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Regions
United States
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Next
DOJ clears $4.4 Billion T‑Mobile acquisition of UScellular
Florida alleges that Robinhood Crypto’s fee disclosures are inaccurate
U.S. tariffs and compliance: what U.K. and EU companies need to consider
CVS hit with nearly $1 billion fine in Omnicare false claims verdict
OFAC fines Harman Industries $1.4M for violating U.S. sanctions on Iran
U.S. Labor Department advances sweeping deregulation push targeting worker protections
Google told to pay $314M over cellular data in California class action suit
CFPB drops $95M enforcement action against Navy Federal, without explanation
Atkins says SEC to embrace innovation, criticizes regulatory uncertainty around tokenization
OFAC fines logistics company Key Holding $609k for violating U.S. sanctions on Cuba
DOGE targets SPAC oversight under SEC, report says
FTC raises antitrust concerns over $1.57B Circle K deal, orders divestitures
FHFA chief orders Fannie and Freddie to consider crypto assets in mortgage assessments
FinCEN bars three Mexican financial institutions for aiding cartels in fentanyl trade
Federal Reserve Board drops reputational risk from exams, aligning with OCC and FDIC shift
Judge reinstates fired CPSC commissioners in latest battle over government cuts
Senate confirms Olivia Trusty to FCC, handing Trump majority control
Venture capital firm self-reports sanctions violations of M&A target to DOJ, receives declination
DOJ wants less monitoring, more self-disclosure and fine reductions, Galeotti says
Bribery risk elevated, experts say, as DOJ narrows FCPA enforcement
United Kingdom
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Next
Google AI Overviews under EU scrutiny after publishers file antitrust complaint
U.S. tariffs and compliance: what U.K. and EU companies need to consider
U.K. updates pension and asset manager rules, but internal auditors flag governance gaps
FCA fines Monzo digital bank $28 million for AML, KYC failures
FCA drops ‘naming and shaming’ approach – except in ‘exceptional circumstances’
European Commission unveils a simpler, more competitive EU Single Market, but businesses remain skeptical
EU, UK agree to reset rules on agrifoods, mergers and carbon trading as part of post-Brexit reset
UK’s Failure to Prevent Fraud law may expose firms to unlimited fines and prosecution, says Moody’s compliance risk expert
Crypto firms brace for tighter UK oversight as FCA plots integration with financial markets
Bribery risk elevated, experts say, as DOJ narrows FCPA enforcement
Seven years in, GDPR faces growing challenges from AI and ‘consent or pay’ models
What is AI washing and why companies need to stop exaggerating their AI prowess
U.K. reins in crypto firms to combat ‘scandal’ of freewheeling finfluencers
UK regulator’s efforts to coax self-reporting fraud could fall flat, experts warn
Why tight controls matter for financial content on social media, says FPC’s O’Shaughnessy
Calls for audit reforms intensify after hackers attack Harrods and other top UK retailers
Q&A: Symphony general counsel Corinna Mitchell on regulators’ push for supply chain resilience
Why the benefits of bilingual digital accessibility go beyond compliance
Delayed UK antitrust case underscores compliance, reputational risks
Directors should be more accountable for failure, while also taking more risks, says U.K. regulator
Europe
Previous
Next
Google AI Overviews under EU scrutiny after publishers file antitrust complaint
U.S. tariffs and compliance: what U.K. and EU companies need to consider
European Commission unveils a simpler, more competitive EU Single Market, but businesses remain skeptical
EU, UK agree to reset rules on agrifoods, mergers and carbon trading as part of post-Brexit reset
Bribery risk elevated, experts say, as DOJ narrows FCPA enforcement
Trump administration launches pressure campaign against EU Digital Services Act
Q&A: Symphony general counsel Corinna Mitchell on regulators’ push for supply chain resilience
EU hits Apple, Meta with antitrust fines weeks after Trump tariffs announced
UK’s deregulation drive raises compliance risk, say top lawyers
Glencore compliance monitorships ended early by DOJ
AI regulation: U.K. sits on regulatory fence between U.S. and E.U.
