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National Compliance Officer Day 2025
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Home
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National Compliance Officer Day 2025
Accounting & Auditing
AI
AML
Anti-Bribery
Best Practices
Boards & Shareholders
Cryptocurrency and Digital Assets
Culture
ESG/Social Responsibility
Ethics & Culture
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Compliance Week AI event: How to build trust and ethics into AI tools from the start
Nov 6 | Eunomia Global Executive Roundtable Series: AI & Africa
TPRM has become the business continuity plan in turbulent times
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Regions
United States
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When AI acts: The compliance challenge of agentic systems
False Claims Act enforcement themes for 2026
A snapshot of the state of financial crime in the United States
Federal jury convicts former coal executive in Egypt-linked coal FCPA case
New York governor’s veto narrows scope of New York LLC Transparency Act
EY compliance partner leaves after independence failings prompt regulatory investigation
Florida boarding school pays $1.7M for enrolling kids of drug cartel parents
FinCEN launches whistleblower portal, seeking tips on BSA and sanctions violations
Disney pays $2.75M to California for alleged privacy violations
OFAC creates online portal for self-disclosing sanctions violations
FTC warns brokers to stop selling U.S. military member data to foreign adversaries
Flops and successes: Experts at Compliance Week AI event share lessons learned with AI rollouts
When AI Is Forced on Compliance: The ECCP as your Guide
OpenAI’s Nicole Diaz: AI is “the new frontier of product liability”
FINRA executive explains regulator’s use of AI at Compliance Week event
EU investigation into Grok may expose problems with DSA rather than compliance failings
Former ADM execs inflated operating profits, SEC alleges
Experts warn of increased global AML risks as criminals seek to launder Venezuelan money
National Fraud Enforcement Division: A dangerous escalation of compliance risk
CW AI event: Boards eager for AI adoption, but governance lags
United Kingdom
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U.K. listed companies must adapt to new sustainability reporting regime by 2027
U.K. ‘buy now pay later’ regulation signals end of ‘Wild West’ fintech loans system
EU and U.K. demand evidence to back sustainability claims
U.K. financial regulator cuts cases to focus on investigations that achieve results
U.K. lawmakers push for guidance, rules around AI in financial services
Decision time for compliance as U.K. CCI regime ditches formulaic reporting to engage investors
EY compliance partner leaves after independence failings prompt regulatory investigation
U.K. insider trading case highlights benefits to self-reporting suspicious activity
Prada cleans up supply chain with zero tolerance for compliance failings
EU investigation into Grok may expose problems with DSA rather than compliance failings
U.K. Employment Rights Act will lead to rise in tribunal claims
SFO head to step down as speculation grows over future of agency
U.K. government scraps long-awaited audit reforms to prioritize growth
U.S. sees steep drop in penalties in 2025, while fines elsewhere increase
U.K. regulators move to curb AI nudification tools as scrutiny of Grok grows
Experts outline core skills compliance teams need to develop in 2026
EU vows to reform financial single market rules to unlock growth and boost investment
Tech and compliance 2026: What to watch for in AI, cybersecurity and quantum computing
Top of mind compliance topics in 2026: Finance, immigration, supply chains and sustainability
U.K. sets out strategy to combat bribery and corruption
Europe
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New EU rules will force companies to come clean on pay
EU and U.K. demand evidence to back sustainability claims
Q&A with Norm Ashkenas, CCO at Robinhood, on compliance challenges, opportunities and being a strategic adviser
Prada cleans up supply chain with zero tolerance for compliance failings
‘Significant’ rule changes for EU alternative investment funds set for April 16
French investigators target anticompetitive practices in largest accounting firms
Venezuela military intervention highlights critical resources as a new compliance hotspot
Experts outline core skills compliance teams need to develop in 2026
EU extends carbon border tax to 180 downstream products and targets ‘loopholes’
EU vows to reform financial single market rules to unlock growth and boost investment
EU agrees rules to make payment providers and online platforms liable for customer fraud losses
First standard for EU AI Act targets quality management regime
Top of mind compliance topics in 2026: Finance, immigration, supply chains and sustainability
Top Ethics and Compliance Triumphs of 2025
Compliance told to focus on reality as Euro courts brace for slew of greenwashing cases
What 2025’s AI mishaps should teach compliance in 2026
Retail energy compliance must focus on resilience and reporting
EU loosens AI and data rules
EU financial firms must prepare now for new rules on critical third-party arrangements
EU moves to simplify GDPR and AI Act obligations, raising compliance questions for companies
China
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Hong Kong securities regulator hits repeat offender Deutsche Bank with $3M fine
Chinese money-laundering networks moved $312B in dirty money through the U.S.
