need help ...
Happy Birthday GDPR
As General Data Protection Regulation (GDPR) completes one year and other global and national trends in data privacy regulations such as CCPA, NYSDFS are rolling out, a discussion with leading insurers is imperative.
Meet PCI DSS Requirements for Assessing Vulnerabilities with Crowdsourced Security Testing
Today’s 21st century security teams are dealing with greater challenges in protecting customer data—growing attack surfaces, third-party integrations, agile development, and cloud infrastructure. Yet, many organizations are limited by traditional penetration tests and scanners that are ineffective for today’s 21st century cybersecurity concerns. A better approach is needed to discover ...
How to Effectively Achieve Sustainable Compliance
SOX has been in effect for more than 15 years, yet many companies still haven’t streamlined key elements of their compliance process. Spreadsheets and email remain the most common way to manage the data collection and affirmations that compliance requires. Software designed to manage compliance can provide strong controls that ...
5 Seismic Shifts In Compliance Training
Compliance training is one of the most powerful tools a compliance team can use to empower employees to be their most ethical selves. With less than 1% violations resulting from actual malicious intent, this webinar will dig in to the critical shifts you can make to use this employee touchpoint ...
Vendor remote access: How to protect your organization from data breaches
Cybersecurity continues to be a significant area of concern, with a higher frequency of multi-million dollar, potentially deadly, security breaches, 63 percent of which can be attributed to a third party.
Webcast: How Audit and ERM Work Together, A Combined Assurance Approach
Internal audit is a profession that provides assurance that objectives are being met for the organizations that it serves. However, it is not the only assurance provider performing audits and requesting information and often organizations are fatigued by different departments requesting the same information and reporting the same results. Enterprise ...
AI for Identity Verification: Going Beyond the Buzzwords
The way we verify our identities is changing. With traditional enterprises evolving and taking their operations fully digital, and newer all-digital businesses are growing exponentially, it makes sense that identity verification and KYC move online too. But in a remote setting, it’s hard for businesses to scale up their user ...
Breaking down the barriers to effective internal control
When implementing and maintaining an effective internal control framework challenges can often come from multiple angles - Process, Culture and Technology. These are amplified when working outside of the highly regulated industries such as Finance and Healthcare. In order to successfully plan and implement a control framework that delivers increased ...
Third-Party Risk: Best Practices for Due Diligence and Ongoing Assessments
The ever-changing regulatory landscape and sheer volume of third parties requires organizations to rethink their processes around pre-contract due diligence and ongoing vendor assessment reviews. Today’s most successful programs rely less on tedious, manual processes while incorporating verified, up-to-date information on financial status, watchlist compliance and information security from trusted ...
Forget Me Not: Business Challenges Over Rights to Erasure & Threats to AI
Developments in Artificial intelligence (AI) and machine learning (ML) have brought about unprecedented insight and value to the modern enterprise. At the same time, the right to be forgotten is ensconced in the current and upcoming privacy regulations such as the GDPR and CCPA. In this webinar, experts will discuss ...
Best Practices, Tips, & Tools C&E Leaders Can Use to Better Engage Employees
Employee engagement is a struggle for most C&E leaders, but this informative webinar with Compliance Week will provide the tools and support compliance needs to garner more internal attention.
The Questions a Judge Will Ask You After a Data Breach
If you are breached and your case goes to litigation, you will likely be asked to demonstrate “due care” and that your controls were “reasonable.” Many are surprised to learn that a breach by itself does not constitute negligence in most cases. But judges will ask a set of questions ...
Predictive Compliance: Finding Your Blind Spots
As a compliance leader, uncovering risks can often feel like staring at a page from a Where’s Waldo? book…a sea of potential candidates, but the actual character can be hard to spot (often by design). In the modern day reality, uncovering risk doesn’t have to be like this
Upping Your Compliance Game
Despite increasing rules and regulations, the risk of fraud looms large. That’s why Scientific Games, a leader in the gaming and lottery industries, is not one to gamble with compliance and controls. As an advanced user of BlackLine Task Management, they had exhausted the product’s limits.
GDPR is Just the Beginning: Legal Principles & Tools to Stay Ahead of the Curve
Just this year, countries that consist of 50% of the world’s GDP are considering or enforcing stricter data regulations. Fines from 2 to 4% of a company’s global annual revenue to criminal sanctions are available under the GDPR and in emerging jurisdictions such as Asia and Latin America. In the ...
How to get across the FASB/IASB lease accounting finish line
The new lease accounting standard is in effect for public companies reporting under FASB ASC 842, and most companies reporting under IFRS 16. Private companies have until their first fiscal period under ASC 842 to adopt the new reporting requirements for recognizing all leased assets on the balance sheet. We ...
A Comprehensive View of the Compliance Initiative
Every organization, realizing it or not, relies on systems of internal controls to accomplish their most critical goals. Whether you’re trying to demonstrate compliance with a law or regulation, align processes with internal policies or just protect your personnel assets, controls are the key mechanism to drive accountability and measure ...
Tackling Compliance Tropophobia: The Fear of Change & System Migration
Many organizations find that their current screening systems can no longer efficiently support their growing AML compliance needs. They are tired of investing in short-term “band aids” that are not sustainable in the long-term, yet the thought of changing to a new system can be daunting and fraught with risk. ...
Customer Due Diligence in a Digital World
The rise of technology within the Customer Due Diligence space is evident. There has been a significant influx of ‘Regtech’ or ‘Fintech’ businesses offering innovative software solutions to age old CDD problems. Moreover, the constant claims that Artificial Intelligence, Machine Learning and Automation can improve the CDD landscape are impossible ...
Are You Doing Enough on Data Privacy? Results of the 2018 Data Privacy Survey
As Europe settles into life under the General Data Protection Regulation (GDPR), the United States is grappling with potential legislation of its own to protect consumer information. Questions remain about what U.S. data privacy legislation might look like, but companies have already begun to strategize.
Turn Data Privacy Regulation into Competitive Advantage
If you are feeling challenged by new privacy regulations, you’re not alone. It’s increasingly difficult to create a consolidated view of data across borders to enable innovation and more efficient controls. So how do you keep innovation projects running amidst “data minimization” initiatives?
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