States require companies to report greenhouse gas emissions as federal regulators step back
U.K. says company boards need to worry more about cybersecurity risks
Companies unprepared for European Accessibility Act as June deadline looms
EU regulator questions 'culture of compliance' with Digital Markets Act at Apple, Google
When it comes to trust, make sure to verify
Experts: Companies ‘underestimate risk’ as first provisions of EU AI Act come into force
‘Abject failure’: U.K. lawmakers sound off on FCA’s failed 'naming and shaming' enforcement
PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations
EU drives ‘omnibus’ of simplifications through landmark sustainability reporting directives
China
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Next
Consumer electronic supply chain at risk, FCC says in proposing new rules
When it comes to trust, make sure to verify
U.K. Employment Rights Bill promises to thwart forced labor through new consolidated regulator
Trump gives TikTok 75-day reprieve after ban goes into effect
Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks
Five more compliance triumphs of 2024
Evolving sanctions rules make continuous screening, due diligence essential in 2025
U.K., EU enforcement regimes set to escalate, but critics question sanctions’ effectiveness
Treasury set to block investment flow on American AI, semiconductor tech to China
DOJ proposes rule that would block sale of Americans’ personal data to Chinese, Russian firms
Raytheon parent RTX settles false claims, defective pricing, Qatar FCPA violations for $950M
DOJ steps up enforcement approach against AI-powered cybercrime
Chinese steel, artificial sweetener from Xinjiang now banned under UFLPA
How lax compliance led three defense companies to give military secrets to U.S. adversaries
Chinese regulators impose six-month ban, $62M fine on PwC’s China unit
Russia
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Next
OFAC hits GVA Capital with $216M penalty for servicing sanctioned Russian oligarch
Experts question effectiveness of new enforcement tool SFO is finally wielding
Q&A: Hellenic Bank CCO on progress made to fight corruption in Cyprus
Inside Cyprus’ efforts to stem money laundering and sanctions evasion
SEC fines cannabis hedge fund $150K for bogus AML policies, ties to Russian oligarch Abramovich
SkyGeek dinged by OFAC for completing orders, refunds with sanctioned Russian firms
Evolving sanctions rules make continuous screening, due diligence essential in 2025
U.K., EU enforcement regimes set to escalate, but critics question sanctions’ effectiveness
U.S. Appeals Court ruling in Tornado Cash case opens door for AML regulatory unwind
U.K. sanctions 56 entities connected to Russia’s 'war machine'
DOJ proposes rule that would block sale of Americans’ personal data to Chinese, Russian firms
Raytheon parent RTX settles false claims, defective pricing, Qatar FCPA violations for $950M
DOJ steps up enforcement approach against AI-powered cybercrime
New U.K. enforcement body piles pressure on sanctions evaders
FinCEN, OFAC sanction crypto platforms linked to Russia, cybercrime
How lax compliance led three defense companies to give military secrets to U.S. adversaries
Canada
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Next
FTC raises antitrust concerns over $1.57B Circle K deal, orders divestitures
For addressing the risks and rewards of AI, Adam Ennamli is Innovator of the Year
PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations
Regs name TD Bank’s compliance monitor; so far, bank has spent $138M improving AML program
Broker-dealer BMO Capital Markets to pay $41M to settle trade supervision lapses
Cannabis company dinged by SEC over ‘round-trip’ transfer to inflate year-end cash
Top ethics and compliance failures of 2024
Underfunding of BSA/AML compliance made TD Bank an unwitting partner to cross-border crime
Real estate firm JLL fined by Canada’s FINTRAC for AML, KYC failures
TD Bank fined nearly $3.1B by U.S. regulators for AML compliance failures
Mexico
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Next
FinCEN bars three Mexican financial institutions for aiding cartels in fentanyl trade
OFAC, FinCEN tighten screws on Sinaloa Cartel’s money laundering network
PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations
BSA failures lead to $42M fine for Brink's over unregistered cash shipments to Mexico
Top ethics and compliance failures of 2024
Underfunding of BSA/AML compliance made TD Bank an unwitting partner to cross-border crime
Middle East
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Next
OFAC fines Harman Industries $1.4M for violating U.S. sanctions on Iran
Venture capital firm self-reports sanctions violations of M&A target to DOJ, receives declination
