White paper: Top 5 Mobile Compliance Best Practices
The message from the regulators is clear - having an off-channel policy for mobile communications is not good enough.
White paper: SEC doubles down on cyber risk management accountability
To help investors gain a better understanding of cyber risk, the US Securities and Exchange Commission (SEC) has created sweeping new rules—forcing companies to take a more proactive approach to cybersecurity.
White paper: Automate to Accelerate: Overcoming Staffing and Compliance Challenges in Cyber Risk Management
Spending countless hours tracking down controls evidence for your audit and compliance activities is an annoyance at best and a major drag on productivity and effectiveness at worst.
White paper: Quantify Third-Party Financial Risk to Efficiently Address Threats
Financial risk is one of the third-party risk management (TPRM) domains most likely to directly harm your organization.
White paper: Empowering Cybersecurity Governance and Disclosures
Do you have a clear vision of what ‘good’ means when it comes to managing governance and your security program? Setting the right targets for your organization is crucial.
White paper: Maturity Matters: Is It Time to Advance Your Compliance Training Program?
Maturity models abound throughout the discipline of business management. In this instance, we define “maturity” as the degree and sophistication in which compliance training is formalized, implemented, integrated with risk management, and measured.
White paper: Smarter Communication Surveillance with AI
In this White Paper from NICE Actimize and Accenture, we examine how financial services firms are managing Communications Surveillance today, and why current market trends demand a new approach that supplements traditional lexicon-based surveillance with Artificial Intelligence (AI) and in particular Natural Language Processing (NLP).
White paper: Raising the bar on risk management
The technologies and approaches that enterprises use to manage risk and compliance have evolved—and this evolution is creating a moment of opportunity.
White paper: Future-proofing your investment compliance
Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.
White paper: How Compliance Can Prevent Risk and Rapidly Respond to Change
The compliance and risk landscape grows more complex each day, and the rate of change in the space is only accelerating.
White paper: Compliance & Conversions: How fintechs have both with Veriff
In this exclusive eBook from Veriff, discover the current state of compliance surrounding fintechs.
White paper: How technology can power proactive risk management
Money laundering, cybercrime, corruption, trafficking: These are just a few of the many illegal activities that could be putting your business at risk, especially if you’re using outdated, manual processes.
White paper: Leveraging a Regulatory Change Data Feed to Maximize Compliance Confidence
Does your financial institution have the tools it needs to understand regulatory change and manage compliance? Managing the volume and complexity of regulatory change and understanding its impact on your institution requires more than inefficient manual processes.
White paper: The Dangerous Intersection Between OFAC and Ransomware
Read CSI’s The Dangerous Intersection Between OFAC and Ransomware white paper to understand how OFAC violations and ransomware present an amalgamated threat to all U.S. businesses, and how to address this threat in order to limit its potential for grave financial harm.