All Regulation S-K review articles

  • Blog

    SEC reshapes Regulation S-K disclosures, marches forward on LEIs

    2017-10-13T11:00:00Z

    The SEC has proposed a plan, as mandated by the FAST Act, to simplify and modernize the Regulation S-K disclosure regime. New rule amendments would also accelerate the use of Legal Entity Identifiers by public companies.

  • Article

    Small-Company Rules Inch Forward

    2015-08-04T15:45:00Z

    Congress (and SEC commissioners) routinely complains that the SEC is so focused on churning out overdue rules for compliance with the Dodd-Frank Act, it has neglected to churn out overdue rules on capital formation required under the JOBS Act. In truth, the SEC is likely to move forward with what ...