RTX and Raytheon: A case study in juggling four compliance monitors
PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating
Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks
Ericsson's 'integrity journey' post-FCPA settlement top compliance triumph of 2024
Minnesota transport company hit with sanctions violations for Cuba, Iran trade
U.K., EU enforcement regimes set to escalate, but critics question sanctions’ effectiveness
German firm Aiotec to pay $14.5M to settle Iran sanctions violation
Top ethics and compliance failures of 2024
MetLife subsidiary fined $178K by OFAC for issuing premiums to Iran-controlled entities
DOJ proposes rule that would block sale of Americans’ personal data to Chinese, Russian firms
Raytheon parent RTX settles false claims, defective pricing, Qatar FCPA violations for $950M
New U.K. enforcement body piles pressure on sanctions evaders
How lax compliance led three defense companies to give military secrets to U.S. adversaries
Australia
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A lot of us are misusing AI at work, and it’s putting our companies’ data, reputations at risk
PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations
FCA fines Macquarie Bank $16M for control failures that allowed fake trades
SEC penalizes Macquarie Asset Management $80M for overvaluing assets, fraud
Asia
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UBS to pay $511 million fine over Credit Suisse tax case, exposing compliance gaps
Treasury reversal of OFAC sanctions against Tornado Cash signals eroding AML scrutiny
PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations
FinCEN announces FATF watchlist update: Laos, Nepal added, Philippines removed
Crypto exchange OKX latest target of DOJ, hit with $505M penalty over AML, KYC failures
KuCoin latest crypto firm to pay hefty price for violating BSA with $297M penalty
DOJ indicts five in remote IT work scheme to circumvent North Korean sanctions
Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks
Five more compliance triumphs of 2024
AAR Corp. to pay $56M to settle FCPA violations in Nepal, South Africa
U.K., EU enforcement regimes set to escalate, but critics question sanctions’ effectiveness
U.S. Appeals Court ruling in Tornado Cash case opens door for AML regulatory unwind
French defense contractor Thales Group under investigation for bribery in Asia
Adani Group CEO, seven business executives charged in huge $250M bribery scheme
BIT Mining changes business model, pays $10M fine to resolve FCPA violations
DOJ proposes rule that would block sale of Americans’ personal data to Chinese, Russian firms
Vietnamese business pays $860K for violating U.S. sanctions on North Korea
Poor internal controls led to FCPA violations in Moog’s $1.7M settlement with SEC
AAR Corp. discloses former exec implicated in Nepal, South Africa FCPA violations
South America
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Next
OFAC fines logistics company Key Holding $609k for violating U.S. sanctions on Cuba
Venture capital firm self-reports sanctions violations of M&A target to DOJ, receives declination
PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations
Former Deloitte partner dinged by PCAOB for failures in Bancolombia audit
Spanish telecomm Telefónica S.A. fined $85M over bribes to government officials in Venezuela
DOJ proposes rule that would block sale of Americans’ personal data to Chinese, Russian firms
Africa
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Next
Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks
Five more compliance triumphs of 2024
AAR Corp. to pay $56M to settle FCPA violations in Nepal, South Africa
DOJ hits McKinsey & Co. subsidiary with $123M criminal penalty over bribes in South Africa
AAR Corp. discloses former exec implicated in Nepal, South Africa FCPA violations
Latest News
DOJ clears $4.4 Billion T‑Mobile acquisition of UScellular
Florida alleges that Robinhood Crypto’s fee disclosures are inaccurate
Google AI Overviews under EU scrutiny after publishers file antitrust complaint
CVS hit with nearly $1 billion fine in Omnicare false claims verdict
OFAC fines Harman Industries $1.4M for violating U.S. sanctions on Iran
FCA fines Monzo digital bank $28 million for AML, KYC failures
U.S. Labor Department advances sweeping deregulation push targeting worker protections
Google told to pay $314M over cellular data in California class action suit
CFPB drops $95M enforcement action against Navy Federal, without explanation
Atkins says SEC to embrace innovation, criticizes regulatory uncertainty around tokenization
Latest GRC Appointments
Dismissed Democrats on Federal Trade Commission sue Trump administration
Democratic FTC commissioners blast Trump's 'illegal' firings
UAE-based crypto solutions provider Scintilla names CCO
Wedgewood appoints CCO, GC