DOJ, SEC end Investigations of GE HealthCare for possible FCPA violations in China
U.S. regulators scrutinizing American companies’ transactions with Chinese firms
Interactive Brokers to pay $11.8M to settle thousands of U.S. sanction violations
Consumer electronic supply chain at risk, FCC says in proposing new rules
Russia
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Interactive Brokers to pay $11.8M to settle thousands of U.S. sanction violations
OFAC hits GVA Capital with $216M penalty for servicing sanctioned Russian oligarch
Canada
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FINTRAC hits British Columbia crypto firm with record $125M penalty for AML failures
Canada to launch new federal office targeting financial crime and fraud
FTC raises antitrust concerns over $1.57B Circle K deal, orders divestitures
Mexico
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A snapshot of the state of financial crime in the United States
How to identify and mitigate risks posed by Foreign Terrorist Organizations
Part One: A case-by-case analysis of FCPA investigation closures
FinCEN cuts off 10 Mexican casinos from U.S. financial system for laundering cartel drug money
Texas gas company found that its merger acquisition paid a cartel-connected entity
FinCEN again delays U.S. ban on three Mexican financial institutions
DOJ charges Texas businessmen in alleged bribery scheme over PEMEX oil contracts
Thanks to 'laser focus' on cartels, Trump admin creates new corporate risks in Mexico
FinCEN bars three Mexican financial institutions for aiding cartels in fentanyl trade
Middle East
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Federal jury convicts former coal executive in Egypt-linked coal FCPA case
What 2025’s AI mishaps should teach compliance in 2026
Former Credit Suisse compliance officer charged with money laundering
FinCEN flags $9 billion in Iranian shadow-banking activity, citing SARs filings from U.S. banks
Inside a Dark Pact: A timeline of events
Inside a Dark Pact: Danger of their own making and a critical series of missteps
Inside a Dark Pact: Background and evolution of a scheme
Inside a Dark Pact: Lafarge’s terrorist funding and compliance fallout in Syria
Freight forwarder fined $1.6M after using OFAC-blocked Venezuelan, Iranian carriers
Cross-border compliance: Lessons from the UAE for a globalized financial system
Interactive Brokers to pay $11.8M to settle thousands of U.S. sanction violations
OFAC fines Harman Industries $1.4M for violating U.S. sanctions on Iran
Venture capital firm self-reports sanctions violations of M&A target to DOJ, receives declination
Australia
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AI hallucinations in Deloitte Australia report highlight important role for compliance
Australian banks’ record fines for compliance failures highlight role of culture in compliance
Asia
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Navigating APAC data privacy laws: A compliance roadmap
EU investigation into Grok may expose problems with DSA rather than compliance failings
Venezuela military intervention highlights critical resources as a new compliance hotspot
FinCEN flags $9 billion in Iranian shadow-banking activity, citing SARs filings from U.S. banks
U.S. targets southeast Asian “pig butchering”, human trafficking, forced labor empire
Hong Kong securities regulator hits repeat offender Deutsche Bank with $3M fine
UBS to pay $511 million fine over Credit Suisse tax case, exposing compliance gaps
South America
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A snapshot of the state of financial crime in the United States
Beyond the paper shield: Noting differences between U.S. and Brazilian anti-corruption law
Experts warn of increased global AML risks as criminals seek to launder Venezuelan money
Oil and gas executives mull the real costs of Venezuelan oil
Venezuela military intervention highlights critical resources as a new compliance hotspot
Interactive Brokers to pay $11.8M to settle thousands of U.S. sanction violations
OFAC fines logistics company Key Holding $609k for violating U.S. sanctions on Cuba
Venture capital firm self-reports sanctions violations of M&A target to DOJ, receives declination
Africa
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SEC drops all charges against former Rio Tinto CFO related to coal valuation
Former Credit Suisse compliance officer charged with money laundering
Part One: A case-by-case analysis of FCPA investigation closures
Geopolitical risks among compliance concerns for metals, mining companies
Latest News
EY compliance partner leaves after independence failings prompt regulatory investigation
FTC puts GM’s puts connected vehicle data practices under compliance spotlight
CFPB, DOJ withdraw guidance to lenders considering borrowers’ immigration status
FTC’s $60 million Instacart case puts misleading fees in the spotlight
CFPB humility pledge reshapes exam process, as agency faces uncertain future
SEC exam priorities for 2026 signal heightened focus on firmwide compliance
Costco sues federal government over Trump-era tariffs, seeks refund rights
FDIC eases leverage rules for banks, citing lower risk burdens
SEC dismisses SolarWinds case tied to 2020 cyberattack
CFPB shutdown appears imminent, enforcement transferred to DOJ