Broker-Dealers on Social Media: Understanding the Risks

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This webcast aired on July 25, 2019.
CPE Credit(s): 1

Regulations put broker-dealers squarely in the spotlight of various risks and responsibilities. FINRA and the SEC govern marketing communications and advertising practices when communicating with the public. Additionally, the cybersecurity threat landscape is evolving and is one of the primary operational risk’s firms face today.

Join Proofpoint to hear the latest in advertising regulations and the cybersecurity threat landscape. Learn how your firm can protect its people and data on social media.

Attend this webinar and learn:

Understand the requirements of advertising regulations on social media
The latest trends in cyber threats facing broker-dealers
How Proofpoint can help protect your firm from today’s risks

Speaker:
Roman Tobe, Manager, Product Marketing - Proofpoint

ProofpointProofpoint is a next-generation cybersecurity company that protects your people, data and brand against advanced threats and compliance risks.View full Profile

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.